国际商事仲裁协议效力的认定

【作者】 赵立宏；

【导师】 汪金兰；

【作者基本信息】 安徽大学 ， 法律， 2007， 硕士

【摘要】 国际商事仲裁协议是国际商事仲裁的前提和基础,没有有效的仲裁协议,就不会有有效的商事仲裁。一项合法有效的商事仲裁协议,既是仲裁庭行使管辖权的依据,又是仲裁程序得以顺利进行以及仲裁裁决得到承认和执行的根本保障。因此,国际商事仲裁协议有效性的认定,便成为国际商事仲裁的首要问题。本文较为全面、系统地论述了国际商事仲裁协议有效要件、确认仲裁协议有效性的路径以及特殊情形下仲裁协议效力的认定等问题,通过我国与国际仲裁协议理论与实践的对比研究,发现问题,找出不足,并提出个人对现行仲裁法完善和修改的意见。文章第一个部分介绍了国际商事仲裁协议有效所必备的形式和实质要件。从国际商事仲裁界对仲裁协议有效要件的态度来看,无论是形式要件还是实质要件,均呈现出放宽趋势:对仲裁协议的“书面”形式作相当广泛的宽松解释,对其实质要件则强调仲裁“合意”从宽解释。适应了国际商事活动灵活、迅速的发展需要,有利于仲裁业的发展。文章第二个部分分析了确认仲裁协议有效性的具体路径。由仲裁庭来认定仲裁协议效力,具有相当大的合理性,已成一种主流,且为大多数国家所践行。在仲裁协议效力认定过程中,遵循“当事人意思自治”、“尽量使其有效”、“最密切联系”原则,适用当事人选择的法律和尽量使仲裁协议有效的法律,确保当事人的通过仲裁来解决争议的意愿得以实现。文章第三个部分探讨了几种特殊情形下仲裁协议的效力问题。在支持、鼓励仲裁的大背景下,仲裁协议的效力范围在不断扩大和延伸。仲裁协议独立性原则也使得在合同无效或不存在情况下仲裁协议出现依然有效的可能。对于内容不规范致使效力待定的仲裁协议应区别具体情况,本着有利于有效的原则进行效力认定。网上仲裁作为新兴的争端解决方式,应该赋予其应有的法律地位。更多还原

【Abstract】 An international commercial arbitration agreement is the precondition and basis for international commercial arbitration, and the agreement must include valid arbitration terms. If not, the arbitration should be invalid. A legal and valid agreement is both the basis for the jurisdiction and insurance that the arbitration verdict can be acknowledged and enforced .Therefore, the confirmation to validity is a prime problem for the international commercial arbitration.In this paper, the valid prerequsites for the international commercial arbitration, the path for confirming the validity of the arbitration agreement and how to confirm the validity are all discussed completely and systematically .The author tries to find some questions and deficiencies and submit some opinions of his own about the improvement and amendment of the Arbitration Law of PRC through comparing studies on Chinese and international commercial arbitration.Part 1 in this paper introduces all the formal and substantial conditions for the international commercial arbitration. From the international commercial arbitrators’ attitudes to the arbitration agreement, both the formal and substantial conditions get to be loose gradually, which is necessary and beneficial for the fast development of international commercial actions.Part 2 in this paper analyzes the specific ways for confirming the validity of arbitration agreement. It is quite reasonable for the arbitral tribunal to confirm the validity of arbitration agreement ,which is much practiced in most countries .In the course of confirming the validity of arbitration agreement , we should follow three principles: 1,give respect to the concerned parties’ will 2,to be valid as often as possible 3,the closest relation ,and utilize the law which the concerned parties choose and is valid for the arbitration agreement, making sure that the concerned parties" intention can be realized .Part 3 in this paper explores the problem of validity of arbitration agreement in some special cases. In the background ofarbitration being encouraged , the scope of validity of arbitration agreement is being enlarged continuously. The independence for the validity of arbitration agreement still makes the agreement valid in case that the contract is valid or even doesn’t exist . As for those uncertain arbitration agreements, it should be valid so long as it is beneficial. Arbitrating through internet is a new resolution for disputes, which should also be formulated in law.更多还原