【作者】 付晓传；

【导师】 王学先；

【作者基本信息】 大连理工大学 ， 企业管理， 2011， 硕士

【摘要】 随着法治的不断完善,越来越多的企业开始真正重视法律风险对企业自身发展的影响。改革开放的30年里,是我国市场经济和法治建设相互妥协、逐步完善的过程。尤其是在企业发展的前期,难免会有逃脱法律风险不惜代价求发展的侥幸心理。企业实质上是一种由法律创设的制度安排,企业的交易安全与自由、自身生存与发展都受到法律的规范和保障。企业法律风险是企业实施的行为受到法律的否定性评价、面临承担法律责任或经济损失的可能性。可以肯定的是,所有企业都会存在法律风险,关键问题是如何防止法律风险转化为法律事故。由此,企业进行法律风险管理是十分必要和重要的。本文围绕企业法律风险评估,绪论部分介绍了选题背景、研究意义以及国内外的研究现状。进行法律风险评估,需要对法律风险来龙去脉一清二楚,文章第二部分介绍了风险评估的基础理论,包括法律风险的概念、性质以及特征,同时阐述了风险识别、风险评估的相关知识。第三部分介绍了层次分析法和三角模糊数理论,并完成了风险评估模型的构建。第四部分确定了企业法律风险表现形式以及每一种形式下的风险要素,完成法律风险层次分析结构的构建。第五部分在建立评估模型后,介绍了评估的步骤,并提出了企业法律风险控制与防范措施。最后一部分是结合实际案例的应用分析。法律风险评估是进行法律风险管理的关键环节,通过法律风险评估,在整体把握企业法律风险点的同时,确定各个风险要素对企业的影响程度大小,为企业制定风险控制措施与防范体系提供借鉴。更多还原

【Abstract】 Socialist market economy is economy with the rule of law. As the rule of law continues to improve, more and more enterprises begin to truly focus on the influence from legal risk. In the 30 years of reform and opening up, China’s market economy and law construction grows gradually in the process of compromise. Especially, in the early time of enterprise, there would be lots of fluke mind to escape of law risk. In fact, enterprise is a creation of institutional arrangements by law, business transaction security and freedom, their own survival and development are all regulated and protected by law. Enterprise legal risk is essentially the possibility of economic loss by law’s negative evaluation. When legal risks transfer to legal accidents, enterprise would pay a heavy lost. So it is very necessary and important to implement legal risk management.This article focuses on enterprise legal assessment. Introduction part describes the background, significance and status of research. The second part describes the relationship between enterprise and law, and make an analysis about legal risk source, characteristics and sort. The third part describes the theoretical of risk assessment, including risk identification, risk assessment, AHP and triangular fuzzy number theory. The fourth section identifies the legal risk forms and the detail legal risk factors, with these to complete legal risk analysis structure. Part V give the introduction of assessment procedure bused on the assessment model, and provides legal risk control and prevention measures. The last part is the combination of practical application analysis.Legal risk assessment is the key aspect in risk management process. With legal risk assessment, we can grasp the overall risk factors and identify the impact of each factor to enterprise business, which will be a reference for enterprise to make risk control measure and prevention system.更多还原