【作者】 汤晓峰；

【导师】 李志文；

【作者基本信息】 大连海事大学 ， 国际法学， 2014， 博士

【摘要】 本文在研究国内外现有关于航运市场准入法律制度的基础上,综合运用经济学、法学和法经济学的基础理论,借鉴美国和欧盟等航运发达国家的先进立法经验,并采用比较分析、价值分析和归纳演绎等方法,对航运市场准入的基本理论和法律制度要素做了系统、全面和深入的分析。同时,结合中国具体国情与立法实践,对中国航运市场准入立法的健全与完善提出建议,以期建立一套科学、合理的航运市场准入法律制度,为建立健全航运法律体系提供有效的理论依据与理论支撑。本文的基本内容分为六章：第1章绪论。确定本文的研究主题。首先,介绍了本文的选题背景,阐释研究本选题的理论和现实意义。其次,对国内外相关研究成果进行综述,了解与掌握与航运市场准入相关的理论发展脉络,为下文的分析奠定基础。再次,明确了研究思路与研究方法。最后,确立了本文研究的基本框架,并阐明创新点。第2章航运市场准入的基本理论。首先,对航运市场准入的内涵与外延进行界定,并着重分析航运市场准入的特殊性；其次,运用经济学的进入壁垒和市场理论分析说明航运市场准入应当受到经济规律的调整；再次,运用法学理论分析说明当市场失灵时法律规则对于航运市场准入的规范作用；最后,确定法经济学原理为本文的主要理论基础,从跨领域、多学科的视角分析航运市场准入法律制度的构建,从而确立了本文的基本理论架构。第3章航运市场准入的法律制度要素。着重分析在政府主导下航运市场准入的制度架构,以及航运企业与航运市场对此的评价,遵循“政府主导——企业需求——市场调节——法律规制”的主线,阐释在理论层面航运市场准入的法律制度要素。第4章国际航运市场准入法律制度。本章着重分析了美国、欧盟等航运立法发达国家的先进立法模式,以及WTO对于航运市场准入的相关内容,归纳总结出共性规律以期对我国立法有所借鉴。第5章当前中国航运市场准入法律制度。通过评估当前我国航运市场准入的立法现状,反思当前立法中存在的问题,并对产生种种问题的原因进行分析总结。第6章中国航运市场准入法律制度的完善。在前文理论分析的基础之上,结合我困的具体国情,借鉴国际先进立法经验,阐释我国航运市场准入法律制度的基本内容,对健全和完善中国航运市场准入法律制度提出建议。更多还原

【Abstract】 Legal system of shipping market access is an indispensable part of shipping law. Based on the study of existing access system of shipping market at home and abroad, comprehensively applying basic theories in economics, law and law and economics, learning from advanced legislation experience from the shipping-developed countries such as the United States and the European Union, making full use of theoretical research achievements of Ronald Coase on enterprise, market and law, and adopting methods, such as comparative analysis, value analysis and induction and deduction and so on, this paper makes systematic, comprehensive and in-depth analysis of the basic theories and institutional elements of shipping market access. At the same time, combined with China’s specific national conditions and legislative practice, this paper puts forward some suggestions on the concrete construction of access system of shipping market in China longing for establishing a set of scientific and reasonable access system of shipping market in order to provide effective theoretical basis and theoretical support for the final announcement of shipping legal system.The basic content of this paper is divided into six chapters:The first chapter:introduction. Confirm the research topic of this paper. Firstly, introduces the background of topic selection, and explain the theoretical and practical significance of the topic selection. Secondly, summarize the relevant research results at home and abroad, understand and grasp development venation of the theory associated with shipping market access, and lay the foundation for the following analysis. Thirdly, clear the research ideas and research methods. Finally, establish the basic framework of this study, and expounds the innovation points and deficiencies.The second chapter:the basic theory of access system of shipping market. Firstly, defines the concepts relevant content involved in this paper; secondly, using barriers to entry and market theory of economics analyze that the shipping market access should be adjusted by the economic law; thirdly, using legal theory analyze the regulating effect of legal rules to shipping market access at time of market failure; finally, confirm the law and economics theory as the main theoretical basis of this paper, analyzing the construction of the access system of shipping market from interdisciplinary, multidisciplinary perspectives to establish the theoretical framework of this paper. The third chapter:the institutional element analysis of shipping market access. Focusing on the analysis of trilateral relationship of shipping companies, shipping markets and shipping laws, following mainline of "government leading--enterprise access--market readjustment--legal regulation", explain institutional elements of shipping market access at the theoretical level.The fourth chapter:international legal system of shipping market access. Firstly, focus on the analysis of the advanced legislation mode of shipping legislation developed countries, such as the United States, the European Union, etc., then relevant content from WTO to shipping market access, and then sum up the common laws hoping to provide reference for the legislation of our country.The fifth chapter:analysis of the existing system of shipping market access in China. Clarify the current legislative status of shipping market access in our country, rethink problems existing in current legislation, and analyze and summarize the causes of problems.The sixth chapter:the perfection and consummation of legal system of shipping market access in China. On the basis of the previous theoretical analysis, combined with China’s specific national conditions, drawing from the advanced international experience in legislation, explain the basic content of access system of our shipping market in China, and throw out suggestions for establishing and improving access system of shipping market in China.更多还原