【作者】 习明；

【导师】 杨灿；

【作者基本信息】 厦门大学 ， 国民经济学， 2008， 博士

【摘要】 中小企业集群是当前世界经济中颇具特色的产业组织形式,也是一种迅速提升区域竞争力的发展模式。近二三十年来,以硅谷为代表的高科技企业集群的强烈创新性以及意大利北部传统企业集群的强烈国际竞争力,使中小企业集群现象越来越引起各国学术界、企业和政府的关注。中小企业集群的广泛性和多样性,以及对产业结构变革的影响、对产品创新的促进作用,使得它们已成为我国区域发展和竞争力的主要标志。中小企业集群的研究对于促进中小企业发展和提高区域经济竞争力具有重要的理论与现实意义。对于中小企业集群的研究,尽管学术界已取得了许多有价值的理论成果,但在中小企业集群形成和演进机制层面上的研究仍然不够深入,本文的主旨是在这方面进行若干有益的探索,并力求有所突破。中小企业集群是一个复杂的社会经济现象,它的形成和演进,受到多层面的因素作用,其中既有来自市场的经济因素,又有地区特有的文化因素,因此研究中小企业集群形成和演进的规律,必须综合运用多学科的理论和方法,从多个视觉进行交叉性思考。本文的创新之处主要有以下几点:(1)尝试将完全竞争市场结构纳入中小企业集群演进的分析框架,并论证了:中小企业集群演进的实质就是完全竞争市场向垄断竞争市场的演变过程。(2)从企业竞争的角度论述了中小企业集群演进的四个阶段。(3)提出非注册企业的概念,论述了非注册企业在现阶段我国中小企业集群发展中的作用。(4)本文的研究显示,创新是中小企业集群获取竞争优势和向更高阶段演进的源泉。本文认为,中小企业集群形成于具有一定创新文化和创业精神积淀的区域,实现内生经济增长、产业升级和自主创新能力的提高是中小企业集群演进的必然结果。政府应深刻把握企业集群的本质特征,创造一个有利于竞争和创新的社会文化环境,提供完善的公共服务,降低企业交易及创新成本,积极推动地方中小企业集群的形成和发展。更多还原

【Abstract】 Small-medium enterprise clusters are the most characteristic style of the industrial organization in modern economics, and are also a development model which can promote the district competition ability. In recent years, because of the innovation in the high-tech enterprise clusters such as ones in the Silicon Valley and the powerful international competition ability among the traditional industry clusters in the Third Italy, the phenomenon of small-medium enterprise clusters have become the focus concern in the research field. The variety and diversification of the small-medium enterprise clusters and their impact on the evolution of the industrial structure make the small-medium enterprise clusters become the main symbol of the district competition ability in China. The research on the small-medium enterprise clusters is very important to promoting the rapid development of the small-medium enterprises and enhancing the district competition ability in both theory research and practice. Although there are many theoretical outcomes in the academic field, the ones in the small-medium enterprise clusters’ evolution mechanism is not enough. And this thesis wishes to do some contributions in this aspect.The small-medium enterprise clusters are a complicated social phenomenon. Their evolution are affected by various factors, some of which are economic, some of which are cultural and social, so the research on the rule of the small-medium enterprise cluster’s evolution must be based on various theoretical methods and be studied from several perspectives. The innovations of this thesis are as follows:1. The market structure of perfect competition is put into the framework of small-medium enterprise clusters’ evolution, and this thesis suggests that the nature of the small-medium enterprise clusters’ evolution is the evolution from perfect competition to monopolistic competition..2. Based on the enterprise competition, the four stages of small-medium enterprise clusters’ evolution is discussed.3. The definition of non-registration enterprise is put forward, and this thesis analyses the function of non-registration enterprise in Chinese small-medium enterprise clusters’ development.4. Innovation is the headspring of small-medium enterprise clusters to evolve to the higher level, and obtains the competition advantage.This thesis suggests that the small-medium enterprise clusters are formed in the region which innovation culture and the entrepreneurial spirits are accumulated. The sustainable economic growth, industry’s upgrading, and independent innovation ability are the inevitable results of the small-medium enterprise clusters’ evolution. The government should grasp the substantive characteristic of the small-medium enterprise clusters, create a social cultural environment which innovation and competition are encouraged, provide sufficient public service, reduce enterprise transaction and innovation cost, impel the formation and development of small-medium enterprise clusters.更多还原