股东资格确认法律问题研究

【作者】 胡凯林；

【导师】 赵可星；

【作者基本信息】 郑州大学 ， 民商法， 2007， 硕士

【摘要】 论文由引言、正文和结语三部分组成。引言交待了通过确认股东资格，拉近公司立法及理论与司法实践之间的距离，实现写作的主旨。正文则又分为四个部分。第一部分阐述股东资格的基本概念和法律意义。首先，论文介绍了股东资格的含义。接着，论述了股东资格的地位，包括股东资格的原始取得和继受取得两种形式，以及股东资格的的限制和丧失。然后，从六个方面论述了取得股权对股东资格的法律意义。第二部分论述股东资格确认的标准、证据、原则和方法。首先，论文提出取得股东资格的实质要件和形式要件两个标准；从源泉证据、效力证据和对抗证据，论述了确认股东资格的三个不同层次的证据因素。其次，阐述了股东资格确认的原则，在实践中应遵循稳定性、公示与外观、权利义务对等、促进交易、保护善意第三人、禁止规避法律等六个方面的原则。最后，从静态和动态角度考察的方法，对股东资格确认进行分析。第三部分提出股东资格确认的法律模式。股东资格确认的法律模式，意在探讨法院确认股东资格的方式、方法或者标准所在。基于出资或认购股权事实、签署章程、注册登记、股东名册、出资证明书、实际行使股东权利等六个方面的确认分析。第四部分研究股东资格实践中存在的问题及对策。分析由于我国公司管理、运作的不规范，出现的隐名出资与冒名出资、瑕疵出资或未出资、无需出资即获得股权、股权转让后尚未变更登记的四种异常情形问题，同时提出相应的对策。结语总结正文部分，给出本文的简要结论。更多还原

【Abstract】 This article consists of three parts: introduction, text and conclusion. The introduction presents the relationships among the shareholder qualification, comany legislation and judicial practice. And the purpose of this article is elucidated in this part.The text has four chapters. In the first chapter, the essential concept and legal meaning of the shareholder qualification are discussed. About the essential concept of the shareholder qualification, the main objects in this article to discuss are the following: the role, the means of the acquisition and the limitation and loss of shareholder qualification. Then, the opinion of the author is proposed. The author think that the shareholders are the owners of share rights. That means the loss of the share rights is the loss of shareholder qualification. And the legal meanings of share right to the shareholder qualification is discussed in six different aspects.In the second chapter, the standard, evidence, rule and means of the shareholder qualification confirmation is concerned. The standards of acquisition for the shareholder qualification include the essential and the formal. And the evidence factors of the shareholder qualification have three different sorts. They come from three sorts of evidences: source evidence, effect evidence and counter evidence.The principle of the shareholder qualification confirmation in the judicial practice includes six rules: stability, announcement, equality of the right and obligation, promotion of trade, protection of the third party and forbiddance to shun the law. In the last section of this chapter, the shareholder qualification confirmation is analysed respectively in the static and dynamic observes.In the third chapter, the legal mode of the shareholder qualification confirmation is proposed. In the judicial practice, the legal mode means the form, way and standard of the shareholder qualification confirmation. The legal mode is established based on the analysis of financial contribution or subscribe for share, signature on constitution, registration, list of shareholder, evidence of contribution, exertion of the share right, and the grant of share right.In the last chapter, the problems in the shareholder qualification confirmation and countermeasure to these problems are discussed. Four problems are analyzed. They are the nonstandardization of management and operation in the companies of our country, financial contribution without real name, financial contribution with fault or no money, acquisition of share right without contribution, transfer of share right without registration. And the countermeasures for these problem are proposed.Conclusion is the summary of the author’s opinion essence.更多还原