【作者】 李辉；

【导师】 傅利平；

【作者基本信息】 天津大学 ， 科学技术哲学， 2004， 硕士

【摘要】 我国理论界从80年代初就开始了对高新技术产业开发区（以下简称高新区）发展和运作模式的研究，这些研究对于我国高新区的建设和发展具有相当的理论价值。但是，从总体上说，我国以往对高新区的研究多停留在对国外相关理论的诠释和发展模式的总结上，就如何针对中国目前的现实情况，建立适宜国情的发展模式，包括管理体制、政府在高新区的作用等方面的研究尚显缺乏，对风险投资这个关系到我国高新区能否健康发展的关键因素的研究和实践亦刚刚起步，而这些恰恰是我国加速发展高新区所急需的。本文在总结理论界有关高新区发展研究成果的基础上，以大量数据资料的详细分析为依据，运用规范分析与实证分析及比较研究相结合的方法选择了我国高新区发展过程中急需解决的创新体系不健全和风险投资机制不完善问题作为研究重点。文章由宏观到微观，由面到点展开论述，共分五章：第一章在对相关概念进行表述基础上，归纳了世界高新区的发展模式和发展历程，并详细介绍了增长极理论、扩散理论、孵化器理论、三元参与理论等高新区相关理论，为下文的分析做好了理论铺垫。第二章主要通过区内外高新技术企业经济发展的比较分析，指出我国高新区存在的两个主要问题，即创新体系不健全、风险投资机制不完善，进而从微观展开第三章、第四章相关问题的研究。形成本文从宏观到微观的研究主线。第三章通过对我国高新区目前创新体系现状及存在问题的研究，提出我国高新区应选择自主创新与模仿创新相结合的技术创新模式和进行管理体制创新、营造良好政策法律环境等制度创新思路。第四章阐述了风险投资对高新区经济发展的促进作用，在总结美国风险投资的成功经验和分析我国风险投资现状的基础上，针对我国风险投资存在的主要问题，进行了具体的对策分析。第五章以中关村成功发展为例，进一步佐证该文的观点，即高新区成功发展需要持续的创新和风险投资的支持。更多还原

【Abstract】 Since the beginning of 1980s, the scholars in China had been researching into the development modes of High and New Technology Industrial Development Zone (hereinafter referred to HNTZ), which was valuable for the establishment and development of our country’s HNTZs. Nevertheless, the studies on the HNTZs have mainly focused on the annotations of the overseas theories related to the HNTZs and the summarization of the foreign HNTZs’ development modes. It was weak on the study of the appropriate development modes matched with our country’s existing conditions, including the management framework, the government roles in the HNTZs’ development, etc., and also it was just beginning to probe into the venture investment, the key factor deciding whether the HNTZs have a good development or not. However, above measures are quite needed to accelerate the development of the HNTZs. The dissertation, based on the generalization of the scholars’ studying conclusions and data analysis, specializes in the problems of lack of innovativeness and the venture investment mechanism in the development of HNTZs.The way of discussion in this thesis is from macroscopic to microscopic and from the general introduction to the key points. Five chapters are included:Chapter 1, based on expressions of relative concepts, epitomizes the developing modes and course during development of HNTZs in China and overseas. Meanwhile, it reviews the theories of “growth pole and diffusion”, “business incubator” and “the join of three aspects”, which make a full preparation for the next analysis.Chapter 2, by comparing the economic development of the hi-new technology enterprises located both in and outside HNTZs, identifies the prevailing problems of lack of innovativeness and venture invest mechanism. Solutions to these problems are put forward into chapter 3, 4 respectively, forming the principle line of macroscopic and microscopic research in the paper.Chapter 3 is devoted to the study of the innovation system of the HNTZs in China. The current condition of the system of innovation holds the writer’s attention in this chapter in which the writer analyzes the problems existing in the system of innovation. Against these problems, the writer puts forward the idea of technological innovation mode that combines autonomous innovation with imitative innovation, and the countermeasures of institutional innovation including innovation of the management framework, construction of the policies and laws’ environment, etc.Chapter 4 starts with venture capital’s promoting roles in the HNTZs’ development. Then on the base of the generalization of the successful experiences of venture investment in America and the analysis of the current condition of venture investment in China, it puts forward the proposed countermeasures against the main disadvantages in China’s venture investment development.Chapter 5 quotes Zhongguancun as an example to support my point of view. To develop the HNTZs, it requires the support of continuous innovation and venture investment.更多还原