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宋代产权制度专题研究

On the Property-rights Institutions in Song China

【作者】 刘云

【导师】 陈明光;

【作者基本信息】 厦门大学 , 专门史, 2007, 博士

【摘要】 本文选择宋代的产权结构、财产检校制度与产权文书三个专题作为论述对象,运用产权理论,分析说明产权制度对于激励宋代社会经济的发展,维护社会相对稳定的作用与影响。绪论,界定了有关产权理论与概念,进行学术史回顾,介绍本文的研究方法、资料来源与创新预期;第一章主要说明产权的经济属性,通过分析宋代产权结构的基本内容以及国家法律的相应规定,指出产权结构的不同主体会产生不同的产权权利束组合,从而影响经济的运行方式;第二章通过对宋代产权类型中共有产权的资产——宗族义田义庄、助学砥官义庄与举子义庄、义役田庄的个案分析,论述共有产权的来源及其产权权利束的状况,说明产权的社会属性在宋代社会福利等方面的激励作用;第三章论述宋代户绝法令与孤幼财产检校法令的源流及其在宋代的演变、实施与影响,通过阐述宋代财产检校制度,说明宋代国家在产权权利束中的界定与保护作用;第四章阐述宋代民间主要产权文书——户帖、砧基簿与分家关书的源流、内容及其应用,说明产权文书作为国家与资产、产权主体及其权利束的媒介的作用;结论认为,产权制度是宋代的基本经济制度之一,具有经济属性与社会属性,两者相互作用,共同推动社会经济的发展与社会福利的提高。宋代的产权结构主要可以分为私有产权、国有产权、共有产权,其中私有产权占主导地位。宋代国家通过行使产权权力进行财产检校,来维护产权秩序与经济秩序,从而加强对乡族势力与地方社会的控制。宋代产权制度也不可避免地存在一些缺陷。

【Abstract】 This dissertation is to be selected the structure of property rights, estate inspecting-adjusting institutions(财产检校制度),documents of property rights as the discussing objects,and analyses them to explain that the institutions of property rights account for the effect and influence that bestir the social and economic development and vindicate the relative social stabilization in Song China.The dissertation includes six parts.Introduction demarcates the relative concepts and the theory of property rights,and reviews the academic history of property rights research in Song China,and introduces research means,data and the expecting innovations.Chapter 1 mainly explains the economic attribute of property rights. The dissertation deems that the structure of property rights in Song are divided into three kinds,i.e.the private,the state and the common, which kind is regulated by some relevant laws of the government,and says that the reason that the different subjects of the property-rights structure results in the different combinations of the property-rights bundles affects the running ways of Economy.Chapter 2 dissertates the origin and the property-rights entitlement bundles of the common property-rights,such as ownership,possession, management,bargaining,disposition,and shows that the social attribute of property rights accounts for the prompting in social welfare in Song China by the cases study of the common property-rights,for example,the clan homestead(宗族义田义庄),the prompting-officials-and -teaching-assistance homestead(砺官助学义庄),the bringing-up homestead(举子义庄) and the corvee-assistance homestead(义役田庄). Chapter 3 expounds origin,changes,practice and effect of the laws of without-offspring and orphaned-underage in Song,then discusses that estate inspecting- adjusting institutions(财产检校制度) accounts for the state management of the inheritance and segmentation of private property, which demarcates and protects the property-rights entitlement bundles.Chapter 4 expatiates the sources,contents and applications of the civil property-rights documents,e.g.Hutie(户贴),Zhenjibu(砧基簿) and family-division files(分家关书),which are regarded as the media among the state,the estate,the property-rights subjects and the entitlement bundles.The last is the Conclusion.The dissertation argues that the property-rights institution is one of the essential economic institutions in Song China,which has the economic and social attributes that promote the social economic development and improve the social welfare.But there are inevitably some defects in the property- rights institution in Song China.

  • 【网络出版投稿人】 厦门大学
  • 【网络出版年期】2010年 02期
  • 【分类号】F129;K244
  • 【被引频次】7
  • 【下载频次】556
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