【作者】 孔繁英；

【导师】 刘秉镰；

【作者基本信息】 南开大学 ， 区域经济学， 2013， 博士

【摘要】 高新技术企业主要依靠高新技术赖以经营,新技术的快速更新,新产品的高频率入市,使其与传统企业相比所面临的风险种类更多,发生风险事故的可能性更大。然而高风险一般伴随着高利益,科技对人类生活也有重大影响,推动高新技术企业的发展越来越成为国家经济发展的重要内容。而贯穿高新技术企业经营始终的供应链是高新技术企业进行风险管理的重中之重,但是高新技术企业在大陆地区发展的时间还不长,相关研究仍显不足,并未能对实践中提升风险管理能力做出充分指导。相比之下,台湾地区高新技术企业的发展历史相对长久,且相比大陆更具有国际性,对供应链的风险管理已具有一定的成就并积累了一定的经验。而台湾与大陆又具有相同的文化背景,大陆在借鉴国际高新技术企业风险管理控制先进经验时,最有效且最容易借鉴学习的地区就是台湾。基于此现状与问题,本文首先梳理了供应链风险管理以及高新技术企业风险管理的相关研究。此后进一步分析了两岸高新技术企业供应链风险的成因,认为企业财务状况、经营思想与合作精神和企业的商业信誉积累等都是导致两岸高新技术企业供应链风险的原因,而且由于大陆高新技术企业发展历史较短,在商业信誉和相关经验方面的缺乏导致大陆企业更易出现供应链风险。而后文章基于SCOR模型建立了企业供应链风险评估指标体系,并对其进行识别。通过设计并对两岸高新技术企业发放三百多份调查问卷,利用因子分析法,本文分行业分规模对比分析了两岸高新技术企业供应链的关键风险因素以及两岸企业供应链风险管理控制现状,发现两岸面对的供应链关键风险因素不尽相同,台湾地区小型的高新技术企业供应链管理控制更具有优势。之后从管理目标、组织、过程以及机制等四个角度入手,文章对台湾地区和大陆地区的高新技术企业的供应链风险管理状况进行研究。最后通过比较发现大陆在该方面的不足,并借鉴台湾地区的先进经验,提出了大陆高新技术企业供应链风险管理路径优化路径,包括设立长远细致的管理目标,建立健全供应链风险管理组织、体系、机制等。本文进行上述研究的主要目的是推动高新技术企业供应链风险的理论研究,并为大陆高新技术企业供应链风险管理的优化提供理论支持和可借鉴的经验。更多还原

【Abstract】 High-tech enterprises mainly rely on high technology and new technology to operate. The quick updates of new technologies and high frequency access to markets of new products make the high-tech enterprises more likely to face with risks compared with the traditional enterprise. However, high risk yield a proportional benefit and high technology have significant influence on the human life, so to promote the development of high-tech enterprise has become more and more important in the national economic development. At the same time, supply chain is the key of the high-tech enterprises’ risk management, and supply chain risk management has increasingly become the focus of competition between the high-technology enterprises. However, High-tech enterprises are still very young in mainland, and the shortage of the relevant research makes it is insufficient in guiding the upgrading of risk management. Contrarily, high-tech enterprises have a long history in Taiwan and they are more international, have more experience in supply chain risk management. Since both Taiwan and mainland have the same cultural background, it is easier and more effective for the mainland to learn from Taiwan.The essay firstly analyzes the causes of the high-tech enterprises’ supply chain risks of both mainland and Taiwan, and finds that the enterprises’ financial situation, management thought, the cooperation spirit and business credit accumulation are the major causes of both sides. And due to the shorter history of mainland’s high-tech enterprises, the lack of commercial reputation and relevant experience make mainland companies are more likely to appear the supply chain risk. Bases on the SCOR model, this paper establishes a supply chain risk assessment index system and then carries on the recognition. A questionnaire is designed and sent to more than300relevant enterprises, include both mainlands and Taiwan’s. Using factor analysis method, this paper compares the key factors and current management situation of both mainland’s and Taiwan’s high-tech enterprises’supply chain risk. The research results show that small high-tech enterprises in Taiwan do have more advantages in supply chain risk management. Then from four aspects-management objectives, organization, process and mechanism-this paper compare the high-tech enterprises’supply chain risk management between mainland and Taiwan, and propose some optimization paths for mainland, including to set up a long-term and meticulous management goal, establish and improve the supply chain risk management organization, system, mechanism, etc.The main purpose of this study is to promote the theoretical research of the high-tech enterprises’ supply chain risk management and provides theoretical support, as well as experience to reference, to mainland’s high-tech enterprises’ supply chain risk management upgrade.更多还原