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企业自主创新能力评估体系及实证研究

Research on Assessing System of Enterprise Independent Innovation Ability

【作者】 潘丽丽

【导师】 刘泽双;

【作者基本信息】 西安理工大学 , 企业管理, 2008, 硕士

【摘要】 在经济全球化加快发展和市场竞争日益激烈的背景下,企业自主创新能力已逐渐成为企业获取竞争优势的决定因素。建立一套科学的企业自主创新能力评估体系以全面评估企业的创新能力,并对处于不同行业的企业的自主创新能力的强弱进行比较,不仅能为政府部门有针对性地制定自主创新相关扶持政策提供理论依据,也是企业评估自身创新能力,制定或调整创新方向的重要衡量手段。本文以理论研究为基础,阐述了与技术创新相关的技术创新动力理论、技术创新能力理论、技术创新评估理论、国家创新系统理论以及与自主创新能力相关的自主创新能力理论、能力评估理论;探讨了四种企业自主创新能力系统的模型;并借鉴基于创新过程模型构建了包括企业自主创新能力评估主体体系、评估指标体系和评估指标数据处理体系在内的完整的企业自主创新能力评估体系。最后以陕西省大中型工业企业为研究实例,将其按照工业行业划分为28个企业群,对各企业群之间自主创新能力进行了实证评估,得出陕西省大中型工业企业各企业群自主创新能力的综合排名。通过研究,本文认为:对企业自主创新能力的评估,可通过离差赋权法与欧儿里德范数相结合的定量算法,计算出企业的最优接近系数并按大小排序,以最优接近系数的排名顺序反映自主创新能力的强弱。通过测算陕西省大中型工业企业所有企业群的最优接近系数可知,“交通运输设备制造业”企业群的企业的总体自主创新能力最强;“食品制造业”企业群的企业的总体自主创新能力最弱。

【Abstract】 With the more rapid development of globalization and more fierce competition,the independent innovation ability of enterprise has become the decisive factor for winning the competition advantage.Setting up a series of assessing system on independent innovation ability of enterprise to access the innovation capacity of enterprise and comparing the innovation capacity between different enterprises,provides the academic basis for government to make some support policies and guides enterprise to make or adjust innovation strategy.Basing on the theory research,the paper expounded some theories related with technology innovation such as motivity theory of technology innovation,technology innovation ability theory,assessing theory of technology innovation,nation innovation system theory and some theories related with independent innovation such as innovation ability theory,assessing theory of independent innovation.The paper analyzed four models about the independent innovation ability system of enterprise.After consulting the process model, the paper set up the assessing system of enterprise independent innovation,including evaluating principle system,evaluating factors system,data processing system.Finally,the paper take big-medium enterprises in Shaanxi as example,divided all the enterprises into 28 enterprise clusters according to the industry,evaluated the independent innovation ability of different kinds of enterprise by demonstrated,and arranged the optimization close quotients of independent innovation ability in 28 kinds of industry of big-medium enterprise in ShaanxiThrough research,the paper said:we can use empower-weight quantifying and Euclidean Norm to compute the optimization close quotients,when assess the independent innovation ability of enterprises.Then, basing on the value of optimization close quotients,we can order them,which just reflect the independent innovation ability of enterprise.According to computing optimization close quotients of enterprises in Shaanxi,the independent innovation ability of "transportation equipment manufacturing" enterprise cluster is strongest,the independent innovation ability of" the food industry "enterprise cluster is weakest.

  • 【分类号】F273.1;F224
  • 【被引频次】6
  • 【下载频次】532
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