【作者】 李振超；

【导师】 柴国荣；

【作者基本信息】 兰州大学 ， 企业管理， 2010， 硕士

【摘要】 在信息经济时代,网络技术迅猛发展、产品周期不断缩短、环境更加复杂和不确定,单个企业难以靠自有资源快速响应市场变化。企业合作突破自有资源边界以整合个体竞争优势与核心能力,是实现收益共享和风险共担的重要方式。产业集群作为一种经济空间组织形式,其具有的地理临近性和产业关联性为企业合作创新提供了便利。产业集群内部存在着一个以整合企业资源和核心能力为竞争优势的供应链网络。在供应链网络下,企业之间进行横向、纵向和产学研的合作创新。依据双方合作时间久度、合作交易频度、资源共享广度及信息交换深度,集群企业合作创新行为分为强关系和弱关系两种类型。本文基于集群企业的这两种合作创新行为,建立横向企业之间、纵向企业之间以及产学研合作创新行为的演化博弈模型,分析合作创新行为的演化路径和影响因素,研究结果表明：集群企业合作创新行为的演化结果取决于双方合作的初始状态、资产收益率、收益调整以及网络收益。全文研究分为以下七个部分：第一部分是结合区域经济的集群化现象以及我国产业集群尤其是轮轴式制造业集群发展的不足,提出本文的研究背景及意义、研究内容及思路；第二部分是基于国内外相关研究进展及现状,梳理产业集群、供应链网络、合作创新及演化博弈论的理论综述,并对其进行简要评述；第三、第四、第五和第六部分是本文的主体。其中第三部分分析了企业并购和企业衍生的双螺旋机制对产业集群发展的作用机理,以及不同于以往的集群周期演进模式,并从供应链的视角重点研究了成熟期产业集群的供应链网络结构及特性；第四部分是基于社会经济学的“关系强度”理论,界定产业集群中合作创新行为的四个维度和关系强度,分析了“有限理性”的合作创新行为选择；第五部分重要的假定构成了该部分研究的思路,即横向企业之间的合作创新需有固定资产投资,纵向之间的合作创新行为不需固定资产投资,产学研之间的合作创新只有企业单方进行固定资产投资。通过构建横向企业之间、纵向企业之间以及产学研合作创新行为的演化博弈模型,研究了合作创新行为的演化路径及影响参数；第六部分依据合作创新行为影响因素分析及研究结论,从产业升级转型、构建惩罚和信任机制、合理规范核心企业并购行为以及推动科技成果专业四个方面,提出促进我国产业集群企业合作创新的对策建议。更多还原

【Abstract】 In the information economy, the network technology developes rapidly, product cycles is shorter, environment is more complex and uncertain, a single enterprise is difficult to rely on own resources to respond quickly to market changes. Breakthrough in the border business cooperation to integrate the individual’s own resources, competitive advantages and core competencies, is the realization of revenue sharing and risk sharing of important ways. Industrial clusters as an economic space organization, its geographical proximity and with the industry.There is a cluster to integrate internal corporate resources and core competencies to competitive advantage in the supply chain network. In the supply chain network, the enterprises horizontal, vertical and co-production and research innovation. There is a cluster to integrate internal corporate resources and core competencies to competitive advantage in the supply chain network. In the supply chain based on degree of cooperation over time, cooperation trading frequency, resource sharing and information exchange breadth depth cooperative innovation cluster is divided into strong business relationships. Based on clusters of enterprises both cooperative innovation, the establishment of horizontal between enterprises, between enterprises and vertical behavior of Cooperative Innovation evolutionary game model to analyze the evolution of cooperative innovation path and impact factors, the results show that:Cluster Enterprise the evolution of cooperative innovation in the results depends on the cooperation of the initial state, return on assets, revenue adjustments and network revenue.Full study is divided into the following seven parts:The first part is combined with the phenomenon of regional economic clusters and industrial clusters in China, especially wheel-type manufacturing cluster development, the paper proposes the research background and significance, content and ideas; The second part is based on the research status and the status quo, carding cluster, supply chain network, co-innovation theory and evolutionary game theory, summarized and a brief comment; Third, fourth, fifth and sixth part is the main body of this article. The third part of the enterprise mergers and acquisitions and the double helix mechanism derived from the development of industrial cluster mechanism, and different from the previous cycle of evolution of the cluster model, and the supply chain from the perspective of a mature industry cluster focuses on the supply chain network structure and properties; The fourth part is based on social economics "relationship strength" theory, defining cooperation in industrial clusters in the four dimensions of innovative behavior and relationship strength of the "limited rational" choice cooperative innovation. The fifth part constitutes an important assumption of the part of the idea that horizontal cooperation between innovative companies the need for investment in fixed assets, vertical cooperation between the creative acts without fixed asset investment industries and academe, the cooperation between the only enterprise innovation unilateral investment in fixed assets. The sixth part of the basis for cooperation in innovation and Influence Factors Analysis and study result, upgrading from the transformation of industry. Bebuild and trust and penalties mechanism, reasonable standard core enterprise merger and acquisition activity as well as four professional scientific and technological accomplishments, we proposed strategies proposal to promote Chinese clusters in innovative.更多还原