【作者】 魏学好；

【导师】 周浩；

【作者基本信息】 浙江大学 ， 电力系统及其自动化， 2003， 硕士

【摘要】 在电力工业放松管制后，建立与竞争性电力市场相适应的电力监管体制，以保证市场的充分有效运作，是各国电力工业改革的成功经验，也是我国电力市场化改革迫切需要研究和解决的课题。 本文首先介绍电力市场监管背景，阐述电力市场监管的经济学基础，总结国内外电力监管体制的职能、特点和原则。然后在理论准备的基础上，对电力市场监管的两大基本问题(价格上限和环境成本)进行研究和论证。 价格上限是电力市场化改革的简单产物。本文将最高限价与动态利润调整机制联系起来，提出一种新的电价上限确定方法—利润上限法；在此基础上，本文借鉴两种典型的监管模式(ROR和RPI—X)，提出利润上限监管模式，为电价监管提供一揽子(a package solution)的解决方案。 环境成本造成电力市场失灵，是电力监管的重要内容。本文的另一项工作是响应国家电力体制改革方案的要求，对发电排放的环境折价标准进行估算，实证分析电力市场的外部效应。更多还原

【Abstract】 After the deregulation of electric power industry, a new Regulation System, adapting to the competitive electricity market, must be established to ensure the market efficiently functioning, which is an international experience. China electric power reform has been started-up, the regulatory issue need be studied and solved urgently so as to make the reform further proceed smoothly.This paper firstly introduces the background of electricity market regulation, demonstrates the Economics fundamental of regulation, and summarizes the characteristic and principle of modern electric regulation. On the basis of theoretic preparation, the paper then focuses on two basic regulatory issues, Price Cap and Environmental Cost.Price cap is a simple product of competitive electricity market. The paper integrates price limit with dynamic profit-adjusting mechanism for the first time, and proposes a new price ceiling method, Profit Capping. Furthermore, on appraising two popular regulation models (ROR and RPI-X), the paper suggests a new regulation model, Profit Capping Model (PCM), which offers a package solution to electricity price regulation.Environmental Cost is one of the most important reasons how to result in market failures. Another task of this paper is answering the request of National Electric Industry Reform Plan, evaluating the Environmental Value Schedule (EVS) for electricity generation, and analyzing the external effects of electricity market.更多还原