【作者】 王成军；

【导师】 王沛民；

【作者基本信息】 浙江大学 ， 管理科学与工程， 2003， 博士

【摘要】 TH(Triple Helix)即“三重螺旋”，它是大学、产业、政府三方面合作关系发展至今的最佳形态和结构。探究基于TH的三方合作关系的实质和内涵，揭示其发展演变的内部规律，对于建设国家创新系统，提升国家的国际竞争力具有重要意义。 本文沿着“一生二、二生三，三生复杂(万物)”的思路，先考察合作三方面的单个主体，到主体间双边关系，再到其三重螺旋关系。结合发达国家／区域的实践经验与前人已有的理论工作，本文深入研究了网络时代的三方合作主题，主要贡献有：给出大学—产业—政府三重螺旋体的内部结构和图式谱系；指出国内“产学研”缺陷与纰漏，明晰了“官产学”的应对与使命；最后运用TH算法和科学计量、网络计量手段实现了一个有关中国三重螺旋模型的定量分析，并与其他典型的国家／地区三重螺旋作出比较，得到若干有价值的结论。 全文分为八章。其篇章结构安排为： 第一章为引言，界定研究主体、凸现研究问题、考察研究背景，并给出研究的方法与论文的框架。 第二章和第三章，在追溯大学、产业、政府各行为主体的历史源起、变迁发展以及现实状况后，探查考量了其两者之间所形成的双边关系，为进一步研究其三重螺旋关系铺下起点基石。 第四章介绍了美国、日本、欧盟等主要发达国家／区域在大学、企业和政府一起致力于促进经济发展、学术研究、知识拓展、技术开发等方面的的先进实践和成功经验。 第五章阐述了基于知识的国家创新系统、后洪堡模式，以及与它们相平行的TH模型系统——三重螺旋体，详细评述了TH类型及其最新国际研究动态。 第六章运用TH模型理论对第四章提供的案例挖掘梳理后，发现并给出了：构成大学—政府—产业三重螺旋体的完整板块配基和键链组合，作为“基因型”外在表达的一些“现象型”属类以及由它们所构成的图式谱系。在引入一个转接变换作为过渡后，介绍了TH算法、科学计量、网络计量及其具体应用，并对一些国家或区域组织所表现出来的某些TH特征进行了比较研究。 第七章研究基于TH的中国的大学一产业一政府关系。以中国大学的成长、高技术产业的发展和政府职能的转变为抓手，在简单分析了中国国家创新系统后，剖析并指出了“产学研”的理念的疏忽与纸漏，给出能与国际对话的“官产学”协同模式。最后，对中国个案作出TH算法的模型分析，并给出了相应结论。 第八章归纳了本文的贡献性结论，对进一步的研究作出展望。更多还原

【Abstract】 TH, Triple Helix is the newly excellent configuration and framework of University-Industry-Government relationships. It is significant for building Chinese National System of Innovation and upgrading our world competitiveness that explores the connotation and the essentials of University-Industry-Government relationships based on TH.This dissertation belongs to exploratory research which means adventure in knowledge. As we know now, Chinese Taoist Lao Tze said that the way bears sensation, sensation bears memory, sensation and memory bear abstraction, and abstraction bears all the world. The outline of this dissertation resembles to the way of Lao Tze. It begins with the single main body, then discusses the bilateral relationships between two bodies, at last demonstrates the triple relationships within three bodies. Based on the experiences of the developed countries and the TH theory brought forward by the forthgoers, the main contributing conclusion of the dissertation includes: firstly, it elaborates the inner structure and the pedigree within the TH of university-industry-government. Secondly, it points out the disfigurements and flaws in Chinese university-industry-government relationship and then puts forward the mission and countermeasures to cope with these problems. Last by not least, it finishes a quantitative analysis of Chinese TH model with the scientometric, the webometric and the Triple Helix Algorithm and then according to the arithmetic result, it compares the Chinese TH with some other typical countries’ and finally draws some valuable conclusions.The full text is divided into eight chapters. Its literary construction arrangement is asfollows:As a preface, the first chapter defines research objects, puts forward the research problems, reviews the research background and introduces the investigative methods and the framework of the dissertation.Chapter 2 and 3, laying a foundation for further studying of the university-industry-government TH relation networks, first traces back to the origin, development and realistic condition of each object, then dwells on the formation and development of the bilateral cooperation between any two objects.Chapter 4 describes a lot of the advanced practices and successful experiences of the United States, Japanese and EU where the university, enterprise and government jointly concentrated on promoting the economic development, academic research, knowledge expanding and technique innovation.Chapter 5 sets forth National Innovation System and post-Humboldt model. As parallelism to them, it expatiates the TH system and its types and its latest international research improvements.By applying the TH model theory to analyzing the cases of developed countries that mentioned in chapter 4, Chapter 6 finds out the block gene and tendon compages that consists of the university-government-industry TH. Furthermore, it gives the pheno-types as some external expressions of the genotypes and the family-tree diagram constituted by these phenotypes. After a transition, it illuminates the scientometric, the webometric and the Triple Helix Algorithm and their application.Chapter 7 researches the TH of Chinese university-industry-government relationships. Commencing on the growth of Chinese university, the development of high technology industry and the transition of government function, it points out the limitation and flaws of "University-Industry-Research" and brings forward Synaesthetic Model of Triple Helix of university-industry-government collaboration and development, which can dialogue with international academic circles. Finally, consulting with the Triple Helix Algorithm mentioned in 6.2.2, it offers a useful model analysis with the help of scientometric and some comparative results on Chinese TH and some others’.Chapter 8 summarizes the contributing conclusion of this dissertation, and then makes further prospect on the TH progress.更多还原