【作者】 张永超；

【导师】 陈伟；

【作者基本信息】 哈尔滨工程大学 ， 管理科学与工程， 2013， 博士

【摘要】 知识经济的时代背景下，国际竞争已经从资源和资本竞争转化到高尖端科技的竞争上来，国与国的较量已逐渐侧重于新技术的投产和新装备的比拼，掌握科技前沿技术和拥有高端科技也成为各国共同追求的目标，因此我国知识密集型制造业的现状和未来发展趋势关系着中国能否在激烈的国际竞争中占得先机，实现国家核心竞争力的提升和综合国力的提高。知识密集型制造业处在尖端技术的最前沿，在不断创新创造新技术的同时更重要的是有效管理现有知识产权，运用专利及其他知识产权制度的特性和功能，对知识产权的开发、保护和运营进行总体安排和统一谋划。因此从知识密集型制造业的自身条件、技术环境和竞争态势出发实施知识产权战略，构建完备有效的知识产权管理系统是国家科技兴国的重要依托，是维护国家第一战略储备的重要保障，是催发知识密集型制造业积极创新的动力，是促进自主创新能力提升和发展自主知识产权的重要手段，对于维护国家的利益和经济的安全具有重要意义。本文首先对知识密集型制造业知识产权管理的概念和特征进行阐述，在此基础上从知识产权开发、运营、保护、协调等方面对国内外知识密集型制造业知识产权现状进行比照分析，找出我国知识密集型制造业知识产权管理取得的成果和存在的不足；运用联动、超循环等相关理论，分析知识密集型制造业知识转移超循环模型和知识转移协同演化机制，在此基础上分析知识密集型制造业知识转移与知识产权管理的联动关系；运用系统理论和知识产权相关理论根据国内知识产权具体环境从知识产权开发、知识产权保护、知识产权运营三个维度构建了我国知识密集型制造业知识产权管理系统，分析系统结构及子系统关联关系，分别研究组成我国知识密集型制造业知识产权管理系统的三个子系统，即知识产权开发子系统、知识产权保护子系统和知识产权运营子系统；运用机制理论和协同理论探究我国知识密集型制造业知识产权管理系统运行机制，提出包括动力机制、耦合机制和演化机制的系统运行结构；根据我国知识密集型制造业知识产权管理系统运行特点，从知识产权开发、知识产权保护、知识产权运营三个维度构建了我国知识密集型制造业知识产权管理系统运行效果初选评价指标体系，并运用群组决策特征根法、相关分析法、极差分析法对评价指标体系中的指标关键性、相关性和鉴别能力进行筛选，得到我国知识密集型制造业知识产权管理系统运行效果评价指标体系；在此基础上运用克服单一评价方法片面性的组合评价法结合我国30个省市相关知识密集型制造业产业数据，对他们的知识密集型制造业知识产权管理系统的运行状况进行实证分析，最后结合我国知识密集型制造业知识产权管理实际和未来国家战略重心从宏观层面和微观层面提出保障我国知识密集型制造业知识产权管理系统运行效果提升的对策。更多还原

【Abstract】 Under the background of knowledge economy, international competition has developedfrom the resource and capital competition into the competition of high technology, thecompetition between country and country has gradually focused on the competition of newtechnology and new equipment, mastering the frontier technology and owning High-endtechnology have becomed the common goal of all countries, so the development status andthe future development trend of intensive manufacturing industries determines if China canget the advantage in the international competition, achieves the national core competitivenessand high comprehensive national strength. Knowledge intensive manufacturing industry is atthe cutting edge of cutting-edge technology, along with the development of innovation, itneeds to manage existing intellectual property right and to use the features and functions ofintellectual property right rules and regulations, then get the overall planning of intellectualproperty right development, protection and operation. Therefore, carrying out intellectualproperty right strategy based on own condition, technical environment and competitivesituation of knowledge intensive manufacturing industry, building complete and effectiveintellectual property right management, are the key of revitalizing the country throughscience and technology, the important safeguard of maintaining national strategic reserve, andthe dynamic of promoting knowledge-intensive manufacturing industry innovation.First of all, this paper this paper expatiated on the concept and characteristics ofknowledge-intensive manufacturing industry intellectual property management, and then,analysed the development Status of domestic and foreign knowledge intensive manufacturingindustry in the perspective of intellectual property development, operation, protection andcoordination, found the achievement and insufficient of Chinese knowledge-intensivemanufacturing industry intellectual property management; Application of linkage andhypercycle theory, this paper analysed the knowledge intensive manufacturing knowledgetransfer super-cycle model and knowledge transfer evolution mechanism, and then, analysedlinkage mechanism between knowledge transfer and knowledge intensive manufacturingindustry intellectual property management; Application of systems theory and intellectualproperty theory, this paper built the knowledge intensive manufacturing industry intellectual property management system based on intellectual property development, intellectualproperty protection and intellectual property operation, analysed the structure of system andrelationship of systems, and researched three subsystems; Application of mechanism theoryand synergetics theory, this paper explored the operating mechanism of knowledge intensivemanufacturing industry intellectual property management system, proposed the operationstructure of system involvingdynamic mechanism, coupling mechanism and evolutionarymechanism; According to the operation characteristics of knowledge-intensive manufacturingindustry intellectual property right management system, this paper built the primaryevaluation indexes system of intellectual property right management system from the threedimensions of development, protection and operation of intellectual property, used groupeigenvalue method, correlational analysis method and range analysis to screen the evaluationindexes, got the evaluation indexes system of knowledge-intensive manufacturing industryintellectual property right management system; On the basis of this, this paper usedcombination evaluation method to evaluate the running state of knowledge-intensivemanufacturing industry intellectual property right management system with the kndowledgeintensive manufacturing industry data of30provinces. At last, this paper proposed thecountermeasure to improve the operating effection of knowledge-intensive manufacturingindustry intellectual property right management system from the macroscopic level andmicrocosmic level.更多还原