【作者】 李金兵；

【导师】 韩玉启；

【作者基本信息】 南京理工大学 ， 系统工程， 2010， 博士

【摘要】 企业复杂系统(ECS, Enterprise Complex System)是社会经济系统的细胞,企业复杂系统的是否能够可持续发展,关系到国家与社会经济命脉,但是如果企业复杂系统可持续发展是建立在利益相关者资源系统(SRS, Stakeholder Resource System)资源耗尽的基础上,那无疑是杀鸡取卵不可取行为,企业复杂系统与利益相关者资源系统理应协调发展。目前大部分研究可持续发展的理论是从以下两个方面展开的：一是寻找／替代企业复杂系统必要的但存量不多的资源；二是帮助资源环境处理或再生废弃物,使之成为可以利用资源。这两个方面都是从资源的实用层面展开研究,没有抓住研究ECS与SRS协调发展的本质,资源熵理论的深入研究为企业复杂系统可持续发展与利益相关者资源系统协调发展提供了一个全新的视角。以此为论点,本文做了如下几个方面的工作：(1)资源熵视角企业复杂系统可持续发展理论研究。企业是一个复杂系统,具有复杂系统的特点,企业复杂系统的生产经营过程就是一个熵增的过程,如果没有资源负熵的引入,熵增使得资源和能量耗散、退质,资源环境污染加重,使企业复杂系统失去自组织能力,趋于混乱解体。根据企业复杂系统的耗散结构提出了可持续发展的熵变模型；(2)资源负熵的引入时机与企业复杂系统可持续发展研究；资源负熵的引入是企业复杂系统可持续发展的关键,在给定资源负熵的概念的基础上研究了企业复杂系统的脆性,从资源负熵视角研究脆性的博弈与仿真,建立脆性函数,分析突变理论的基础上研究资源负熵的引入时机与企业复杂系统的可持续发展的关系。(3)资源负熵的引入量、利用效率与企业复杂系统可持续发展研究；根据资源熵热力学依据进行资源熵的计算公式推导,建立了企业复杂系统可持续发展的资源负熵流模型,并分析了一定量的资源负熵引入后的熵变模型,建立了资源负熵的利用仿生态系统模型,揭示了资源负熵效用最大化的内涵就是熵增最小化,并给出了企业复杂系统可持续发展的熵增最小化的策略；(4)资源熵视角ECS与SRS协调发展研究；根据协调发展理论基础分析了资源熵视角的ECS与SRS协调发展的关系,建立的协调持续发展的模型,比对了企业复杂系统的作用力阈值与利益相关者资源系统的承受力阈值的作用关系,提出协调发展的建议；(5)以恒盛电厂复杂系统为实证,对论文所研究的公式与模型进行实证研究与验证,主要将从复杂系统脆性与突变理论的基础上分析资源负熵的引入最佳时机；将对恒盛电厂复杂系统进行了生产经营的熵增计算,得出维持恒盛电厂复杂系统资源负熵的引入量,将以生产方式与生产技术创新前后的熵增作比较,显现资源负熵的利用效率的比较,还研究了恒盛电厂复杂系统与利益相关者资源系统协调发展的现状与趋势。最后,总结了论文所作的工作,从多个层面上给出政策上的建议,归纳了论文的创新点,针对论文研究工作的不足,提出了企业复杂系统与利益相关者资源系统协调发展的进一步的研究方向。更多还原

【Abstract】 Enterprise Complex System (ECS) is cell of the Socio-economic system. Economic lifeline of State and Society are concerned by whether ECS can be sustainable development. But if sustainable development of ECS is based on using up the resources of Stakeholder Resource System (SRS), that is absolutely unacceptable behavior. ECS and SRS should be Harmony Development. At present most of the research theory of sustainable development spread from the following two aspects:1. looking for and replacing the necessary resources of ECS but stock limited,2. helping to deal with or recycle the waste of resources and environment, to become the resource that can be used. These two aspects both spread research on practical level of resources, didn’t seize to research on the essence of Harmony Development of ECS and SRS. Deep research on theory of resource entropy, provide a new perspective for sustainable development of ECS and Harmony Development of SRS.(1) Research on theory of sustainable development of ECS from resource entropy perspective. Enterprise is a complex system with the characteristics of complex system. The process of production and operation of ECS is a process of entropy increase. If there is no introduction for resource negative entropy, entropy increase causes dissipation and retired quality of resources and energy, increased pollution of resources and environment, loss capacity of self-organizing of ECS, tends to confusion and disintegration. Entropy changes model of sustainable development is put forward according to the dissipative structure of ECS.(2) Research on introduction time of resource negative entropy and sustainable development of ECS. The introduction of resource negative entropy is the key to sustainable development of ECS, studied brittleness of ECS based on being given a concept of resource negative entropy, studied emulator and simulation of brittleness from the perspective of resource negative entropy, established function of brittleness, studied the relationship between the introduction time of resource negative entropy and sustainable development of ECS based on analyzing catastrophe theory.(3) Research on the introduction volume and use efficiency of resource negative entropy and sustainable development of ECS. Derived calculating formula of resource entropy according to thermodynamic of resource entropy, established resource negative entropy flow model of sustainable development of ECS, and analyzed entropy changes model after introduction of a certain amount of resource negative entropy, established the use of imitational ecosystem model of resource negative entropy, revealed minimization of entropy increase is the connotations of utility maximization of resource negative entropy, and gave strategy of minimization of entropy increase for sustainable development of ECS.(4) Research on Harmony Development of ECS and SRS from resource entropy perspective, analyzed relationship of Harmony Development relationship of ECS and SRS from resource entropy perspective according to the theory of coordinated development, established model of Harmony Development, contrasted function relationship between threshold value of force of ECS and threshold value of tolerance of SRS, put forward the proposal of Harmony Development.(5) Take HENGSHENG power plant complex systems as demonstration, did demonstration research and verification on formula and models which thesis studied on, mainly analyzed the best introduction time of resource negative entropy from the brittleness of complex system and catastrophe theory side, calculated entropy increase of production operation to HENGSHENG power plant complex system, came to introduction volume of resource negative entropy to maintain HENGSHENG power plant complex system, compared entropy increase with mode of production and technological of production before and after innovation, showed comparison of use efficiency of resource negative entropy, also did research on the status and trends of Harmony Development of HENGSHENG power plant complex systems and SRS.Finally, the work is summarized, gave recommendations in policy from multiple levels, summed up the innovation of thesis. For the lack of the research work, the thesis put forward further research direction of Harmony Development of ECS and SRS.更多还原