【作者】 汤薇；

【导师】 朱成全；

【作者基本信息】 东北财经大学 ， 经济思想史， 2013， 博士

【摘要】 20世纪60年代以后,可持续发展的思想在全球兴起,罗马俱乐部1981年的报告《关于财富和福利的对话》中提到,经济和生态是一个不可分割的总体,在生态遭到破坏的世界里,是不可能有福利和财富的。可以毫不怀疑地预见,生态经济学会逐渐发展成为经济学的主流。在经过了经济总量的长期迅猛增长,并伴随着严重的生态环境破坏以至大自然开始疯狂报复之后,我国政府提出了建设主体功能区的发展战略,这是在对我国区域发展理论深刻反思的基础上提出来的。从2006年“十一五”规划《纲要》提出将国土空间划分为优化开发区、重点开发区、限制开发区和禁止开发区四类主体功能区到现在,只有短短几年时间,因而关于主体功能区的探索和研究未成体系,尤其是生态经济学作为主体功能区的重要理论基础,还没有得到足够的重视。本文旨在为主体功能区寻找生态经济学理论依据,同时也为生态经济学在我国当前的经济发展中寻找用武之地,构建生态经济学应用在主体功能区中的理论体系。主体功能区是一个新生事物,是在我国经济、社会、文化发展的特定历史阶段和特定国情下的产物,在世界上尚属首创。主体功能区建设大致包括划分、规划、实施和政策绩效评价几个部分,其中生态经济学在主体功能区的划分、规划和政策实践中具有重要的指导作用。本文正是从这一视角出发,系统地研究了生态经济学在主体功能区中的应用。文章可以分为三个部分。第一部分为全文的研究奠定了基础。第一章是研究的起点,介绍了文章的写作背景和意义,全面梳理了国内外关于主体功能区和生态经济学的研究现状和成果,并在此基础上提出了文章的研究内容、结构和方法。第二章从总体上概述了主体功能区和生态经济学的基本理论。主体功能区的内涵丰富,不同于历史上其他形式的区划,不同类型的主体功能区有各自的发展方向,这种发展战略对我国区域经济的发展和重构有着深远的影响。作为一门新兴的边缘学科,生态经济学有特定的研究对象、范畴和性质,也反映了不同于主流经济学的伦理观。文章还进一步阐释了生态经济学的基本理论和研究方法。第二部分是文章的核心部分。第三章从宏观上阐述了主体功能区的生态经济学基本理论依据,在生态经济学领域中探讨了对主体功能区的深层次解析。其中生态经济系统理论既是生态经济学的基本理论,又是主体功能区建设的基础和前提,生态经济平衡理论和生态经济效益理论也是主体功能区划分和规划的重要参考。合理划分是主体功能区建设的第一步,第四章研究了主体功能区划分的生态经济学直接理论依据。生态经济区划理论为主体功能区的划分提出了思路和原则,文章重点从生态经济学角度逐一讨论了主体功能区划分的依据：资源环境承载力、开发密度和发展潜力。主体功能区的规划和实施是主体功能区建设的核心部分,第五章研究了生态经济学视野下主体功能区的规划。生态经济学从三个方面为主体功能区的规划提供了指导,保证了其可行性：一是生态经济规划理论为主体功能区规划提供了具体的原则、思路和方法,二是发展生态产业可以作为各个地区建设主体功能区的有效途径,三是建设生态城市应当成为主体功能区规划的重点。第六章研究了主体功能区的生态补偿,生态补偿是主体功能区最重要的生态经济政策。文章揭示了主体功能区生态补偿的原因,提出生态经济价值是补偿的价值基础,剖析了相关的公共产品理论、外部性理论和区域补偿原理,并重点讨论了作为主体功能区的补偿原则的生态经济伦理,之后提出结合国情探索有效的补偿模式。第三部分是对前文研究的实践应用。第七章以山东省的主体功能区建设为实例,探讨生态经济学的应用。文章首先介绍了山东省整体资源环境状况和近年来的经济发展尤其是生态经济的发展现状,在此基础上搜集最新统计数据并应运用SPSS统计软件,从生态经济发展的角度对山东省17个地级市进行了主体功能区的试划分,并针对不同类型的主体功能区提出了相应的生态经济政策建议,之后文章对山东省的生态产业发展做出规划设计,并提出资源枯竭型城市枣庄市向生态城市转型的构想。文章最后总结了全文,展望了本研究领域今后的发展。总之,文章致力于搭建生态经济学学科和主体功能区建设之间的桥梁,使二者紧密结合,互相促进。更多还原

