【作者】 许振亮；

【导师】 刘则渊；

【作者基本信息】 大连理工大学 ， 管理科学与工程， 2010， 博士

【摘要】 在统计分析国际技术创新研究文献分布特征的前提下,基于科学计量学与文献计量学,通过引文分析、文献共被引分析、作者共被引分析、聚类分析、社会网络分析、词频分析等方法,运用最新的信息可视化技术,对国际技术创新研究前沿与学术群体进行计量分析。通过文献统计分析,揭示1959-2008年间,国际技术创新研究文献的学科、时间、机构、国家或地区与期刊的分布特征。学科与期刊计量分析视角都表明,国际技术创新研究主要集中在管理学与经济学中,并且从技术创新研究的发展历史角度来看,已由经济学视角的研究而主要转向于管理学视角的研究；时间分布表明,20世纪90年代以来,技术创新研究备受学界的关注；机构与国家或地区分布视角显示,北美洲与欧洲的若干国家与大学,是国际技术创新研究的强势所在。在绘制国际技术创新研究前沿文献共被引时区视角演进聚类知识图谱的基础上,计量分析显示,1959-2008年间,以10年作为时间分段的被引文献为知识基础,与之对应的施引文献的标题词表征的研究前沿及其研究主题以非线性模式演进,其中研究主题分别为：“20世纪60—70年代：技术创新的理论功能、经济效应及其与生产率的关系等方面”、“20世纪70年代—21世纪初：技术创新与政府政策的关系等方面”、“20世纪80年代—21世纪初：技术创新合作网络与技术进步的关系等方面”、“21世纪初：技术创新合作网络与技术学习的关系等方面”、“21世纪初：技术变迁与知识的关系等方面”；从被引文献对施引文献知识流作用的引文分析视角,以及技术创新动力学中的外源因素,即科技进步、社会需要、市场竞争与政府政策等方面,阐释了50年来,国际技术创新研究前沿及其研究主题的演进机制。基于当代国际技术创新研究前沿文献共被引聚类视角演进聚类知识图谱,计量分析得知,施引文献的作者关键词表征其研究前沿及其研究主题,其中核心研究主题为“演化和知识理论为基础的创新链”；次级研究主题分别为“创新三螺旋与核心竞争力”、“基于资源观的企业研发与创新”、“国家创新系统下的合作创新与企业成长”；边缘研究主题分别为“行为医学与人口质量”、“工程设计与工程教育”、“生态毒理学与微污染物处理技术”、“新型临床检验与诊断”与“胚胎干细胞与基因技术”；从引文分析与技术创新动力学视角,诠释了产业及企业的“研发、创新与成长”是当代国际技术创新研究前沿知识群形成的内在纽带。基于作者共被引分析,绘制当代国际技术创新研究聚类视角演进聚类知识图谱。计量结果表明,其存在8个主流学术群体,其所关注的主流研究领域分别为“基于演化视角的国家与产业创新系统”、“企业及产业的内生技术创新”、“演化视角的产业及企业创新与其成长”、“演化视角下的产业及企业创新与知识管理的关系”、“创新与知识溢出”、“开放式创新范式下的产业及企业研发与其成长的关系”、“产品创新绩效与知识管理的关系”、“基于动态能力的产业及企业创新与组织环境的关系”；从引文分析与技术创新动力学视角,阐明了产业及企业的“成长”与“研发、创新与知识”的关系,是当代国际技术创新研究主流学术群所密切关注的核心研究领域,也是各个主流学术群体之间发生引文关系,形成聚类的核心思想。最后,对论文的研究工作进行了总结,并且讨论了其存在的不足,提出了进一步研究的方向。更多还原

【Abstract】 On the premise of the distributing characteric of statistic analysis of the research document of international technological innovation, the dissertation analyzes the research fronts and science community on international technological innovation based on citation analysis and cluster analysis and social networks analysis and frequency analysis of biblometrics and scientometrics with the newest information visualization technology.The dissertation opens up the distributing characteric of the subject and time and institution and country or area of the research document of international technology innovation from 1959 to 2008 by the statistic analysis of document. The view of subject and journal indicates that the research of international technology innovation centralizes on mostly management and economics, and mostly come about from the view of economics resesarch to the view of management research in view of the development history of the research of technological innovation; the distribution of time indicates that the academe had very much given its attention to the research of technological innovation since 90 age in 20 century; the distribution of institution and country or area indicates that some countries or areas and universities are the mightiness of international technological innovation in North Amercia and Europe.On the base of the drawing the clustering mapping knowledge domain of document co-cited of evoluting of time-zone view of the research fronts on international technological innovation, cited document with 10 years becoming time slice serve as knowledge base from 1959 to 2008, and the computation outcome displays that the research fronts and research subjects denoted by title words of corresponding citing document are evoluted with nonlinear evolution model and the research subjects separately contralizes on "60-70 times in 20 century:the relation theory function of technological innovation and economic effect and productivity, etc.", "70 times in 20 century-21 century early:the relation between technological innovation and the government policy, etc ", "80 times in 20 century-21 century early:the relation between the collaborate network of technological network and technological progress, etc", "21 century early:the relation between the collaborate network of technological network and technological learning, etc", "21 century early:the relation between technological change and knowledge, etc"; the dissertation explains the evolution mechanism of the research fronts and research subjects of international technological innovation from point of view of citation analysis of cited document acting on citing document by knowledge flow and the extrinsic factor of technological innovation dynamics, including S&T advancement and social need and market competition and government policy lately 50 years, etc.Based on the document co-cited analysis of the clustering mapping knowledge domain of evoluting of cluster view of the research fronts on the contemporary international technological innovation, the computation analysis knows that the descriptors of citing document express the research fronts and research subjects, and the core research subjects is "the innovation chain on the base of the theory of evolutionary and knowledge", the sub research subjects are separately "innovation triple helix and core competence" and "R&D and innovation of firm resource-based" and " collaboration innovation and the growth of firms under the national innovation system ", the edge research subjects are separately "behavior medicine and population quality" and "engineering design and engineering education" and "zoology toxicology and disposal technology of micropollutants" and "new pattern clinic test and diagnosis" and "embryo germ cells and gene technology"; the dissertation annotates that the R&D and innovation and growth of industry&firm is the inherence ligament of knowledge cluster forming of the research fronts of contemporary international technological innovation from point of view of citation analysis and technological innovation dynamics.Based on the author co-cited analysis, the dissertation draws the clustering mapping knowledge domain of evoluting of cluster view of the research on contemporary international technological innovation, the computation outcome indicates that that there are 8 major mainstream science community in the research on contemporary international technological innovation, and the mainstream research domains that it pays attention to are separately"national and industrial innovation system in view of evolution"、"endogenesis technological innovation of firm&industry"、" innovation and growth of firm&industry in view of evolution"、"the relation between innovation and knowledge management of firm&industry under the view of evolution"、" innovation and knowledge spillover"、" the relation between R&D and growth of firm&industry under the of the paradigm of open innovation"、" the relation between the performance of product innovation and knowledge management"、"the relation between innovation and organization enviroment of firm&industry in view of dynamic capability"; the dissertation illustrates that the relation the growth of industry & firm and R&D and innovation and knowledge is the core research domains that the mainstream science community of the research on contemporary international technological innovation pay closely attention to, and the core thought that every mainstream science community takes place citation connection and forms cluster from point of view of citation analysis and technological innovation dynamics. At last, the research work of the dissertation is summed up and discussised to its shortage, and put forword more research dirctions.更多还原