【作者】 金潇明；

【导师】 何继善；

【作者基本信息】 中南大学 ， 管理科学与工程， 2010， 博士

【摘要】 产业集群是区域经济发展的重要途径,知识创新则是知识经济时代产业进步和集群可持续发展的核心和关键。在产业集群的创新发展研究领域,本文着重探讨了基于螺旋型知识共享的产业集群合作创新有关理论及其实践运用问题：拓展了螺旋型知识共享的三螺旋结构,提出了引入中介服务组织的四螺旋结构；通过构建和分析声誉模型,讨论了螺旋型知识共享推动产业集群合作创新的内在机理；结合湖南装备制造业集群的发展实际,对集群内部螺旋型知识共享的驱动、运行、保障和激励机制进行了分析阐述,针对湖南装备制造业集群,提出了螺旋型知识共享推动合作创新的若干策略选择。在对相关文献理论进行梳理、比较与推敲的基础上,将传统的三螺旋模型进行拓展,在产业集群合作创新与知识共享中引入中介服务组织,重新界定了螺旋型知识共享的内涵及其特征,构建了产业集群知识共享的四螺旋结构模型,即产业集群通过政府、企业、科研院所、中介服务组织等四螺旋结构构建,实现多次、反复、持续不断的知识挖掘、转移、集成、创新,进而促进产业集群知识共享和合作创新能力的螺旋式上升。这一新构建的产业集群合作创新的四螺旋知识共享分析框架,为产业集群合作创新提供了新的模式选择和动力支撑。在知识经济背景下,产业集群经过“隐性—显性—隐性”的知识螺纹,前后衔接,实现知识由低级向高级的变化,最终实现知识共享与创新的螺旋式上升。螺旋型知识共享表现为多维演进、螺旋上升、合作竞争、协同创新等特点。螺旋型知识共享的可能性主要基于知识的非对称性、资本性、时效性等特性,而知识价值链的存在夯实了螺旋型知识共享的客观基础。基于知识经济的产业集群螺旋型知识共享需要强化知识吸纳、转化、创造、扩散、应用等知识运行过程。通过对Kreps声誉模型进行诠释,分析构建了产业集群螺旋型知识共享的声誉模型,即产业集群的非完全信息动态博弈模型。从声誉对产业集群合作创新的激励效应以及声誉与产业集群合作创新之间的关系出发,对产业集群合作创新的搭便车行为与合作信任危机进行解读,构建了基于声誉效应的产业集群合作创新的知识共享模型,合作创新各方运用前向归纳的思考方式,根据声誉选择博弈对策,在有限次重复博弈中达成具有帕累托最优结局。产业集群的螺旋型知识共享所构筑的声誉效应,是产业集群合作创新的重要激励机制,在合作创新各方形成长期稳定的合作关系中发挥着关键性作用。从产业集群内部来看,其合作创新的螺旋型知识共享机制主要包括：一是驱动机制,即群内各行为主体基于降低创新成本、提升核心竞争力等动机而产生了知识共享的共同愿景和期待；二是运行机制,即群内各行为主体间按照螺旋型知识共享模式,实现知识的挖掘、转移和创新；三是保障机制,即在制度与人力资本、文化与社会资本、技术与知识存量累积、组织架构与共享渠道等方面去保证实现群内各行为主体间有效的知识共享；四是激励机制,包括制度与个人信任的互动、声誉监督与知识产权约束、中介服务合作协调等。本文最后以湖南装备制造业集群为例,探讨了产业集群合作创新的螺旋型知识共享策略选择。根据产业集群四螺旋结构模型,加快湖南装备制造业集群合作创新的螺旋型知识共享,应该从政府、企业、大学和中介组织等四个方面采取有效的策略,主要包括：运用政策杠杆激励创新,提升公共服务质量；建立更加有效的人才培育与创新激励机制；加强产业集群合作创新和科研成果的转化；发挥企业在四螺旋型知识共享中主体地位；加快中介服务组织建设,完善产业集群螺旋型知识共享结构；促进四螺旋结构互动,加强产业集群螺旋型知识共享方式的创新。更多还原

