【作者】 汤长安；

【导师】 曹兴；

【作者基本信息】 中南大学 ， 管理科学与工程， 2009， 博士

【摘要】 随着经济全球化和新技术革命浪潮的加速推进,许多国家和地区的高技术集群成为创新的发源地,并表现出持续的创新活力,高技术集群技术能力的研究也日益受到理论界和实业界的广泛关注。然而,学术界对集群企业技术能力的研究,大多从技术能力的一般特性出发,侧重从技术能力的结构、层次以及成长中的阶段性等“片段性”地展开。实践证明,集群企业依托集群网络,通过学习获取知识资源是企业技术能力快速成长的关键,也是集群整体技术能力和竞争力提升的基础。本文系统吸收产业集群理论、知识管理理论、技术能力理论、学习理论、社会网络理论等相关领域的研究成果,以高技术集群企业为研究对象,试图从网络视角,对高技术集群企业技术能力成长过程及演化机理展开系统研究。主要研究内容表现在以下几个层面:本文首先通过梳理企业技术能力相关理论,融合网络理论、学习理论、产业集群理论等相关学科知识,初步构建了基于学习观的集群企业技术能力成长的网络分析范式。通过溯源集群企业技术能力的知识本质,分析高技术集群技术扩散网络的内涵与特征,探寻集群企业技术能力成长的基础、源泉与成长动力,深入研究了网络条件下高技术集群企业技术能力的形成与演进机理。在此基础上,论文分析了高技术集群技术扩散网络对集群企业技术学习的影响,从结构和关系维度刻画高技术集群技术扩散网络特征,揭示了高技术集群技术扩散网络与集群企业技术学习的关系。在重新界定高技术集群企业技术学习内涵的基础上,分析了集群企业技术学习与企业技术能力演化的关系,深入研究了高技术集群技术扩散网络要素对集群企业技术能力演化的作用机理。在实证研究中,论文以国内典型科技园区高技术集群企业为样本,应用结构方程模型方法,对概念模型进行估计、检验、修正与调整,确立最终理论模型。通过数据实证,研究了网络各要素对集群企业技术能力成长的作用。研究结果表明,高技术集群技术扩散网络各要素通过正向影响集群企业技术学习过程,促进企业技术能力演化。最后,论文通过结合发达国家和地区以及我国高技术集群发展实际,对集群企业技术能力成长过程进行了纵向和横向比较,进一步分析了高技术集群企业技术能力成长的规律。并对我国不同发展层次的高技术集群企业技术能力成长路径分析,提出了促进我国高技术集群企业技术能力持续成长的实现途径和可操作性的战略对策。本文创新点主要体现在以下三个方面:(1)基于高技术集群与传统集群的异质性、集群网络内外部关系的融合性特征分析,一定程度上突破了现有研究对于网络空间的限定,系统界定了技术扩散网络的本质和内涵。(2)突破现有研究对集群周期的一般的阶段划分,揭示出高技术集群技术扩散网络演进与集群企业技术能力协同演化的规律。(3)构建了“技术扩散网络-技术学习-技术能力”的网络分析范式,对现实中集群企业网络化技术能力成长现象给出了较有力的理论解释,一定程度上弥补了宽泛的概念性框架分析范式的缺陷,摆脱了集群研究中案例研究束缚的困境。更多还原

【Abstract】 As the economic globalization and new technology revolution wave advance accelerately, high-tech industrial clusters in many countries and regions become the birthplace of innovation, and demonstrate continuous innovation vitality, the theoretical and industry circles increasingly pay close attention to high-tech industrial clusters technological capabilities.But most of the academic circles study begin with the average character of cluster firms technological capabilities, discuss fragmentlly focus on technological capabilities’ structure,level and stages of its growth.Practice has proved that cluster firms access to knowledge resources through technology learning base on cluster networks,which is the key of cluster firms technological capabilities grow rapidly,and the upgrade basis of clusters’ overall technological capabilities and competitiveness.This paper absorbs systemly the results of research related fields about industrial cluster theory,knowledge management theory, technological capabilities,learning theory,social network theory,studies on high-tech industrial cluster firms,attempts from the network perspective,studies systematically high-tech industrial cluster firms technological capabilities growth process and evolution mechanism.The main research presents in the following levels:First,this paper combing cluster firms technological capabilities related theory,by mixing the relevant subject knowledge such as network theory,learning theory,industrial cluster theory,constructes preliminarily cluster firms technological capabilities growth network analysis paradigm basis on learning perspective.Then tracing cluster firms’ knowledge essence,analysizes the implication and characteristic of high-tech industrial cluster technology diffusion network,explores industrial cluster firms technological capabilities growth basis,grow sources and growth power,studies deeply high-tech industrial cluster firms technological capabilities’ formation and evolution mechanism in condition of network.On the base of above mentioned,the paper analyzes the impacting of high-tech industrial cluster technology diffusion network on cluster firms technology learning,delineates the features of high-tech industrial cluster technology diffusion network from frame and relations dimensions,reveales the relations of high-tech industrial cluster technology diffusion network and cluster firms technology learning.In the basis of redefining high-tech industrial cluster firms technology learning’ connotation, analyzes cluster firms technology learning and technological capabilities evolution, researches deeply the impacting mechanism of network elements on cluster firms technological capabilities evolution.In the empirical study, this paper constructes by collecting the data of high-tech industrial cluster firms of inland model science parks,the method of structural equation model is adopted to estimate,examine, revise and adjust the theoretical model,establishs ultimate theory model.By empirical data study,analyzes the effect of network elements’ impacting on cluster firms technological capabilities growth.The results shows that high-tech industrial cluster technology diffusion network elements promotes firms technological capabilities evolution by positive affects cluster firms technology learning process.At last,the paper combines the high-tech industrial clusters’ development practice in developed countries and regions and in China, by comparing of vertical and horizontal on cluster firms technological capabilities growth process,analyzes furtherly cluster firms technological capabilities growth rules,then analyzes different levels high-tech industrial cluster firms technological capabilities growth routes, puts forward approaches and relevant strategy measures for cluster firms technological capabilities growth.The paper’s innovative contributions can be classified into three points: (l)Bases on analysis of the heterogeneity between high-tech industrial clusters and traditional clusters, clusters network internal and exteral relations’ integration features, breakthrough the limit of network space,defines systemically the nature and connotation of technology diffusion network.(2)Breakthrough the general division of cluster cycle,reveals the rules of high-tech industrial cluster technology diffusion network evolution and cluster firms technology capability evolution.(3)Constructs network analysis paradigm of technology diffusion network-technology learning-technology capability,gives theoretical explanation to cluster firms technology capability growth of reality, overcomes the defects of broad conceptual framework analysis paradigm, and dilemma of breakaway case studies bound.更多还原