【作者】 吴文清；

【导师】 赵黎明；

【作者基本信息】 天津大学 ， 技术经济及管理， 2007， 博士

【摘要】 论文从科技企业孵化器、创业者、创投之间微观关系的角度出发,研究科技企业孵化器、创业者、创投的合作与规制。科技企业孵化器与创业者合作行为研究分析了在确定和不确定模式下两者的决策行为,为观察科技企业孵化器与创业者合作提供理论支持;分阶段契约研究科技企业孵化器与创业者合作道德风险的规避问题;科技企业孵化器与创业者合作的进化博弈为提高科技企业孵化器与创业者合作效率提供政策支持。科技企业孵化器、创投合作管理研究则对科技企业孵化器引入创投共同管理进行研究,以此考察科技企业孵化器中为何创投资金不足的问题,文章探索性发现“科技企业孵化器与创投管理悖论”,为解决这一现象提供了新的视角。同时,文章研究了科技企业孵化器与创投合作与否时创投与创业者的契约安排,为解决创投与创业者道德风险提供新的途径。对创业企业知识的共享研究突破知识共享研究中的组织内部这一范围,根据科技企业孵化器组织特点,对孵化器服务对象——创业企业的知识共享进行研究,为科技企业孵化器提高孵化成功率提供新的思想,文章对提高创业企业之间的知识共享的政策因素进行了分析,提出了有针对性的建议和激励措施。对科技企业孵化器再投入的灰色控制研究,为科技企业孵化器的管控提供理论支持,解决科技企业孵化器中硬件投入过多,而软件投入不足的问题。论文的创新之处主要体现在以下几个方面:(1)建立科技企业孵化器与创业者博弈模型,分析科技企业孵化器与创业者在确定和不确定模式下的决策行为,讨论分阶段契约在降低科技企业孵化器与创业者道德风险的作用,对科技企业孵化器与创业者建立演化博弈模型,研究科技企业孵化器与创业者的进化均衡,提出科技企业孵化器与创业者合作进化均衡的政策调控。(2)建立科技企业孵化器、创投为委托人,创业企业为代理人的多委托代理人模型,分析创业者信息充分与不充分时,科技企业孵化器与创投的管理成本,研究科技企业孵化器与创投合作与否时创投与创业者的契约安排。(3)建立科技企业孵化器创业企业知识共享的公共产品模型,以分析创业企业知识共享水平,知识共享动机,知识共享政策作用和知识共享的激励方案。(4)建立科技企业孵化器再投入的灰色控制模型,研究科技企业孵化器投入产出系统的状态,为科技企业孵化器的再投入水平提供依据。更多还原

【Abstract】 From the micro perspective of relationship among business incubators, entrepreneurs, venture capital, this dissertation studies the cooperation and regulation between business incubators, entrepreneurs and venture capital. The cooperation between incubators and entrepreneurs analyses the decision-making under the certain and uncertain mode, which supports the theory to observe the business incubator and entrepreneurs’cooperation. Phased contract is on the business incubator and entrepreneurs’cooperation to avoid the moral hazard problem. The analysis of evolutionary game between business incubator and entrepreneurs’cooperation supports policies to enhance efficient cooperation between them. The cooperation among business incubators, entrepreneurs and venture capital studies the business incubator and venture capital’s common management to entrepreneurs, which the research can review the funding’lack in business incubator. In this research, the article first discovers“business incubators and venture capital management paradox”to address the phenomenon with a new perspective. Also, the dissertation studies the contractual arrangements between venture capital and entrepreneurs when business incubators and venture capital cooperation or not, which the study provide new means to solve venture capital and entrepreneurs’moral hazard means. Knowledge sharing between entrepreneurs is the first to research breakthroughs knowledge of the organization. According to business incubator organizations characteristics, the dissertation argues the entrepreneurs knowledge-sharing for the business incubators to increase the success rate of incubator. The policy factors to raise the knowledge-sharing level are analyzed, and the specific recommendations and incentives are supplied. Gray control research is on the business incubator invests again which provides the theory support on business incubator’s management control, solving the question on business incubators hardware invests excessively many, but software invests insufficient.This article’s innovations mainly manifest in following several aspects:(1) The dissertation establishes the game model between business incubators and entrepreneurs to analyze the decision-making of business incubators and entrepreneurs in identifying and uncertainty mode, discuss a phased contract in reducing the moral hazard between business incubators and entrepreneurs. The dissertation also establishes the evolutionary game model to study the evolutionary balance between business incubator and entrepreneurs and supply policy control.(2) The dissertation establishes a multi principals-agent model among business incubators, venture capital and entrepreneurs to analyze the business incubator and venture capital management costs under full information or not and analyze the contract arrangements between venture capital and entrepreneurs when business incubator and venture capital cooperation or not.(3) The dissertation establishes knowledge-sharing model between entrepreneurs to analyze the level of knowledge sharing, knowledge sharing motivation, knowledge sharing policy role and knowledge-sharing incentive programs.(4) The dissertation establishes the gray control model of the business incubators rejoin to study the state on business incubator inputs and provide guidelines for again investment level of business incubators.更多还原