【作者】 赵刚；

【导师】 肖黎明；

【作者基本信息】 山西师范大学 ， 国民经济学， 2012， 硕士

【摘要】 随着经济全球化趋势的不断加强，资本的跨国流动对各国经济的发展产生了深远的影响。在影响企业发展的诸多因素中，技术成为决定企业在市场竞争中成败的关键因素。因此，技术寻求型OFDI成为许多国家尤其是处于技术劣势的发展中国家寻求技术跨越式发展的重要途径。随着发展中国家OFDI的快速发展，OFDI的母国逆向技术溢出问题成为学术界研究的重点。自从我国政府确立了“走出去”的发展战略以后，我国的OFDI取得的迅猛的发展，年平均发展速度超过50%。在经济全球化的背景下，一国产业结构的调整是在世界产业结构调整的框架内进行的，而技术进步是影响产业结构优化的重要因素。因此，研究OFDI逆向技术溢出与母国产业结构优化的关系具有重要的理论和现实意义。本文在前人研究的成果上，以逆向技术外溢为主线，分析了OFDI逆向技术溢出促进母国产业结构优化的宏微观机理，并运用我国相关数据进行实证检验，然后用具体案例进行说明，最后结合我国的OFDI现状和实证检验结果，提出相应的启示和建议。通过理论分析和实证研究，本文得出以下结论：第一，从理论上看，OFDI具有逆向技术溢出效应，但由于我国的OFDI规模比较小，且行业和区域分布不均衡，导致OFDI的逆向技术溢出效应较小。第二，技术进步能促进我国的产业结构优化，但效果较小。第三，合理的产业结构对经济起到促进作用，进而导致OFDI的增加，但我国目前的产业结构没有导致OFDI的增加。第四，我国吸收能力较弱，对国外技术的创新能力不足。更多还原

【Abstract】 With the continuous strengthening of the trend of economicglobalization, capital’s international flowing has had a profoundinfluence on the development of national economies. Technologyhas become the key factor that decided the success or failure in themarket competition in all various that affected the development ofenterprises. Therefore, the technology-seeking OFDI has becomeone of the ways in seeking technology’s leapfrog development tomany countries, especially in technologically inferior countries.With the growth of OFDI in developing countries, The OFDI’s reversetechnology spillovers of home-country become the focus ofacademic research.China’s foreign direct investment obtained the swift and violentdevelopment with the average annual growth rate of more than 50%since government established the "going out" development strategy.Under the background of economic globalization, a country’sindustrial structure adjustment is carried out within the frameworkof the world’s industrial structure adjustment, and technologicalprogress is the important factor influencing the optimization ofindustrial structure. Therefore, the research of the relationshipbetween OFDI reverse technology spillover and the home country’s industry structure optimization has important theoretical andpractical significance.On the foundation of previous studies, author analyses themicro-macro mechanism on OFDI reverse technology spillover topromote their industrial structure optimization , and has a empiricaltest using the relevant data, further uses concrete example toexplain. Finally, puts forward the corresponding suggestion andadvice combined with the present situation of the OFDI in China andempirical results.Through theoretic research and empirical test, this paper drawsthe following conclusions: First, OFDI has reverse technologyspillover effect, but the effect is rather small because the OFDIscale is relatively small, and the industry and regional distribution isnot balanced. Second, technical progress can promote theoptimization of industrial structure in china, but the effect is small.Third, the reasonable industrial structure promotes economicgrowth, and then promotes OFDI increasing, but the empirical testis not good. Last, the absorption capacity is weak, so the innovationability on foreign technology is weak.更多还原