【作者】 侯田；

【导师】 肖文；

【作者基本信息】 浙江大学 ， 国际贸易学， 2010， 硕士

【摘要】 理论和现实情况均表明,一国要实现经济的长期增长,必须依赖于以生产率为表征的持续技术进步,这又要求一国在不断提升自身研发能力的同时,逐步加强对国际R&D溢出的吸收能力,对中国来说更是如此。那么,合理地多渠道吸收利用国际R&D溢出来促进自身技术进步是中国实现经济长期增长所亟需解决的重大问题。本文在前人研究的基础上,首先从理论上对国际R&D溢出机制的作用路径进行探讨,然后基于知识驱动的内生增长模型,对Coe & Helpman的R&D溢出模型进行推导和扩展,运用中国30个省／直辖市／自治区(西藏自治区、香港、澳门特别行政区、台湾省除外)2003-2007五年的数据,选取24个与中国发生重要经贸关系的国家为代表,对国际R&D溢出对中国区域技术进步的作用进行实证分析,接下来分别以技术水平、人力资本水平、市场竞争水平三个关键影响因素的高低为标准,对30个样本地区进行分组,并实证检验不同外部条件对国际R&D溢出效应作用的区别和联系。本文研究的结果表明：海外直接R&D投资、外商直接投资、对外直接投资、进口、技术引进合同等渠道的国际R&D溢出对技术进步的作用存在很多相似的机制；本国R&D资本和外商直接投资渠道的国际R&D溢出对技术进步具有较显著和较强的正面作用,进口和海外R&D直接投资次之,对外直接投资和技术引进合同的作用不明显；技术水平、人力资本水平、市场发展水平均显著地影响了国际R&D溢出对技术进步的作用,特别是入力资本水平,技术水平和人力资本水平较高的地区,主要从主动型的R&D溢出渠道中获得更大的技术进步；技术水平和人力资本水平较低的地区,则主要从被动型的R&D溢出渠道中获益。针对所得出的结论,本文针对国家整体,以及人力资本水平、技术水平高和人力资本水平、技术水平低的地区分别提出政策建议,以期为相关部门决策提供参考。更多还原

【Abstract】 Evidences from both theory and realities show that a country is dependent on technology advancement to achieve long-term growth, which requires that the country not only boosts the research and development ability by itself, but also strengthens its absorbency of foreign R&D spillover. Then, it’s important for China to make good use of foreign R&D spillover to accelerate its technology advancement.Using the panel data of 30 provinces in China from 2003 to 2007, choosing 24 countries, which have close economic relationship with China, including OECD countries USA, Japan, UK, France, German, Canada, Sweden, Turkey, Austria, Belgium, Czech, Danmark, Finland, Greece, Ireland, Netherlands, Norway, Portugal, Spain, Korea, Hungary, Poland and non-OECD countries Singapore and Russia, this paper, based on Coe & Helpman’s R&D spillover model, makes an empirical study on the effect of foreign R&D spillover on China’s technology advancement. And then this paper divides 30 provinces into 2 groups according to three key affecting factors, technology, human resources and market development level, and analyzes the effect of different conditions on foreign R&D spillover.The conclusion is as follows. At the beginning, oversea R&D investment, FDI, outflow FDI, import and technology contract have similar acting mechanism on foreign R&D spillover. Secondly, the country’s own R & D resources and FDI play the most significant positive role in the effect of foreign R&D spillover on technology advancement. Next come import and oversea R&D investment. Outflow FDI and technology contract make the least contribution. Finally, technology, human resources and market development all exert remarkable affection on foreign R&D spillover, especially human resources. According to the conclusions, three suggestions are put forward for reference.更多还原