【作者】 刘罡；

【导师】 程国平；

【作者基本信息】 武汉理工大学 ， 企业管理， 2005， 硕士

【摘要】 股东作为公司的投资者,保护其权益是公司得以存在和发展的基础。然而在我国,对股东权益的保护却存在着相当程度的欠缺,尤其是中小股东的权益保护。维护上市公司中小股东的权益对于我国证券市场的健康、稳定发展起着重要作用。作为持股份额较小且人数十分分散的单个中小股东是难以参与公司内部治理的,用脚投票是他们的惟一选择,然而由于股权的集中,这种办法根本起不到约束管理者与大股东的作用。上市公司大股东利用对上市公司的控制地位,在公司经营管理中有机会做出不利于中小股东的决策,使中小股东的权益受到损害。因此,保护中小股东的合法权益已成为当前我国证券市场上的一个热点问题。 本文详细阐述了笔者对保护上市公司股东权益问题的研究和思考,并在借鉴他人研究思路和有关成果的基础上提出了自己的系统化解决思路和方案。本文详细介绍了股东权益保护方面的理论知识,并阐述了目前我国上市公司在保护股东权益方面的现状,对原因加以多方位的分析,终而在借鉴境外股东权益保护机制的基础上提出了一些关于如何保护股东权益方面的诸多办法和政策性建议。 股权分置改革目前正在全方位的开展,国有股一股独大及股权分置的历史遗留问题将得到解决,这也为改善我国上市公司治理结构写下了历史性的一笔。更多还原

【Abstract】 Shareholder as investor of company , can protect have and foundation that develop rights and interests its company. But in our country, protection in stockholder’s equity have analogous to to deficient degree, especially the minority stock holder’s rights and interests are protected. Maintain listed company rights and interests of minority stock holder play an important role to of our country healthy, stable development of security market. As hold share volume than little and number of people very scattered it is difficult for minority stock holder to participate in company control individually, it is their only choice to vote with the foot, but the concentration because of the stock right, this kind of method plays a role in restraining the administrator and big shareholder at all. Listed company big shareholder utilize control on listed company status , is it make decision of minority stock holder in unfavorable toing to have an opportunity in the management and administration in company, make the rights and interests of hitting the minority stock holder damaged . So, the minority stock holder’s legitimate rights and interests have already become a hot question on the present security market of our country while protecting.This text has been explained to authors to research and thinking protecting the stockholder’s equity problem of listed company in detail , and in draw lessons from others study thinking and about achievement foundation put forward one’s own systematization solve the thinking and scheme. This text introduce stockholder’s equity theory knowledge, protection of respect in detail, explain the current situation in protecting the stockholder’s equity of listed company of our country at present, analysis diversified to the reason, end and propose some about how about protect a great deal of ways and policy suggestions of the stockholder’s equity on the basis of drawing lessons from external stockholder’s equity and protecting the mechanism.The stock right divides and puts the omni-directional development at present of the reform, one of state-owned stock alone heavy and stock right question left over from history put to divide solve, this writes a historical one in order to improve the administration structure of listed company of our country too.更多还原