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产业安全理论的研究

Research on Industrial Security Theory

【作者】 李孟刚

【导师】 李文兴;

【作者基本信息】 北京交通大学 , 产业经济学, 2006, 博士

【摘要】 产业经济学的产生,有着悠久的历史渊源,但其真正形成一门独立的学科,却是在20世纪的中叶。作为一门“新兴”学科,产业经济学理论有着广泛的创新和发展空间。现有的产业经济学理论一般包括产业组织理论、产业结构理论、产业布局理论、产业政策研究等四个方面。但是,我们研究产业组织、结构、布局和政策理论的目的都是为了更好的指导产业实践,也就是为了实现产业生存和发展的安全。从这种意义上来讲,产业安全问题应该作为贯穿于现有产业经济学理论的一条主线,产业安全问题也应该作为产业经济学理论研究和实践的终极目的。产业安全是经济安全和发展的基础,是政府制定产业政策、实行经济干预最基本的出发点。尽管在世界经济一体化背景下,产业安全问题在世界各国和地区的产业政策实践中广受关注,但其在理论研究中却是被普遍忽视的。在很多论著中,产业安全往往被隐含于国家经济安全研究,或被贯穿于国际贸易理论中,至今尚未形成独立、完整的理论体系。从这个意义上讲,产业安全理论的研究是对产业经济学框架的拓展和对产业经济学理论的发展。构建产业安全理论、深入分析产业安全影响因素、完善产业安全评价体系及预警机制,不仅有助于产业安全维护实践,并进一步优化产业结构和产业布局,提高产业的竞争力,同时也有助于推动产业组织、产业结构、产业布局等产业经济学理论的进一步完善和提高。研究产业安全理论是产业经济学理论发展的需要,是产业经济研究工作的创新,是对产业经济学理论的重要补充和完善。本论文的主要研究内容和创新点如下:1、本论文首先系统梳理了安全观的演变,并强调产业安全观的产生是安全观的最主要变化,是对经济安全观的重要补充。产业安全核心观的提出丰富了国家经济安全理论的内涵。2、本论文在对现有产业安全研究成果分析的基础上,创造性地对产业安全的概念进行了界定,并深入阐述了产业安全的特征、分类及影响因素等。本论文还在前人研究的基础上创造性的构建了包括产业保护理论、产业损害理论、产业国际竞争力理论、产业控制理论、产业安全评价与预警等五部分的产业安全理论体系,以期丰富和完善产业经济学的理论框架。3、为更深入地运用产业经济学理论框架分析产业安全,本论文在以“传统国家安全理论——现代国家安全理论——国家经济安全理论——产业安全理论——产业安全评价——产业安全预警与维护”为研究路径的同时,又把产业安全放在较为成熟的产业经济学的理论体系(产业组织理论、产业结构理论、产业布局理论和产业政策理论)框架中进行剖析和观察,提供了一种全新的产业安全研究路径。一方面用产业组织理论、产业结构理论、产业布局理论和产业政策理论对产业组织安全、产业结构安全、产业布局安全和产业政策安全进行理论研究;另一方面,也试图说明产业经济学解释产业安全问题的有效性和局限性。基于此种路径的研究,本文创新性地提出了产业组织安全、产业结构安全、产业布局安全和产业政策安全等概

【Abstract】 Industrial Economics have a long history, however with the formation as an independent subject in the middle of 20th century. As a“new”subject, Theory of Industrial Economics has a large room to innovate and to develop. At the present time, existing Theory of Industrial Economics generally includes Theory of Industrial Organization, Theory of Industrial Structure, Theory of Industrial Distribution and Research of Industrial Policies. However, the purpose of our research on the theories of industrial organization, structure, distribution and policies is to guide the industrial practice better, and in other words, is to realize safe existence and development of industries. From this point of view, Industrial Safety should be the main line that runs through the existing Theory of Industrial Economics, and should also be the ultimate purpose of the research and practice of the Theory of Industrial Economics.Industrial Safety is the basis of economic safety and development, and is also the basic starting point of the government when it makes industrial policies and carries out economic intervention. In the background of the integration of world economy, though the problem of Industrial Safety is paid much attention to in the practice of industrial policies in many countries and regions in the world, the research of its theory is generally ignored. In many treatises, Industrial Safety is sometimes included in the research of the National Economic Safety or Theory of International Trade, and has not until now, formed an independent and complete theoretical system. From this point of view, the research of Theory of Industrial Safety is the widening of the frame of Industrial Economics and the development of the theory of Industrial Economics.Forming the Theory of Industrial Safety, analyzing the affecting factors in depth and perfecting the evaluating and early warning system not only helps to maintain the practice of Industrial Safety, to further optimize industrial structure and industrial distribution, and to enhance the competitive edge of the industries, but also helps to promote further perfection and improvement of the Theory of Industrial Economics, such as Industrial Organization, Industrial Structure and Industrial Distribution, etc. Research of Theory of Industrial Safety meets the requirements of the development of Theory of Industrial Economics, realizes innovation in the research work of Industrial Economics, and makes important complement to the Theory of Industrial Safety.The research content and innovative ideas are shown as the following1.The thesis first reviews the evolving of security concept and emphasizes that the appearing of industrial security concept is the main change and an important supplement to the economic security concept. The core concept of industrial security enriches the meaning of national economy security concept.2.According to analysis on the current industrial security research findings, the thesis innovatively defines the concept of industrial security and also expand on the properties, category and influential factors of industrial security.The thesis also establishes a five-section industrial security system, which includes industrial protection theory, industrial damage theory, industrial theory of international competition, industrial controlling theory, industrial security assessment and pre-warning

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