【Abstract】 Nowdays, industrial cluster play an important role in the regional economic development, and the knowledge innovation has become the key point of industrial improvement and industrial clusters sustainable development in the era of knowledge economy.In the academci studying area of industrial cluster innovative development, this paper discusses the relavant theory and practice application of industrial cluster cooperative innovation based on the spiral of knowledge sharing model.The concrete studying work has been included in the following:by introducing intermediary service organizations,offering the four dimension helix structure basing on broadening three spiral-type knowledge sharing;discusssing the internal mechanism of spiral-type knowledge sharing hoisting industrial cluster cooperative innovation; expatiating the forcing,operating,ensuring and motivating mechanisms of industrial cluster knowledge sharing by combining Hunan equipment manufacturing cluster; advacnes some strategies on piral-type knowledge sharing hoisting industrial cluster cooperative innovation.Firstly, on the ground of settling,comparing and refining relevant academic theory,the author introduces intermediary service organizations to industrial cluster cooperative innovation and knowledge sharing, redefines the connotation and characteristics of the spiral-type knowledge sharing,establishes four dimension helix structure on industrial cluster knowledge sharing:by combining government,enterprise,scientific research organizations as a four dimension helix structure, industrial cluster can realize the incessancy and continuous knowledge mining,transfering,intergrating and innovating,therefore,the knowledge sharing and cooperative innovation abilities spiral improvement.This new four dimension helix structure on industrial cluster knowledge sharing analysis framework can offer new alternative model and momentum support for industrial cluster cooperative innovation.In the knowledge economy context, the industry clusters through the knowledge thread as "Tacit Knowledge-Explicit knowledge-Tacit Knowledge", back to back, and achieve the knowledge change from low-level to high-level, and ultimately realize the spiral knowledge sharing and innovation. The spiral knowledge-sharing expresses the characteristics such as the multi-dimensional evolution, spiral, cooperative competition, and collaborative innovation and so on.The possibility of spiral of knowledge sharing is mainly based on the non-symmetry knowledge, capital, timeliness and other properties, and the value chain of the knowledge presence solidified the spiral objective basis for knowledge sharing. Based on knowledge economy, the spiral knowledge-sharing of the industry cluster need to strengthen such the knowledge to run the process about the knowledge absorb, conversion, creation, proliferation, application.Secondly,by analyzing Kreps’s reputation model,the author built a reputation model of the spiral-type knowledge sharing of the industrial clusters,that is non-complete information dynamic game model of industrial cluster.By interpretating the motivating effect of reputation on industrial cluster cooperative innovation and the relationship between reputation and industrial cluster cooperative innovation,the author unscrambles the free-riding behavior and the confidence crisis of the cooperation of the industrial cluster,builds the industrial cluster cooperative innovation knowledge sharing model basig on reputation effect and thinking mode of forwarding generalization appllide by cooperative innovation members, realizes the Pareto-optimal outcome in the infinite repeating game by usinig reputation choosing game strategy.The reputation effect establsihed by industrial cluster spiral-type knowledge sharing is an important motivating mechanism of industrial cluster cooperative innovation and can play a key role for keeping long-term steady cooperative relationship of cooperative innovation members.Thirdly, the author discusses the mechanisms of the spiral-type knowledge sharing of the industrial clusters. The spiral-type knowledge sharing mechanisms within the industry clusters include:First dimension is the spiral drivers of knowledge-sharing:that is there a common vision of knowledge-sharing and expectations for advancing core competitiveness basing on decreasing innovative cost; second dimension is operation of screw-type knowledge-sharing mechanisms:that is the group of actors how to carry out knowledge mining,transfering and innovating among spiral-type knowledge sharing; third dimension is protection of spiral-type knowledge sharing mechanisms, that is how to ensure the realization of effective knowledge sharing of various actors within the group from system and human capital,culture and social capital,technology and knowledge deposit cumulation, organization framework and sharing channel; four dimension is the incentives of the spiral-type knowledge sharing mechanisms, that is the interactive model between system and personal confience,reputation supervision and knowledge copyright restriction and intermediary service organization coordinaion.Finally, for example of the equipment manufacturing cluster in Hunan Province, we discuss the strategy selection of the spiral-type knowledge sharing of the industrial clusters co-innovative. According to the four-spiral structure model of the industrial cluster, to speed up the spiral-type knowledge sharing of the co-innovative of the equipment manufacturing industrial clusters in Hunan, it should be take effective strategies in four areas from the government, enterprises, universities and intermediary including:To use the policy levers for incentives innovation, and to improve the qualities of the public service; To establish a more effective personnel training and innovative incentive mechanism; To strengthen the transformation of the cooperation innovation and research results in industrial clusters; To take the the dominant position by the role of enterprises in the four-spiral knowledge sharing model; To speed up the building of intermediary service organizations, and to improve the spiral-type sharing knowledge structure in the industrial cluster; To promote the interaction of the four-spiral sharing knowledge structure, strengthening innovative ways of the spiral-type knowledge sharing of the industrial cluster.更多还原