【作者】 黄红日；

【导师】 杨胜刚；

【作者基本信息】 湖南大学 ， 金融学， 2004， 硕士

【摘要】 公司治理一直以来是一个重要课题。公司治理对于企业生存和发展具有重大意义。西方经济学家提出了委托代理、利益相关者等一系列公司治理理论，西方经济发达国家形成了内部治理和外部治理两种模式。 中国国有企业改革的目标是建立现代企业制度，现代企业的特征是具有良好的公司治理结构和机制。中国国有企业的公司治理必须结合中国国情，根据委托代理逻辑和利益相关者逻辑，采取共同治理模式。 中国金融业的改革重中之重是大力推进四大国有商业银行的商业化、市场化、公司化，提高国有银行的竞争力。要达到这一目标，一是要进行产权变革，使国有商业银行产权多元化。二是完善国有商业银行公司治理结构。产权变革只是手段，完善公司治理是目的。在国有银行未完成股份制改造之前，当务之急是完善公司治理。 中国国有商业银行的公司治理要结合我国国情，参照OECD组织关于银行治理的标准，采取内部治理主导型的共同治理模式。具体说来要塑造健康有效的董事会，建立科学的激励机制，建立透明的信息披露制度，尽快建立职业经理人市场，进行股份制改造、实现产权多元化。 本文共分四章。第一章阐明公司治理定义、阐述公司治理理论的演进过程、第二章分析我国国有商业银行公司治理存在的问题及原因；第三章分析我国国有商业银行公司治理模式选择；第四章具体提出如何完善我国国有独资商业银行的公司治理。更多还原

【Abstract】 Corporate governance is an important task in western countries. Western economists put forward a series of corporate governance theories such as Principal-agency theory and stake-holders theory. In western countries, there are two patterns of corporate governance, one is inner-firm governance, the other is outer-firm governance.The target of China state-owned enterprises reform is to build modern firm institutions. The character of the institutions embodies well corporate governance structure and mechanism. The reform of the enterprises corporate governance should follow the rules of co-governance according to logics of Principal-agency theory and stake-holders theory.The most important thing in china finance industry reform is to turn the state-owned bank into a real corporate .In order to enhances the core competence of state-owned commercial banks, one measure is to propel the reform of the ownership, the other measure is to make the corporate governance more efficient, the first is a means, the latter is the motive. Before the innovation of the ownership, the fist thing is to accelerate the reform of corporate governance.The corporate governance reform of state-owned bank should consider the special conditions of China and refer to the standards of OECD, the best appropriate pattern is inner co-governance. The concrete arrangements include: build a efficient and healthy board of directors, enforce a executive incentive mechanism, build transparent system of information- disclosure, build the market of professional manager, shift the state -owned enterprises to stock-holder owned enterprises.The theme includes four chapters: the fist chapter expounds the definition of corporate governance, and introduces the variations of theories about corporate; the second chapter discuss the problem exists in china state-owned commercial banks and analysis the reason. The third chapter analysis the type that china state-owned commercial banks should choose; the fourth chapter suggest how to modify corporate governance of state-owned commercial banks.更多还原