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外资银行监管若干法律问题研究

Studies on Several legal Issues of the Supervision of Foreign Banks

【作者】 马悦

【导师】 孟勤国;

【作者基本信息】 广西大学 , 民商法, 2001, 硕士

【摘要】 本文从分析外资银行监管的一般理论入手,考察部分国家及地区监管立法模式、具体监管内容以及跨国银行监管国际规则,反观我国现行外资银行监管法制,其中的缺陷表现为:立法模式不当,具体监管内容不完善,无法适应中国入世后对外资银行进行有效监管的需要。为此,本文提出了完善我国现行监管法制的设想:应采用国民待遇立法模式,具体监管内容应作相应调整,包括建立存款保险制度、加强对子银行的监管、加强同外资银行母国的监管合作。

【Abstract】 Begun with the general theories of the supervision of foreign banks,in this thesis, the legislative modes, laws and regulations of somecouniries and regions as well as relevant international laws are comparedor analyzed. Then several drawbacks, including improper legislative mode, imperfect supervision laws and regulations which can not meet the need of effectively supervising foreign banks after China becomes a member of WTO, in China’s current legal system of supervising foreign banks are raised. Some legislative proposals of perfecting China’s current legal system of supervising foreign banks are put forward. It is suggested that in China, the legislative mode of national treatment must be adopted, some laws and regulations must be adjusted, such as introducing deposit insurance system, strengthening the supervision on banking subsidiary and enhancing supervision cooperation with the maternal country of foreign banks.

【关键词】 外资银行监管立法模式
【Key words】 foreign banksupervisionlegislative mode
  • 【网络出版投稿人】 广西大学
  • 【网络出版年期】2002年 01期
  • 【分类号】D922.281
  • 【被引频次】3
  • 【下载频次】128
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