【作者】 刘国平；

【导师】 刘秉镰；

【作者基本信息】 南开大学 ， 区域经济学， 2013， 博士

【摘要】 我国经济发展迅速,高科技企业已成为国民经济中极有活力的部分,创造了越来越多的社会财富,提供了越来越多的就业岗位。高科技企业的健康发展已经成为中国经济又好又快发展的稳定器和助推器,成为推动国民经济发展的重要一环。然而,高科技企业所获得的金融资源与其在中国经济中的地位和作用却是极不相称的。由于高科技企业自身、金融机构、国家政策等方面的原因,高科技企业的发展遇到了人才、技术、资金等诸多瓶颈,其中又以信贷融资最为严重。实际中,融资难已成为高科技企业发展的最主要障碍。首先,关于高科技企业融资的文献研究主要集中在传统融资模式上,对于新兴的融资方式,如供应链融资模式,关注较少。同时各种融资模式之间的区别,如何进行风险控制等问题也存在不足。已有的文献主要使用的是定性分析的方法,对于高科技企业供应链的定量分析不足,限制了对于实践运作的指导意义。基于此,本文在分析高科技企业的特点和发展现状的基础上,分析高科技企业的融资特点,总结阐述高科技融资相关研究现状,提出研究不足。最后,在总结前人研究的基础上,总结归纳出其不足以及进一步研究的方向,提出本文的理论贡献。其次,对高科技企业供应链融资模式的进行了创新性的研究。在分析了高科技企业的伙伴关系、供应链整合与供应链融资的关系的基础上,总结了供应链整合模式。针对高科技企业特点,提出了基于供应链融资的高科技企业融资创新模式。最后建立了基于贝叶斯网络的高科技企业供应链融资模式的风险识别模型。并以平衡计分卡理论为基础,提出了高科技企业供应链融资风险控制评价的架构,提出了一级和二级指标,并建立了高科技企业供应链融资风险控制评价体系。更多还原

【Abstract】 High-tech enterprise in our country is developing rapidly, the high-tech enterprise has become the extremely vibrant part of the national economy, create more social wealth, provides more and more jobs, the healthy development of the high-tech enterprises have become a sound and rapid economic development of China’s powerful stabilizer and boosters, and become a very important to promote the development of national economy.However, the financial resources and the position that high-tech enterprises get and the role of the social economy in China is unbecoming. Due to the high-tech enterprises themselves, financial institutions, and national policy reasons, the development of high-tech enterprises met many bottlenecks, such as talent, technology, funds, and the credit in the most serious, and financing difficulties is the main obstacle of the development of high-tech enterprises.In this paper, considering from the perspective of high-tech enterprise supply chain management, the study of corporate financing patterns of innovation, including the introduction of high-tech enterprise supply chain and integration, the innovation of the existing pattern analysis, based on the research of the supply chain financing model and the model analysis, risk analysis, and so on.First, analysis of the characteristics of high-tech enterprises and found the status quo, including the definition of related concepts, put forward the problems existing in the development of high-tech enterprises. On this basis, analysis of high-tech enterprise financing characteristics, summed up the paper and the high-tech finance related research present situation, finding the proposed research.In addition, summar the current supply chain management research, and the research of supply chain financing classifies the literature. Finally, on the basis of summarizing the predecessors’ research, sums up its deficiencies and the direction of further research, theoretical contributions of this paper is put forward.Second, in the process of study of the high-tech enterprise supply chain financing patterns of innovation, do the research of import supply chain management and integration of high-tech enterprises, for the introduction of high-tech enterprise supply chain management system is studied, and analyzed the relationship between enterprise strategy and supply chain network.Discussed the form of common supply chain integration strategy.Then carried on the high-tech enterprise financing model comparison and analysis, it means the comparative analysis the traditional financing model of high-tech enterprises, and the review on the present situation and problems of risk control. In addition, analyzes the high-tech enterprise financing pattern innovation motivation, refining the path of the high-tech enterprise financing innovation. On this basis, according to the characteristics of the high-tech enterprises, high-tech enterprise financing of new financing patterns are summarized, such as intangible assets financing, financing order, chattel pledge financing, etc., and to control the risk the financing model analysis.Established the financing patterns of innovation research, high-tech enterprise financing decision model under specific inventory impawn financing mode for the quantitative analysis, including decision-making, supply, financing or financing specific practical operation to provide theoretical reference. And three high-tech companies data collection, proved that the correctness and applicability of the model, for the company’s financing decision for the guiding Suggestions.Finally, based on the balanced scorecard theory, this paper puts forward the architecture of the high-tech enterprise supply chain financing risk management evaluation, and put forward the specific primary and secondary indexes, and establish the evaluation system of supply chain financing risk control of high-tech enterprises.更多还原