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论辩诉交易

On the Plea Bargaining

【作者】 胡君

【导师】 黄捷;

【作者基本信息】 湖南师范大学 , 法学理论, 2003, 硕士

【摘要】 在刑事案件中,被指控者通过其律师与指控方进行协商,由被指控者作有罪答辩,指控方撤消指控、减少指控或降格指控,或者由控方向法院提出有利于被指控方的量刑建议,从而以此方式结案的,即为辩诉交易。辩诉交易是世界不少国家刑事诉讼法规定的一种特别审判程序,而我国对之一直很陌生。笔者认为有必要探讨和研究之,尤其是它对我国是否有借鉴意义。正基于此,本文分四个部分对辩诉交易进行了研讨。第一部分对辩诉交易进行了较为全面的分析。首先剖析了辩诉交易的概念和特征,指出辩诉交易具有典型合同的特征。进而介绍了美国辩诉交易的几种常见类型。然后重点分析了辩诉交易的程序运作机理。第二部分深入分析了美国辩诉交易的原由以及其他国家对辩诉交易的移植。文章首先考察了美国辩诉交易的历史发展,紧接着着重分析了它的形成原因,还对美国国内对辩诉交易的存废之争进行了介绍和评析,最后对其他国家(尤其是大陆法系国家)对辩诉交易的移植与改良进行了探悉。第三部分在前面两部分的基础上,重点分析了我国引进辩诉交易的理论基础和现实依据,并对我国引进辩诉交易可能导致的弊端进行了分析,得出结论:我国应该引进辩诉交易,但不是全盘引进,而是有限引进,并应予以适当规制。第四部分就如何设立中国式的辩诉交易提出了一些具体的设想,如设立时应坚持的几个基本原则,并在此基础上就交易的适用范围、主体、方式、效力等提出了一些个人的看法。最后还对我国引进辩诉交易应该确立的相应的制度保障进行了粗略的探讨。

【Abstract】 Plea bargaining refers to the criminal cases which are concluded in such a way that the charged , through his or her lawyers consulting with the prosecutor, makes a plea of guilty while the prosecutor cancels or reduces or degrades the charge , or makes suggestion of sentencing favorable of the charged to the court .Plea bargaining is a special trial procedure which is stipulated in criminal procedural law of many countries , but unfamiliar in China . The author holds that it is necessary to make a study on it , especially on whether it can be learned from for China . Based on this , the thesis is divided into four parts to make the research on plea bargain.Part One makes a comprehensive analysis of American plea bargaining . It analyses first the definition and characteristics of plea bargaining , pointing out that plea bargain has the feature of a typical contract. Then follows the introduction of several common types of American plea bargain .After that it focuses on the analysis of procedural operative mechanism of plea bargaining.Part Two makes an in-depth analysis of originator and development of American plea bargaining. It first makes an observation the historical development of American plea bargain. Then follows the analysis of the causes of its formation. It makes as well an introduction and evaluation of the domestic debate in USA whether plea bargain should be eliminated . Finally it makes the research on the transplantation and improvement of pleabargain in other countries, especially those of Continent Legal Family.On the basis of the first two parts , part Three analyses the theoretical basis and the root of reality as well as the possible disadvantages of importing to China the institution of plea bargaining, then reaches the conclusion that China should import the institution of plea bargaining , not wholly swallowing, but limitedly , and some restrictions should be made for it .Part Four puts forward some concrete suggestions on how to establish the institution of plea bargaining as Chinese Style , such as several basic principles for its establishment which should be adhered to , and based on this makes some personal viewpoints about the application scope , subjects approaches , effectiveness, etc. In the end it makes a primary research on relating institutional guarantee which should be established when China imports the institution of plea bargaining.

【关键词】 辩诉交易有罪答辩引进规制
【Key words】 plea bargainingplea of guiltyimportationrestriction
  • 【分类号】D915.3
  • 【被引频次】2
  • 【下载频次】157
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