【作者】 张倩；

【导师】 李士梅；

【作者基本信息】 吉林大学 ， 产业经济学， 2014， 博士

【摘要】 本文以国有经济在加快经济发展方式转变中的主导作用为研究主线，从理论和实证两个层面探讨了国有经济与经济发展方式转变的关系，分析了国有经济在转变中发挥主导作用的逻辑起点、表现形式、客观优势和难点问题，并在此基础上提出强化国有经济主导作用的对策建议，具体内容如下：第1章导论。首先介绍了论文的研究背景与研究意义，中国经济结构性矛盾突出，传统经济发展方式难以为继，加快经济发展方式势在必行，国有经济是国民经济的主导力量，理应在转变经济发展方式中发挥重要作用；其次是国内外研究现状，主要介绍了相关领域的研究进展；再次是研究内容、框架结构和研究方法，运用了规范分析与实证分析、定性分析与定量分析、比较分析与博弈分析等方法；最后是论文的创新与不足。第2章相关理论基础。主要对经济增长理论、经济发展理论、低碳经济理论和国有经济理论进行了梳理与评价，奠定了论文研究的理论基础。第3章经济发展方式转变的内涵与现状研究。明确界定了经济发展方式转变的内涵，基于中国经济发展的现实困境，论述经济发展方式转变的目标，并深入研究经济发展方式转变的障碍因素，具体表现为路径依赖、体制性障碍、自主创新能力不足等。在此基础上，分析经济发展方式转变的动力系统，动力主要包括投资、创新、改革、人力资本和对外开放。第4章中国国有经济的功能定位与发展现状研究。首先，从宏观视角分析中国国有经济的功能，现阶段具体体现为：完善中国特色社会主义制度的功能，维护国家经济安全、促进社会稳定的功能，保障公共政策目标实现的功能以及保障国家战略目标实现的功能。其次，分析中国国有经济的发展现状。改革开放以来，国有经济战略性调整和国有企业改革取得显著进展：国有经济总量稳步增长，比重趋于下降；国有企业数量显著减少，效益明显提高；国有企业从业人员绝对与相对规模双下降；国有固定资产投资规模不断扩大，比重有所下降；国有经济布局收缩，向重要行业和关键领域集中。然而，随着改革向纵深发展，许多在旧体制下积累的问题和矛盾日益凸显，不能适应社会主义市场经济发展的内在要求。在加快经济发展方式转变的现实背景和战略框架下，要继续深化国有经济改革，为经济发展方式转变提供动力。第5章国有经济与经济发展方式转变的内在逻辑关系分析。首先是国有经济对经济发展方式转变影响的理论分析。从四个方面研究国有经济促进经济发展方式转变的作用机理，国有经济改革和发展与经济发展方式转变紧密相关，将两者有机结合协同推进，有利于降低改革成本和转变成本。其次是国有经济对经济发展方式转变影响的实证分析。以经济发展方式转变的内涵为基础，遵循既定原则，构建经济发展方式转变评价指标体系，并运用主成分分析确定权重，其后采用格兰杰因果检验法对两者的关系进行实证分析。第6章国有经济在经济发展方式转变中的主导作用研究。主要内容包括国有经济在转变中发挥主导作用的逻辑起点，即国有经济的性质与功能决定了它应该成为经济发展方式转变的主导力量；国有经济在转变中发挥主导作用的表现形式，即支撑、引导和带动作用；国有经济在转变中发挥主导作用的客观优势，即总量规模、技术存量、人力资本、“走出去”与履行社会责任等方面；国有经济在转变中发挥主导作用的难点问题：根本难点在于解决委托代理问题，现实难点在于发展混合所有制经济的挑战。第7章发挥国有经济主导作用的路径选择研究，包括四个方面：正确处理政府、国有企业与民营企业的关系；深化国有经济改革，积极发展混合所有制经济；推动国有经济向战略性新兴产业集中；加快转变国有装备制造企业发展方式。更多还原

