【作者】 芦敏；

【导师】 李金明；

【作者基本信息】 厦门大学 ， 专门史， 2008， 博士

【摘要】 宋丽海上贸易是中韩贸易史的重要组成部分。本文采用分类法,从各个贸易形态的角度对宋丽海上贸易进行了细致的阐述和研究。主要内容包括:宋丽海上贸易发展的历史背景;朝贡贸易和王室贸易的具体状况,以及两国的管理制度和交换价值比较;宋丽两国使团人员进行的各种官方附带贸易的交易方式和制度;宋商和丽商经营的民间贸易发展状况,以及两国的相关贸易政策;宋丽海上贸易活动中的移民往来和文化交流等。在继承史学界已有成果的基础上,本文进行了以下尝试:将宋丽海上贸易按层次划分为各种不同的贸易形态;详细列举朝贡贸易和王室贸易中的交易物,并对其进行特征分析;利用简单的统计法对朝贡和王室贸易中的等价交换原则进行论证;围绕着私觌贸易和公贸易、私贸易等多种形式,对使团人员的附带贸易进行全面论述;立足于宋丽海上贸易的媒介作用,分析商人、文人、士人、普通百姓等各种移民的迁移活动和两国的移民政策。通过分析,本文认为宋丽海上贸易呈现着多样化的形态,在官方贸易、民间贸易和走私贸易三大类型之下,又分别具有次级和再次级的各种不同风格的贸易活动。其次,宋丽海上贸易处于一种不平衡的制度化管理模式之下,高丽的贸易制度建设总是落后于宋,于是,其与宋的接触就具有深远的历史意义。最后,宋丽海上贸易为联结两国的友好关系作出了重大贡献,贸易成为实现人员往来和文化交流的最重要的途径,甚至一度还成为两国政治往来的唯一途径。更多还原

【Abstract】 The Song-Goryeo maritime trade is an important component in the history of Sino-Korea trade(The Song Dynasty was a ruling dynasty in China between 960-1279 CE ,and it succeeded the Five Dynasties and Ten Kingdoms Period, and was followed by the Yuan Dynasty;The Goryeo Dynasty, established in 918, united the Later Three Kingdoms in 936 and ruled Korea until it was removed by the Joseon dynasty in 1392 ) .Based on the use of classification method, the dissertation takes up concrete elaboration and research of Song- Goryeo maritime trade from the perspective of various trade types. The dissertation mainly expounds the historic background of Song-Goryeo maritime trade, the actual situation of royal and tribute trading ,the comparisons of management system and exchange value between the two countries, various official-affiliatedly transaction mode and system initiated by diplomatic corps personnel ,the civil trade development run by Song merchants and Goryeo merchants and relevant trade policies of the two countries, immigration policies and cultural communication in the process of Song-Goryeo maritime trade etc.On the basis of those existing research achievements in the historic circle, the author attempts to carry out relatively creative positivistic research upon the Song-Goryeo maritime trade: divide the Song-Goryeo maritime trade into different trade types; enumerate detailedly the transaction objects of royal and tribute trading and then analyze their respective characteristics; demonstrate the principle of Equivalent Exchange in the royal and tribute trading by using simple statistical inference; conduct the comprehensive exposition of diplomatic corps personnel affiliated trade with such various trade types as Sidi Trade, public trade, private trade as its core( Sidi in the Song Dynasty was means of exchange of presents between the diplomatic envoys and the officials who received them. It played an important part in diplomatic interaction. The two Song Dynasties had a strict management of Sidi and forbad private trade of diplomatic officials on their mission or while receiving envoys. Dabo, popular name of Sidi in the South Song Dynasty, was smuggling in nature, which affected the normal foreign trade and communication); analyze the immigration policies of two countries and migration pattern of various immigrants, including merchants, literati, scholars, civilians.Through the analysis and argumentation above, the author attempts to draw the conclusion below:First, the Song-Goryeo maritime trade was featured with diversification. Under the surface of official trade, civil trade and smuggling trade, there were secondary and third-grade trade activities with various characteristics.Second, the Song-Goryeo maritime trade lied under the asymmetric institutionalized management mode, in which the institutional building and development of Goryeo Dynasty always fell behind that of Song Dynasty. Therefore, Goryeo’s contact and interaction with Song was of high historic significance.Last but not the least, the Song-Goryeo maritime trade made great contributions to friendly relationship between two countries. Trade became the most important channel of realizing persons traveling and cultural communication, even the only access to political exchange.更多还原