【Abstract】 The idea of sustainable development has risen widely since1960s around the world. It is impossible for the economy and ecology, as an indivisible whole, to have benefits and wealth in the world of ecological destruction, mentioned in the report of Dialogue about Wealth and Welfare by the Club of Rome in1981. Therefore, there has no doubt to predict that ecological economics (hereafter referred to as eco-economics) is going to be the mainstream in economic development which leads to the revenge of nature. Under the background of long-term economic growth, and accompanied by the severe ecological environment damage, the Chinese government proposed the strategy of the construction of main functional areas on the basis of profound reflection of China’s regional development theory. It is only a few years since the Chinese government put forward the construction of optimizing development zones, key areas for development, restricted development zones and prohibited zones according to the1lth five-year development program up to now. Thus the exploration and research of main functional areas have not formed system yet, especially the eco-economics as an important theoretical basis of main function region has not paid enough attention to. This paper aims at not only looking for an eco-economics theory foundation for the main functional areas, but also finding the current application of eco-economics in order to form the theoretical system.The main functional area is a new thing that was born in the specific historical stage of the development of China’s economy, society and culture. What’ more, it is the first case which was born under the specific national conditions around the world. The construction of the main functional areas can divide into several parts such as division, planning, implementation and policy performance assessment and so on. The eco-economics plays an important role during the process of division, planning and policy performance assessment. From this perspective, this paper systematically studies the eco-economics in the application of main functional zones’development.This dissertation comprises of three parts, in which the first part laid a solid foundation for the paper. The first chapter is the starting point of this study, which introduces the writing background and significance. The author comprehensively reviews the research status and achievements of the main functional areas and ecological economics at home and abroad. What’s more, the research ideas, content, structure and methods also proposed in this chapter. The second chapter summarizes the basic theory of main functional areas and ecological economy in general. With profound connotation, the main functional areas differ from other districts, which mean different types of functional zones have their own direction of development. In addition, this strategy has a profound impact on China’s regional economic development and reconstruction. As a new interdisciplinary subject, eco-economics has specific research objects, categories and nature, and reflect the ethics, which differs from the mainstream economics. The paper also further illustrates the basic theories and methods of eco-economics.The second part is the core of this paper. Chapter3expounds the basic theory of eco-economics in main functional areas, and discusses the profound theoretical basis from the view of eco-economics. Besides, the theory of eco-economics is not only the basic theory of the ecological economic system, but also the basis and prerequisite for the construction of the main functional areas. Equilibrium theory of ecological economy and eco-economic efficiency theory are also the key reference for the division and planning of main functional areas. A reasonable division is the first step of the construction of the main functional areas.Chapter4studies the direct theoretical basis of the division of the main functional areas from the perspective of eco-economics. Eco-economic zone theory can use as a direct theoretical foundation of the main functional areas’ division. From the perspective of eco-economics, the author mainly discusses the facts of division in the main functional areas, which involves resources environmental capacity, development density and development potential. The planning and implementation of the main functional areas are the key part during the whole process. Chapter5studies the planning of main functional areas under the view of eco-economics. Eco-economics, which providing guidance for the planning of main functional areas in three aspects to ensure the feasibility:one is to provide the specific principles, ideas and methods. Secondly, the development of ecological agriculture can use as a way to build main functional areas. Thirdly, the construction of ecological city should become the focal point of the plan. Chapter6studies the ecological compensation, which is the most important eco-economic policy. The article reveals the reasons of ecological compensation of the main functional areas, points out the ecological economic value is the value base of the compensation, analyzes the correlation theories, including public goods, externality theory and regional compensation theory, focus on the traditional economic ethics as the compensation rule for the main functional areas, and finally proposes a compensation mode combined with national condition.The third part is the practical application of the previous research. Chapter7explores the application of eco-economics based on the instance of main functional zones’ development in Shandong Province. The author first introduces the environment condition and the recent economic development especially the development of ecological economy in Shandong Province. On this basis, the author makes a division for the seventeen cities in Shandong Province into different functional areas by collecting the recent statistical data and using SPSS statistical software from the angle of eco-economic development. In addition, the author proposes the corresponding ecological economic policy according to the different main functional areas. After that, the author proposes the plan for the ecological industry in Shandong Province, and puts forward the transformation idea of ZaoZhuang, a resource-exhausted city, to an ecological city. The author summarizes the paper, and finally gives an outlook of the future study in this field in the last part.In a word, this paper devoted to build a bridge between eco-economics and the construction of main functional areas, furthermore to make a combination of both and promote each other.更多还原