【Abstract】 The research mainline of this paper is that the leading role of state-ownedeconomy in accelerating the change of China’s economic development pattern,andstudy the relationship between the state-owned economy and the change of economicdevelopment pattern from both theoretical and empirical aspects.Then analyse thelogical starting point,manifestations, the objective advantage and the difficult problemsof state-owned economy to play a leading role in transition.According to all of this,putforward some suggestions to strengthen the leading role of the state-ownedeconomy.Specific content as follows:Chapter1is an introduction.Firstly,introduce the research background andsignificance of the article.The structural contradiction exists in china’s economy,thetraditional mode of developing is unsustainable in the long run.It is imperative toaccelerate the change of China’s economic development pattern.The state-ownedeconomy is the dominant force in the national economy,and plays an important role inthe transformation of economic development pattern;Secondly,the research status ininternational and domestic,mainly to introduce the research progress andachievements;Thirdly,the research,framework and methods, using the methods ofstandardized analysis and empirical analysis,qualitative analysis and quantitativeanalysis, comparative analysis and game analysis;Finally, the innovation andshortcomings of this article.Chapter2is the review of relevant theory.A brief Combing to economic growththeory,economic development theory,low-carbon economic theory and state-ownedeconomic theory,which is the theoretical foundation of the article.Chapter3is the connotation and current situation of the change of economicdevelopment pattern.Firstly,clearly define the connotation.Secondly,based on the dilemma of China’s economic development to dissertate the target mode.Thirdly, toanalyze the obstacles of accelerating the change of economic development pattern.Resistances mainly as follows: The existence of path dependence,institutionalbarriers,the lack of independent innovation capability.Finally, the research on enginesof accelerating the change of economic development pattern,including investment,innovation, reform, human capital and opening.Chapter4is the study on the functional orientation and the development status ofChina’s state-owned economy.First of all,to research the functional orientation of thestate-owned economy from a macro perspective.Specifically:to perfect socialism withChinese characteristics,to safeguard national economic security and promote socialstability,to guarantee the implement of public policy objectives,and to guarantee theimplement of national strategy objectives.Secondly,to research the development statusof the state-owned economy. Since the policy of reform and opening up wasintroduced，the strategic adjustment of state-owned economy and the reform ofstate-owned enterprises have made a significant progress: The total amount ofstate-owned economy continues to expand,but the proportion tends to decline;thequantity of state-owned industrial enterprises has reduced significantly,but the abilityof profitability has enhanced significantly;Both the absolute size and relative size ofthe employees of state-owned industrial enterprises have appeared downwardtrend;The scale of fixed investment in state economy continues to expand, but theproportion tends to decline;The distribution of state-owned economy has contracted,and further concentrated to major industries and key fields.However, with the deepingof reform,some problems and contradictions accumulated under the old system havebecome increasingly prominent,which can not meet the inherent requirements of theeventual development of the social market economy.Under the realistic backgroundand strategic framework of accelerating the change of economic developmentpattern,deepening the reform of state-owned economy,to advance the sustained andhealthy development of state-owned economy and provide engine for accelerating thechange of economic development pattern. Chapter5is the internal logic between the state-owned economy and thetransformation of economic development mode.First of all,the theoretical analysis.Tostudy the mechanism of state-owned economy promoting the transformation ofeconomic development mode from four respect. It is favorable to save the cost ofreforms and changes,if combination.Second of all,the empirical analysis.On the basisof connotation,following established principles to build the performance evaluationsystem,and then determine the weight.Using Granger causality test to make empiricalresearch.Chapter6is the research on the leading role of the state-owned economy inaccelerating the change of China’s economic development pattern.Specific content asfollows:The logical starting point for state-owned economy to play a leading role inthe transition,which is determined by its nature and function;The manifestations ofstate-owned economy to play a leading role in the transition, which performs assupport, guide and lead;The objective advantage of state-owned economy to play aleading role in the transition, the state-owned economy has advantages in terms of totalscale,technology stocks,human capital,"going out" and fulfilling social responsibility;Finally,The difficult problems of state-owned economy to play a leading role in thetransition.Chapter7is path selection to strengthen the state-owned economy’s leadingrole.Including:Correctly handle the relations among the government, state-ownedenterprises and private enterprises;Deepening the reform of state-ownedeconomy,actively develop a mixed ownership economy;Centralizing the state-ownedeconomy to strategic emerging industries;Accelerating the SOE equipmentmanufacturing to change the way of development.更多还原