【作者】 李艳华；

【导师】 赵黎明；

【作者基本信息】 天津大学 ， 技术经济及管理， 2007， 博士

【摘要】 技术跨越作为技术创新的最高层次,虽然各国都在积极实践并取得丰硕成果,但理论研究是从上世纪八九十年代才兴起的。从目前的研究情况看,深层次的技术跨越理论成果并不多见,也没有形成统一的范式,在解释并指导一国产业实现技术跨越方面,未能取得预期的成功,在这种情况下,深入系统地研究技术跨越,构建产业技术跨越理论体系就显得至关重要。论文从理论与实践两个维度展开论述,上承技术跨越理论,聚焦产业技术跨越,分别对产业技术跨越的内涵、系统、机理及产业技术跨越政策进行深入探讨;下接中国技术跨越实践,结合中国民航正在推进的“新一代民航运输系统”分析中国民航的产业技术跨越问题。本文的主要工作和创新点包括:(1)从产业经济学和技术论相结合的角度界定了产业技术跨越的内涵本研究弥补了现有技术跨越研究未曾系统地从产业层面研究技术跨越的空白,从产业经济学和技术论的相结合的角度对产业技术跨越的内涵进行了界定。比较和区分了产业技术跨越与国家技术跨越、企业技术跨越。(2)首次构建了基于技术论和复杂系统理论的产业技术跨越系统概念模型对产业技术跨越系统进行了复杂适应系统辨识,并阐明了产业技术跨越系统的系统构件、系统目标、系统的输入输出、以及系统环境等,结合产业技术跨越系统的特征构建了产业技术跨越系统概念模型。(3)提出了产业技术跨越的内在演化过程和阶段,揭示了产业技术跨越的过程机理本文提出产业技术跨越通过从微观层面的主导企业技术跨越和技术扩散,到中观层面的产业内企业群协同进化和产业技术链耦合两个层面和过程来实现产业技术跨越,并对产业技术跨越中的突出特征——核心技术的扩散和带动以及企业群协同做了重点分析,揭示产业技术跨越的机理,填补了产业技术跨越过程和机理研究的空白。(4)提出了基于过程机理分析的产业技术跨越的政策体系和政策逻辑框架将政策研究建立在对产业技术跨越系统过程机理分析的基础上,并针对产业技术跨越中的核心技术扩散问题、培育自主创新能力问题和产业共性技术的供给问题,提出了相应政策,为产业技术跨越的实施和推进提供参考。更多还原

【Abstract】 Nowadays, many countries are practicing the technology leapfrogging actively and have obtained abundant fruits because the technology leapfrogging is the highest level of technological innovation. However, the theory study on the technology leapfrogging started only from 1980s to 1990s. Up to now, deep study fruits are very rare and no unified paradigm has formed. The anticipative success is not acquired to interpret and guide certain country’s industry technology leapfrogging. Under this situation, it becomes vitally important to study technology leapfrogging deeply and systemically and construct the theory system of industry technology leapfrogging. This dissertation has discussed from both theory and practice dimensions. It focused on the industry technology leapfrogging and studied the concept, system analysis, internal mechanism, industrial technology policy of industry technology leapfrogging. Furthermore, this dissertation has analyzed the industry technology leapfrogging of Chinese civil aviation based on the status quo that Chinese civil aviation is boosting“New Generation of Civil Aviation Transportation System”.The main work and innovation points of this dissertation include:Firstly, defining the connotation of industrial technology leapfrogging from the angle which combines industry economics and technology theory; filling the blank to research industrial technology leapfrogging systemically and differentiate industrial technology leapfrogging, national technology leapfrogging and enterprise technology leapfrogging.Secondly, identifying the complex adaptive characters of industry technology leapfrogging system, illuminating the components, aim, input, output and environment of the industry technology leapfrogging system; constructing concept model of industrial technology leapfrogging based on the technology theory and the complex systems theory for the first time.Thirdly, partitioning the stages in the internal evolution process of industrial technology leapfrogging and analyzing the process technology mechanism; putting forward the opinion that certain industry realizes its technology leapfrogging through two stages and process from the technology leaping and spreading of the dominant enterprises to enterprises group co-evolution and industrial technology chain coupling; paying more attention to analyze the distinctive character of industrial technology leapfrogging-- the core technology’s spreading and the enterprise group’s cooperation; revealing the industry technology leapfrogging mechanism; filling the studying blank of the industrial technological leapfrogging’s process and mechanism.Fourthly, putting forward the corresponding policy system and logical policy frame based on the process mechanism analysis of the of industrial technology leapfrogging; providing reference for the implementation of industrial technology leapfrogging aiming at the problems of core technology’s diffusion, independent innovation ability’s cultivating and industry common technology’s supplying.更多还原