【作者】 王静；

【导师】 于莹；

【作者基本信息】 吉林大学 ， 民商法学， 2006， 硕士

【摘要】 证券市场内幕交易是指证券交易内幕信息的知情人或者非法获取内幕信息的人,在涉及证券的发行、交易或者其他对证券的价格有重大影响的信息公开前,买卖该证券,或者泄露该信息,或者建议他人买卖该证券的行为。内幕交易作为证券市场的伴生现象,是证券交易双方信息不对称引发的不可避免的结果。随着我国证券市场的不断发展、逐渐完善,目前已经形成了一个由行业自律性规定、行政法规和规章、《刑法》和《证券法》组成的、相对完整的禁止内幕交易法律法规体系。然而,这并不意味着我们已经找到有效规制证券市场上内幕交易的方法,我国证券市场上内幕交易民事救济制度的缺位已是理论界和实践界公认的事实。借鉴其他国家和地区的立法经验,本文在论证内幕交易法律监管的正当性基础上,指出证券市场内幕交易的民事责任制度具有不可或缺的性质。通过对证券市场内幕交易结构进行分析,尝试明确我国内幕交易民事责任的性质及构成要件,并且着重针对内幕交易的民事责任救济机制的诉讼主体资格、诉讼模式及损害赔偿数额研究等三个方面加以论述,以期对我国内幕交易民事责任制度研究、建立和完善有所裨益。更多还原

【Abstract】 As a kind of illegal phenomenon,the insider trading endangers the long-term,healthy,steady development of security market.At present,the countries and regions all over the world have been forbidding the inside trade and taking all sorts of measuI~.With the setting-up and perfection of the security market ofour country,the inside trade violation and criminal offence have already be~me a phenomenon that can’t be ignored,question about the inside trading activity discussion of carrying on the legal structure becomes the law circles’focus progressively.At present, our country Issue a senes of laws and regulations successively already,legislate,administration judicial authority take the corresponding mcasul"c to the inside trading activity separately.However,there are lacks of regulations about the civil liabilities of insider trading.Obviously,the civil liability for tort is valid methods to protect the interests of vast interests.Under this kind of background,thc strengthening of legal research about the inside trade’structure of security market of our country has been great,realistic meanings.This thesis is composed offour parts,in which the third and fourth parts arc the core.In Part One,the author analyses the grounds of legal regulation to insider trading and the civil liabilities’functions of insider trading.First,the更多还原