【作者】 刘满芝；

【导师】 卢福财；

【作者基本信息】 江西财经大学 ， 企业管理， 2003， 硕士

【摘要】 从整个世界来看，无论是发达国家还是发展中国家，特别是华人社会，家族企业自始至今都大量顽强地生存和发展着，一些学者指出，世界范围内80％以上的企业为家族企业。对于这种普遍存在的现象，理论界却没有给予太多的关注，有的也只是简单地认为家族企业是一种日渐衰微的古典企业组织形态，在企业成长的内在规定性下，最终会过渡到由职业支薪经理所控制的现代股份公司制度。在我国，随着家族企业的兴起和蓬勃发展，许多学者也开始重视对家族企业的研究。但是我国大部分学者都简单地将家族企业宣判为低效率和没有前途的，认为家族式组织作为一种企业模式必然要被所谓的现代企业制度所代替。但是一种企业制度总是与它所在的那个社会的政治、经济、文化环境相联系，因此我们现在的问题不是家族企业必须要向现代企业制度转化的问题，而更应该关注的是，在新的世纪、新的国际环境下，如何指导我国家族企业选择切实适合自身的成长路径和模式以此实现其持续长久的发展。本文首先对企业成长与家族企业特殊问题等理论进行概述，接着运用多种理论分析归纳发达国家家族企业成长的一般模式和规律性，并指出国外家族企业的未来发展趋势。最后，结合我国家族企业的实际情况，提出我国目前的家族企业可以选择的几种成长模式，以期对我国处于创业期和成长迷惘期的家族企业的进一步发展有所助益。 企业成长是一国经济发展和繁荣的基础，企业成长理论也一直受到经济界和管理学界的重视，相继出现了不少理论流派和研究成果。但理论界对企业成长的研究主要是针对一般意义上的企业，对古老而长青、占普遍多数的家族企业的成长研究甚少。本文第一部分首先介绍企业成长的有关概念、分类、企业成长模式等理论，然后对既具有一般企业性质，又带有家族特性的家族企业的概念、分类、特征、家族企业的成长模式等理论问题进行了论述。 本文的第二部分分析和总结了市场经济国家家族企业的成长历程和模式。国外家族企业发展的时间较长，历史较悠久，其中家族制企业的典型成长模式，我们可以从欧美、日本、东南亚的家族企业的历史形成和特点中把握。欧美发达市场经济形成的历史，从一定意义上可以说是一部家族企业群体演变并与之协同进化的历史，伴随着企业组织的成长，其赖以存在的市场环境也逐步发育完善，进而使得单一的家族经营模式逐渐由其它企业制度进行补充，构成了丰富多彩的“现代企业生态群体”。在受儒家文化熏陶同时又受欧美资本主义影响的日本，其家族企业的成长和发展具有本国的特色，家族企业在其发展成长中逐渐使家族优势与现代企业制度的优势相融合，形成政商松散结合的企业运作模式，大企业集团与广大中小企业的分包协作体系。随着二战后东南亚华人经济的崛起，华人家族企业的组织形式受到越来越多的关注。东南亚华人家族企业在融合物质、人力、关系网络等社会资本，实现企业成长的过程中，也表现出自己独特的成长模式。 不同国家和地区的家族企业，在其几十或几百年的发展历程中，会因其所处的历史、政治、经济、行业、文化等环境的不同而呈现不同的成长路径。在本文第三部分家族企业成长模式的国际比较分析中，先对影响欧美、日本、东南亚三地区家族企业成长的主要因素进行比较分析，紧接着分析三地区家族企业的典型成长模式，以求从个性中寻求共性，从特殊中寻找一般，总结归纳了家族企业成长的一般模式，最后指出世界家族企业未来的几个发展趋势。 改革开放后，我国家族企业经历了由少到多，从传统行业到信息、生物等高科技领域，从零星、分散的家族小作坊到跨行业、跨地域甚至跨国的大型企业集团的巨大发展，其快速迅捷的增长能力和呈现出的蓬勃活力使之在国民经济中扮演越来越重要的角色。然而随着市场竞争的加剧，企业规模的不断扩大，一些家族企业尤其是一些颇具规模的家族企业在不同程度上都面临了经营和成长的困境。本文的最后一部分，首先介绍了我国家族企业的发展概况尤其是改革开放后家族企业的复兴和发展以及它兴起的背景，然后分析了家族企业成长的迫切性及面临的发展障碍。最后指出我国家族企业要突破成长瓶颈实现其长久发展，就必须在吸收借鉴国外家族企业一般成长模式的基础上，根据自身的发展历史、所处的行业特征、经济、文化等环境背景，遵循一定的原则，“因地制宜”地选择适合自身的成长模式。本文从家族企业的内部创新和外部联合两方面总结出我国创业期和成长期的家族企业应选择的两种主要成长模式：内部整合创新型成长模式和一外部联网型成长模式。更多还原

【Abstract】 From the point of the whole world, whether in developed or developing counties, especially in the Chinese society, the family business has always been existing and progressing in large quantity all the time. Some scholars have pointed out: more than 80% enterprises existing in the world belong to family business. In spite of the prevailing phenomenon, it has not been given much concern. Even there are some opinions that family business is only a kind of classical enterprise organization, and will finally evolve into modern stock company system, which is controlled by professional managers, under interior stipulation of Enterprise growth. Moreover, more scholars didn’t get clear understanding of family business and make further research on it. In our country, with development of family business, many scholars have begun to put great emphasis on the research. However, in the opinions of most Chinese scholars, family business is inefficient, has no future and will surely be substituted by modern enterprise system, but it’s only an image in theory and will do no good to the healthy growth of family business. A certain enterprise system should be related to the political, economic and culture environments of the society. The current problem is not the transform of the family business into the modern enterprise system. So we should concern more about how to select growth paths and models of Chinese family business in the different international environment of the new century. Therefore, in the paper, first I summarize the general models and regularities of family business abroad, then suggest several growth models that we can choose for Chinese family business at present based on the actual conditions of China in order to help the family businesses which are in the periods of business undertaking and puzzlement of the growth in our country.Enterprise growth is the basis of the country’s economic development and prosperity. So the theory of enterprise growth has always been emphasized by researchers and we have gained considerable achievements. However, what the researchers study is the common enterprise, but not family business. In the first part of the thesis, I first introduce the concept, classification and theories of enterprise growth models, then discuss the concept, classification , characteristics and the growth models of family business.Most of the large-scale enterprise in the world originated from family business. According to the investigation, in the modern world, family business is one of the most widespread and main enterprise organizations, family business of foreign countries has developed for a long time, so we can grasp their ideal growth models based on their form and characteristics in Europe, America, Japan and South-east Asia.The history of the developed market economy in Europe and America is the evolvement history of family business to some degree. With the growth of Enterprise organization, its environment of the market, which it depends on, was becoming more and more perfect. During the process, the single operating models of family business has transformed into a surplus to other enterprise system and constituted "modern enterprise group". In Japan which is influenced both by confucism and western capitalism, it has its own characteristics of family business development. During its development, it incorporates family advantages with the advantages of modern enterprise system and evolves into the operating models in which politicians and merchants have very loose relations. In Japan, it has formed a subcontract cooperation system between large’enterprise group and small-sized enterprise. After the world war II , with the development of Chinese economy in South-east Asia, Chinese organizations of family business has been given increasing attention. They have formed their specific growth models during the course of materials, human resources and network integration.Family business of various countries and areas undertook different growth paths due to their distinct environments更多还原