【作者】 黄梦非；

【导师】 王谦；

【作者基本信息】 西南交通大学 ， 行政管理， 2010， 硕士

【摘要】 伴随信息技术的飞速发展和社会分工的进一步细化,外包这一模式越来越多的被各行业所熟悉和应用。而引入外包机制发展电子政务是当前国内外电子政务建设的总体趋势。随着我国信息化发展水平的不断提高,电子政务IT外包市场正逐步形成并完善,IT外包模式对于提升我国电子政务的建设和服务水平,有效降低建设成本起到了越发重要的作用。但是,在充分体会和享受外包模式给我们带来的惊喜的同时,也应该清醒的认识到由于电子政务IT外包模式引入了外部利益主体,加之电子政务建设自身的复杂性,极大增加了电子政务外包项目建设的衍生性风险和不确定性风险,由此也使得电子政务IT外包具有高风险性的特点。本文基于政府视角对电子政务IT外包过程中的可控风险进行分析,结合当今风险管理理论和外包手段在政府管理中的运用,通过分析电子政务IT外包的风险来源、主要风险因素和风险事件,并分阶段对电子政务IT外包风险影响和控制的重要程度进行调查分析,最终得出电子政务IT外包项目的风险控制的重点,为建立一套适合中国电子政务的完整、切实可行的风险管理理论体系做出-个探索性研究。在该体系的指导下,为中国电子政务IT外包的风险管理提出对策建议,从而达到全面提高政府绩效和提升电子政务外包水平的目的。本文首先通过查阅资料、访谈等方法,结合电子政务IT外包项目的特点,利用IT项目生命周期理论将外包建设过程划分为三个阶段(外包准备阶段、实施阶段和完成、运维阶段),再依据风险来源不同对电子政务IT外包中的政府内部的风险和政府外部的风险进行划分,根据政府内外部风险对电子政务IT外包不同建设阶段的风险因素、风险表现和风险事件进行分析。根据外包建设不同阶段的主要风险因素和事件编制成《电子政务IT外包风险调查问卷》。在对调查数据进行统计分析后,发现各阶段风险因素对于电子政务IT外包建设影响的重要程度以及风险控制的重点,并有针对性地提出不同阶段风险控制的对策建议。通过研究发现,电子政务引入外包模式虽节约了成本,提高了效率,但也加大了风险因素,而电子政务建设具有与企业IT外包不同的特质,政府在外包建设过程中应始终处于主导地位,并结合电子政务自身特点制定不同建设阶段的风险控制策略,尤其应重视外包准备阶段的风险分析和控制。更多还原

【Abstract】 With the fast development of IT (information technology) and the further refinement of social division, the Outsourcing model is becoming more and more popular among all industries and is put into use widely. The adaptation of Outsourcing is the general domestic and international trends in the construction of E-Government. Along with the development of IT in our country, the E-Government IT Outsourcing market is gradually formed and perfected, and the IT Outsourcing model is playing an increasingly important role for a better construction and higher service level of China’s E-Government.However, while we are full-understanding and deep-enjoying the pleasantly surprise that the Outsourcing brings us, we should be aware of the complexities of E-Government construction. Since the E-Government IT Outsourcing model brings in external stakeholders, the derivative risk and uncertainty risk are greatly increased, thus intensify the complexity and high risk on the construction of E-Government Outsourcing project.Based on the perspective of E-Government, this paper studies the risk identification and control problems in the process of IT Outsourcing. Combined with the development of risk control theories of today and the utilization of Outsourcing in the government management, the study analyzes the sources of risk, the main factors, importance of control and influence in different periods of the IT Outsourcing and concludes the focal points of risk-control for E-Government IT Outsourcing, which serves as a exploratory study for the establishment of a integrated and feasible system of theories on the risk management of China’s E-Government. Beneath the guidance of this system, this paper proposes some suggestions on the risk management of China’s E-Government IT Outsourcing and achieve the aim of promote performance of the government all-around and the elevate level of E-Government Outsourcing.Firstly, through consolation of resources, interviews and other methods, and combined with the characters E-Government, based on the lifecycle theory of the project’s construction, this paper divides the construction of the E-Government IT Outsourcing into three stages (which includes Outsourcing Preparation Stage, Implementation Stage and Accomplishment and Operation Stage). The paper identifies as well as analyzes the main factors of risk of E-Government IT Outsourcing. It classifies the internal and external risk of government according to the different resources of risk in the E-Government IT Outsourcing. Based on the main risk factors in different stages, this study makes up the Questionnaires on the Risk of E-Government IT Outsourcing. After the investigation and analysis of the collected data, this study reveals the importance of the main risk factors’influence and the focal points of risk control, and provides pointed suggestions of the countermeasures.The study shows that although the introduction of E-Government Outsourcing model saves cost and increases efficiency, it also adds risk factors. The construction of E-Government IT Outsourcing has characters that different from the enterprise IT Outsourcing, and the government should play a guide role in the construction of Outsourcing. It also has to establish control measures for different stages according to its own characters, with special attention to the identification of risks and control on the Outsourcing preparation.更多还原