【作者】 田红娜；

【导师】 佟光霁；

【作者基本信息】 东北林业大学 ， 林业经济管理， 2007， 博士

【摘要】 我国资源型城市(地区)众多，这类城市的经济社会发展面临严峻挑战，亟需进行转型使其摆脱对单一自然资源的依赖，从而谋求可持续发展。随着知识经济的来临，世界经济发展呈现区域化强性特征，新的世界分工不再以国家，而是按照区域竞争力来进行划分。建设区域创新体系是大幅度提高区域创新能力和竞争力的根本途径。在此背景下，资源型城市(地区)创新体系的营建为解决我国资源型城市(地区)转型提供了新的思路，如何营建资源型城市(地区)创新体系来促进资源型城市(地区)转型和可持续发展成为本研究的出发点和落脚点。为了解决资源型城市(地区)资源优势弱化状况下的创新体系营建问题，本研究从系统思维的视角，把区域创新体系理论纳入资源型城市(地区)转型的范畴，综合运用实证与规范分析相结合、定性与定量分析相结合、比较分析和模型分析等方法，在明晰相关概念、借鉴创新推动资源型城市(地区)转型的国内外经验基础上，明确了只吃资源饭、不思创新是资源型城市(地区)最终衰落的根本教训；通过分析区域创新体系推动资源型城市(地区)转型的作用机理，本研究认为在目前我国资源型城市(地区)转型面临的困境下，区域创新体系能够从转型的力量和转型的基础两个角度，主要通过优化经济结构、合理经济运行机制、提高经济发展水平和增强地区竞争力等四个方面，不断拉长我国资源型城市(地区)的发展周期，推动这些城市的转型和可持续发展。在研究过程中，本文针对资源型城市(地区)特殊的发展历程和创新体系现状，综合分析了静态的资源型城市(地区)创新体系，提出了资源型城市(地区)创新体系的期望组织结构，空间结构发展方式及功能；通过深入研究动态的资源型城市(地区)创新体系，明确了其运行过程和运行机制，针对可再生和不可再生资源型城市(地区)的发展特点和创新基础选择了创新体系的营建模式；构建了资源型城市(地区)创新体系的效能测度模型；并对我国资源型城市(地区)创新体系中具有典型代表性的大庆市创新体系进行了实证分析；最后提出了营建我国资源型城市(地区)创新体系的对策和建议。在研究如何测度资源型城市(地区)创新体系的效能时，运用了多元统计分析中的因子分析法对影响创新体系效能的四个因素进行了模型化研究。综上，本研究对充实资源型城市(地区)的理论，拓宽资源型城市(地区)转型的研究思路，加深区域创新体系的理论研究并丰富其在实践领域的应用，以及对我国构建和谐社会、实现全面小康社会和建设创新型国家，具有较高的理论价值和较强的现实意义。更多还原

【Abstract】 There are numerous resource-based cities (areas) in China, which have been confronted with severe challenges in social and economic development. Whereas it is another fact that the development of the world economy characterized by nations division previously, is now highlighted by the regional competition due to the coming of knowledge economy. This has made it essential that the regional innovation system be established as the fundamental approach to enhance the regional innovative capabilities and competition significantly. A breakthrough lies in the transition and sustainable development. The inspiration under such a context suggests that the construction and management of the innovation system for the resource-based cities (areas) may provide insight as well as solutions for the problem. This dissertation covers the subject with two milestones: the construction and management of innovation system so as to facilitate their transitions; and the sustainable development as a consequence as well as the purpose of such transitions.First of all, problems have been noticeable in the resourced-based cities (areas) with the declining resources advantages. To probe and trace them, this dissertation applies it from a view of systematic thought, in which the methods like the combination of demonstrative and standardized analysis, qualitative and quantitative analysis, comparative analysis and model analysis are comprehensively applied. It is also pointed out clearly in this dissertation that it is the extreme and persisting dependence on the resources instead of the innovations that has helped lead to the decay of the previously glorious cities (areas). It is further proposed in it that the breakthrough can begun with the transition strengths and its foundation, and supposedly it is primarily achieved through optimizing the economic structure, rationalizing economic operational mechanisms, accelerating economic growth and strengthening cities competitiveness. Thus, the development cycle could be constantly lengthened, which eventually promotes the transitions and sustainable development of the resource-based cities (areas).In the discussion of the research, an analysis is made on the static innovation system, and an organization structure, the spatial structure and the preferable functions are proposed on the basis of the development process of the resources-based cities (areas) and the current situation of the innovation system of them. After a thorough examination on the dynamic innovation system, the operational process and the mechanism are determined. The construction and management model is also accomplished on the basis of the characteristics and the innovation foundation of both the renewable resource-based cities (areas) and the non-renewable ones. The model of the efficacy measurement of the innovation system for the resource-based cities (areas) is then established. Meanwhile, Daqing is analyzed as a typical representative, and some substantial advices as well as effective solutions are made available. During such discussion, the method of the factors-analysis, as one in multiplex statistics, is applied to evaluate the four factors related to the efficacy measurement.To sum up, this research has attempted to enrich the theory of the resource-based cities (areas), broaden the insights in the transition of them, promoted the research and the application of the regional innovation system. Hopefully, such efforts can be of great theoretical as well as realistic importance to help build a harmonious China.更多还原