【作者】 葛秋萍；

【导师】 曾国屏；

【作者基本信息】 清华大学 ， 科学技术哲学， 2005， 博士

【摘要】 从哲学立场看,知识资本所定义的“知识”,常常是多种不同领域知识的聚合,本文侧重于探讨以增加社会生产力总量为目的、以科学技术为核心的、价值含量最高的创新知识,在知识资本的虚拟价值现实化过程中的动力机制与在适当环境支持下的获益模式。本文在对外显知识( codified knowledge )和内隐知识( tacitknowledge)进一步细分之后发现,知识这种无形要素依附于一定的载体之上,通过内、外机制的转化完成了知识资本化过程:知识分别与劳动资料、劳动对象和劳动者这三大生产要素相结合为设备资本、知识产权资本和人力资本,实现了组织的内转化;个体和群体的知识通过由人到文件再到人、或由人到人转化为组织资本,组织资本通过多种社会资源的优化组合,完成了知识资本的外跃迁,将知识资本潜在的价值变为现实的生产力。本文在此基础之上指出,知识资本化的实质,是在风险投资管理的框架下,将知识资本的虚拟价值转变为现实价值的过程。它是一个充分利用难以计量的软价值资源向可计量的硬价值资源转化的过程,是从知识发现的“知”到技术实践的“行”的转化过程。由于知识资本化是对未来价值的获取,其风险性难以把握,精于其中某一环节而疏于其它环节,都可能影响知识资本化的最终结果。知识资本化与企业盈利增值,存在手段与目标的正相关关系。但在高技术含量的不同企业中,知识资本化的程度和获益程度是不同的,企业既可能因完善的知识资本转化和管理而获利增值,也可能出现知识减值。在企业这个知识资本转化的最重要场所,政府必须思考怎样从制度层面来培育知识资本化的能力和环境,实现知识从概念到产品的结合政策。更多还原

【Abstract】 From the Philosophic point of view, the "knowledge" defined by the termof knowledge capital is in general an aggregation of various knowledge indifferent areas. This dissertation emphasizes particularly on the creativeknowledge, which aims to improve the total amount of social productivity,focuses on science and technology and contains highest value. Alsoemphasizes on the driving mechanism during the actualization process ofvirtual values of knowledge capital, and the gain modes supported in suitableenvironments.With the further subdivision on codified knowledge and tacit knowledge,the dissertation reveals that the knowledge, an invisible element, adhered tosome carriers, completed the actualization process of knowledgecapitalization by means of the inter and intra conversion mechanism.Combined with three basic procreative elements, i.e. working tools, workingobjects, and laborers, knowledge becomes equipment capital, intellectualproperty capital and human capital then realizes its in-structure conversion.Through the transition from humans to files and then to humans again, orfrom humans to humans, the knowledge of individuals and groups ofemployees is converted into organizational capital. By the optimizedcombination of various social resources, organizational capital completed thetranseunt transition of knowledge capital and then converts the potentialvalue of knowledge capital to practical production.Based on the above, the dissertation indicates that the essential ofknowledge capitalization is a process in which the virtual values ofknowledge capital is converted to practical value, a process in which theimmeasurable soft value resources are fully utilized and converted tomeasurable hard value resources and a process in which the knowledgediscovering is converted to technic practising. The risk of knowledgecapitalization is difficult to handle since it is a process of acquiring futurevalues. If only familiar with one angle but oversight of other points, it willimpact the final result of knowledge capitalization.There is a positive correlation relationship between the target and themeans for knowledge capitalization and income appreciation of a corporation.The degree and gain level of knowledge capitalization is different amongvarious corporations with different levels of high technologies, however, it ispossible for a corporation that the income appreciation occurs due to itsperfect knowledge capitalization and management, and also it is possible forknowledge depreciation to occur. For corporations, which are the mostimportant locations of knowledge capitalization, the government has toconsider how to cultivate the capability and environment of knowledgecapitalization at the policy level, and thus to realize a policy which combinesthe concepts and products of knowledge.更多还原