【作者】 王红；

【导师】 王效俐；

【作者基本信息】 同济大学 ， 管理系统和管理工程， 2008， 博士

【摘要】 企业社会责任是20世纪初以来在西方学术界开始探讨的重要问题,具有较高的学术价值和实践意义。企业的环境责任是企业社会责任中日益紧迫的热点问题,问题的解决有利于企业、社会与环境的可持续发展。本文试从企业社会责任研究的环境专题着眼,为企业社会责任的研究抛砖引玉。系统辩证学是本文研究的视角。系统辩证学以系统观、过程观和时空观为基本观点,以自组涌现律、差异协同律、结构功能律、层次转化律和整体优化律为基本规律,科学地表述了企业环境责任的辩证发展规律,全面揭示了环境责任的本质特征。从系统辩证学这一哲学层面出发来探讨企业环境责任,是本文的创新之处,它有别于以往经济学、社会学、伦理学和法学的视角,有助于整体把握与动态考察企业环境责任的发展和规律。本文采取的研究方法主要有:历史分析、比较分析与实证分析。通过历史分析,我们可以发掘企业环境责任产生与发展的历史背景和理论基础,并且追溯中国企业环境责任的文化渊源和成果,认识到中国企业环境责任的发展是有根的发展;通过比较分析,我们可以从发达国家和中国企业在承担环境责任的不同程度和不同方面来认识我国企业的特殊性,从而可以适当借鉴有助于中国企业可持续发展的理念和措施;通过实证分析,可以达到本文的三个预期目标:第一,展开包括制造、化工、电子、医药、服装、食品等多家异质企业的调查研究,了解企业环境责任的认知和履行状况。第二,在同质(汽车)企业中进行定性和定量的研究和比较分析,取长补短。第三,选取一家(灯泡)工厂进行深度调研,探索企业环境责任执行力的问题。企业的环境责任是指企业在经济活动中认真考虑自身行为对自然环境的影响,并且以负责任的态度将自身对环境的负外部性降至力所能及的水平,目标成为“资源节约型”的环境企业。本文首先论述了研究的背景和意义、研究的视角与创新、研究的思路与内容以及研究方法和预期目标。然后梳理了企业社会责任的缘起、争论和发展的相关文献,为全文奠定了理论基础。进而展开对企业环境责任系统特征分析,阐述了企业环境责任的要素、结构、功能和原则。通过对国内外企业环境责任的案例分析,表明德国、日本和美国的企业环境治理具有明显的领先优势,北京同仁堂、济南钢铁公司和内蒙古亿利资源集团公司在履行环境责任方面也取得了良好的效果,天人协调的生态智慧是中国企业发展的根基。在系统辩证学的视角下,我国企业依然存在着严重的环境污染问题,其原因在于包括政府、企业和公众在内的整体责任。系统科学为创造性地解决复杂的企业环境责任问题提供了新的理论和方法,通过聚类分析和因子分析,识别出企业环境责任的9个主因子和7个关键指标,这使得系统辩证学的研究方法又前进了一步。论文的最后部分是完善我国企业环境责任的建议:政府、企业、公众三位一体,通力合作。从上海申华灯泡厂的企业环境责任的调查报告中,可以得出一系列关于环境价值观与执行力的分析结论,建议和启示。总之,从系统辩证学的视角出发,我们可以全面考察企业环境责任,充分认识我国企业与国外企业的差距,并借鉴和探索有益于我国企业发展的理念和措施。中国企业的可持续发展是有根有助的,政府和公众对于企业的环境责任同样不可推卸。更多还原

【Abstract】 Corporate Social Responsibility (CSR) is an important issue initially discussed in the western academic field from the early 20 century. Corporate Ecological Responsibility (CER) is an increasingly urgent and hot topic in CSR. It helps for the sustainable development of corporate, society and environment. This thesis focuses on the ecological aspect of CSR, aiming at promoting the improvement of CSR research.Systematic and Dialectical Science (SDS) is the perspective of this thesis. The basic SDS views are systematic point, progressive point, and time and space point. The fundamental laws of SDS refer to organization-emerging law, difference cooperating law, structural and functional law, class transferring law and integrity improving law. These views and laws express the dialectially developing regulation of CER in a scientific way and the essential feature of CER is discovered inclusively. To discuss CER in the perspective of the philosophy SDS is the innovation of this thesis. Different from the previous perspectives, such as the principles of economics, management, and sociology, it can completely grasp and dynamically investigate the development and regulation of CER.The research methods of this thesis mainly include historical analysis, comparative analysis and empirical analysis. Through historical analysis, we can find out the background and theories of CSR appearance and development. Tracing the cultural source and CER achievement, we can recognize that Chinese CER is deep-rooted; Through comparative analysis, we can realize the special characteristics of Chinese corporation in different degree and aspects from developed countries. And we can properly adopt some notions and measures useful to our sustainable development; Through empirical analysis, three expectations can be met: firstly, be aware of the understanding of executing status of CER by the investigation research of different corporations covering chemical, manufacturing, electronics, pharmaceutical, clothes and food enterprises; secondly, carry out quantity and quality research and comparative analysis in the same professional (automotive) enterprise to maximum advantages and minimum disadvantages; thirdly, hold a deep investigation in one (electronic bulb) factory to explore the execution issue of CER by class analysis.Corporate Environmental Responsibility (CER) means that enterprises should take their influence on the environment into consideration and try to reduce the negative externalties as far as possible. CER enables enterprises to be resource-economical and environment-friendly.Firstly, this dissertation discusses the background, significance, perspective, innovation, outline, content, method and expectation of the research. Then it studies the origin, argument and development of CSR and sets up the theoretical foundation for the whole. Furthermore, it focuses on the system characteristic analysis of CER and explains the elements, structure, function and principles of CER. Through the case analysis of international and domestic CER, we can find that Germany, Japan and America take the leading role in the environment governance and Beijing Tong Ren Tang, Jinan Steel Company and Internal Mongoria Yili Resources Group made quite a lot achievement in environmental responsibility. And the sustainable development of Chinese enterprises is deep-rooted. In the perspective of SDS, there still remains serious environmental problems which relating to the whole responsibility of government, enterprise and the public. Systematic science provide new theories and methods for creatively solve the rather complicated CER problem. By cluster analysis and component analysis, 9 principle components and 7 key indexes of CER are identified. It helps the research method of SDS make further progress. The final part of the dissertation is the suggestion to improve CER of our country: the unity of government, enterprise and the public should collaborate together. From the investigation report of CER in Shanghai Shenhua Bulb Factory, a series of conclusion on environmental values and execution has been made and some corresponding suggestion and enlightenment are quite original to promote the CER.In short, in the perspective of SDS, we can investigate CER on the whole, recognize the difference between national and international business, and explore the notion and measures suitable for Chinese enterprise development. The development of Chinese enterprises is deep-rooted with various help. Government and the public should actively take part in the CER construction for the harmonious society.更多还原