【作者】 薛冰；

【导师】 陈兴鹏； Peter Heck；

【作者基本信息】 兰州大学 ， 人文地理学， 2009， 博士

【摘要】 循环经济理念的产生,是源于人类对工业革命以来出现的生态危机和资源问题的深刻认识和自我反省,其人文响应的重要表征就是在区域层面的发展实践。自20世纪90年代循环经济理念被引入中国后,其研究得到了进一步的拓展,政府、企业等也都积极采取有关措施,以期望加快实践步伐,推动循环经济在区域层面上的具体深入。但由于指导理论的单薄,使得区域循环经济的发展实践面临着诸多问题,因此,构建关于区域循环经济发展的理论体系和研究框架,是目前区域循环经济研究面临的重要基本命题之一。本文在对循环经济脉络梳理和现有成果批判继承的基础上,以区域循环经济发展理论体系架构为目标导向,以广义物质流管理为基本分析手段,基于全过程分析的角度,对区域循环经济的发展机制进行了系统的逻辑推演和理论研究。本研究的具体内容摘要如下:1)关于循环经济的脉络梳理与内涵特征。本文对循环经济的概念内涵进行了分析和修正,进而从人类历史发展过程的角度,挖掘了西方思想体系与循环经济理论的内在逻辑关联,对其思想根源、产生背景进行了分类梳理和整合,进而分析阐述了中国循环经济研究的特色元素。2)关于区域循环经济的基本问题研究。本文研究并强调了区域循环经济的“区域性”、“发展性”和“系统性”特点,认为区域循环经济框架组成具有多重性和复合性。基于全过程的视角,在理论上明确了区域循环经济发展过程的机制组成,即:驱动机制,规划机制,运行机制,反馈机制和调控机制。3)关于区域循环经济发展机制的具体研究。驱动机制:基于广义物质流管理分析方法,建立了驱动机制的概念分析模型,识别和阐明了区域循环经济发展的驱动来源及其相互作用机理。最后,在结合问卷调查和结构分解分析等方法的基础上,对区域循环经济发展的微观驱动机制进行了局部的定量和比较分析。规划机制:在实践经验总结和理论逻辑推演的基础上,对区域循环经济发展规划的基本原理、编制理念、框架结构,以及规划过程进行了辩驳和阐释,进而构建了关于区域循环经济发展的规划体系,以试图解决区域循环经济发展中面临的科学规划问题。最后,以陕西汉中为研究案例,对区域循环经济规划机制的有关内容进行了解释和佐证。运行机制:研究界定了区域循环经济系统的运行载体,并对其运行机理进行了研究阐释,建立了有关函数概念方程,特别指出系统运行的核心目标是“同步解耦”。基于情景分析方法,对甘肃的“能源消耗-经济发展-环境影响”之间的耦度关系进行了实证研究,得出了有启示性的结论。反馈机制:分析了反馈机制在区域循环经济发展中的作用与重要意义,对区域循环经济发展中的反馈机制进行了理论设计,将政府、企业、公众界定为反馈对象,理论构建了区域循环经济信息交流的概念平台;基于元数据统计和最低限度原则,对信息内容进行了分层次预设计。调控机制:阐释了区域循环经济发展中的调控作用机理、形态,以及模块组成;构建了区域循环经济发展调控的一般应用检验模型,并从调控目标的科学性检验、调控指令的社会成本预检验等方面提出并解释了应用检验过程。总而言之,本研究构建了区域循环经济发展机制的基本理论体系和研究框架,拓展了物质流管理的科学内涵,提出了“矢量流”、“传输者”、“权限检验”等新概念,为指导区域循环经济的发展提供了理论基础和参考指南,在实现循环经济理论与具体实践相结合的方向上做出了积极的创新尝试。更多还原

【Abstract】 The produce of Circular Economy (abbr. CE) theory is due to the understood and auto criticism of the human beings to ecological crisis and resources scarcity appeared continually after the Industrial Revolution. The key token of its human response is the idiographic practice on the regional level. Since the concept of CE was introduced into China in 1990s, the outcomes of the research concerning its theory and practice has achieved to further. The policies and methods made by the government and enterprises respectively in China are both taken to accelerate the circular economic development, particularly on the regional level. However, because of the theoretical inadequacy, the circular economic development on regional level is facing series barriers, thus, the issue of establishing an applied scientific theory to guide the regional CE development is being of an important proposition.Based on the comprehensive ordering to CE theory and the critical inheritance to currently research outcomes, the oriented goal of this research, which takes the generalized material flow management as a basic methodology, from the viewpoint of mechanism study and whole process analysis as well, is trying to establish an academic framework linking to the regional circular economic development. The contents of this research are summarized as following:1) Characters and theoretic skeleton of circular economy.This thesis firstly analyzed the characters of CE and corrected its concepts partially, and excavated the logic relationship between western ideological system and CE theory, followed by the integrated skeleton to its ideological roots and developmental background. At last, we clarified the distinctive features of CE research and practice in China.2) Fundamental problems of regional circular economy.This thesis studied and emphasized the features of regional circular economy which are "regional, developmental, and systemic", and the characters of its framework structure are multiplicity and complex. Based on the research point initiated to the whole process analysis, this research identified and sorted the developmental procedures, and creatively categorized the components of regional CE developmental mechanism as: Driving, Panning, Operating, Feedback, Regulating & Redirection.3) Details research on the developmental mechanism.Driving Mechanism: Based on the methodology called generalized material flow management, this thesis established a conceptual model to identify and research the source of driving force and the interaction mechanism. At last, we explained and proved the micro driving mechanism through the cases study based on the questionnaire research and quantitatively analysis.Planning Mechanism: Based on the summing-up of research experiences and the academic logical inference, this research revealed the basic principles, compiling ideals, frame structure, and compiling process of master planning for CE development, which is trying to solve the problems of master planning’ compiling. Finally, Hanzhong city is studied as a reference to explain the planning mechanism theory.Operating Mechanism: The operational carriers and its operational mechanism of the regional CE development were defined following by establishing the function equations which could be useful for understanding the machanism, and we also pointed that the operating goal is to achieve the synchronous decoupling. Based on the scenario analysis, the empirical study on the coupling relation among "energy consumption - economic development - environmental impacts" in Gansu is taken and the outcomes are revelatory.Feedback Mechanism: The role and significance of the feedback in regional circular economic development are analyzed, following by the conceptual designing to the feedback mechanism. This research firstly defined the government, enterprise, and the public as the feedback objectives respectively, proposed a conceptive information communication platform later, and finally pre-designed the information contents according to the ideas of meta-data and minimum static.Regulating and Redirection Mechanism: This research studied the mechanism, modality, and the components of the regulation and redirection control in regional CE development, followed by establishing a generalized applied verification model in order to perfect the development of regional CE development. Of course, this research also clarified the verify processes which categorized as scientific verification, social cost verification, and so on.In conclusion, this research found an academic framework concerning the regional circular economic development, and extended the concept of the material flow material management and its application domain as well, we also proposed innovative ideas on the regional CE theory such as "Vector Flow Management", "Transfers", "Permission Verification", etc. The outcomes of this research is initiated to provide an academic basis and guideline for the circular economic practice on regional level, and tried innovatively to combine the theory and practice in order to accelerate the regional circular economic development in China.更多还原