【作者】 赵健；

【导师】 孙冰；

【作者基本信息】 哈尔滨工程大学 ， 管理科学与工程， 2013， 博士

【摘要】 在信息时代的发展和知识经济兴起的背景下，我国知识密集型产业已经从新兴产业逐渐向支柱产业转型，该产业对我国经济的发展起到了重要的影响作用。我国知识密集型产业仍处于起步阶段，产业整体的组织形式、商业模式等方面仍不成熟，尤其是产业的技术创新体系并不完善，与国际先进水平差距较大。而知识密集型产业本就是以知识的创造性、先进性为主要竞争力的产业，技术创新体系与水平的落后必然导致我国该产业在国际市场上缺乏竞争力，国内市场也会随之不断被国外企业占领。在此背景下，探索知识密集型产业的技术创新规律，掌握知识密集型产业的技术创新方向，提升我国知识密集型产业的技术创新能力已成为我国经济发展过程中不可回避的战略性问题。因此，综合运用技术创新理论、生命周期理论、决策理论、演化理论等，对知识密集型产业技术创新路径进行深入研究，探讨技术创新路径演化过程中的惯性机制与博弈机制等有利于丰富知识密集型产业、技术创新演化等方面的相关理论，从技术创新路径视角探索促进我国知识密集型产业发展与升级的对策措施对我国知识密集型产业技术创新能力的提升具有重要的指导意义。本文的主要研究内容如下：首先，本文研究了知识密集型产业及其技术创新路径的内涵、要素与特征等内容。本文在对知识密集型产业的内涵、基本特征的总结与界定基础上，通过实证确定了本文研究的五大产业范围。同时，本文在归纳知识密集型产业技术创新路径的内涵与特征基础上，根据决策中主导要素的不同将技术创新路径划分为三大类型，并分析了知识密集型产业技术创新路径演化中的主体及其之间的关系，明确了研究的主体。其次，本文分别对三类技术创新路径的基本要素构成、阶段划分与决策机制进行了研究。本文通过分析市场导向型技术创新路径、成本导向型技术创新路径和知识资源导向型技术创新路径的基本要素构成，以及这三类技术创新路径所处的产业、技术生命周期阶段，确定了这三类技术创新路径的决策机制与时机。同时，通过对我国电子制造业的案例研究，本文分析了我国知识密集型产业技术创新路径基本要素的构成情况以及所处的技术、产业生命周期阶段，探寻其技术创新路径决策要素与机制，并由此构建出三类技术创新路径的决策模型。再次，本文对知识密集型产业技术创新路径的演化进行了研究。本文探讨并构建了知识密集型产业技术创新路径演化模型的分析框架，并提出了产业技术创新路径的决策准则。基于惯性理论与博弈理论，本文分析了产业技术创新路径的演化过程，深入研究了演化过程中创新主体间的惯性机制与博弈机制，详细阐述了两大机制的内涵与运行原理，并由此构建了产业技术创新路径演化模型。最后，本文进行了我国知识密集型产业技术创新路径演化的进程分析与对策研究。通过构建知识密集型产业技术创新路径扩散矩阵，本文对我国知识密集型产业技术创新路径演化的进程进行了研究。同时，本文从宏观、中观和微观三个视角，对我国政府部门、产业协会、企业等提出了相应对策建议。更多还原

【Abstract】 Under the background of the development of the information and knowledge economy,knowledge-intensive industry has gradually transformed from emerging industries tomainstay industry in China, and it plays an important role in the development of China’seconomy. Knowledge-intensive industry in China is still in its infancy stage, and the wholeorganization form and the business model of the industry are still not mature, especially thetechnological innovation system is not perfect, with a big gap from the international advancedlevel. For the knowledge-intensive industry is competitive on its creativeness andadvancement, the shortage of the system and the level of technological innovation in theindustry inevitably leads to the lack of China’s competitiveness in the international market,and the occupying of foreign enterprises in China’s market. In the above situation, it hasbecome the inevitable strategic issue in the process of economic development in China toexplore technological innovation law of knowledge-intensive industry, to seize the directionof technological innovation in knowledge-intensive industry, and to enhance the ability oftechnological innovation in knowledge-intensive industry in China. Therefore, it is conduciveto enrich related theory of knowledge-intensive industry and technological innovationevolution to study the technological innovation path in knowledge-intensive industriesindepth, with the integrated use of technological innovation theory, life cycle theory, decisiontheory, and the theory of evolution, and to discuss the inertial mechanism and gamemechanism of the evolution process of technological innovation path. And it has importantguiding significance to improve the ability of technological innovation in knowledge-intensive industry in China to explore the effective ways of promoting and upgradingknowledge-intensive industries in China from the perspective of technological innovationpath. The main research content of this dissertation is as follows:First, this dissertation studied the connotation, elements and characteristics ofknowledge-intensive industries and its technological innovation path. It defined the scope ofthe study, which including five industries, by empirical and on the basis of the connotationand characteristics of knowledge-intensive industries. At the same time, it put forward theconnotation and features of the technological innovation path in knowledge-intensive industries, divided technological innovation path into three types depending on the dominantelement in decision-making, and analyzed main bodies from the evolution process of thetechnological innovation path in knowledge-intensive industries and the relationships amongbodies, to specify research subjects.Secondly, this dissertation studied the basic elements, stage division and decision-making mechanism of three types of technological innovation path respectively. It analyzedthe structure of the basic elements under each type of path, including the market-orientedtechnological innovation path, the cost-oriented technological innovation path and theknowledge resources-oriented technological innovation path. Based on the elements structure,it found out the stages of the industry and the technology life cycles for each type of path, andproposed decision-making mechanism and timing for each type. In the meantime, with thecase studies of the electronic manufacturing industry in China, this dissertation summarizedthe structure of the basic elements and the stages of the technology and the industry lifecycles for technological innovation path in knowledge-intensive industries in China,exploring the decision-making factor and mechanism for the technological innovation path,and thus built up the decision models for each type of technological innovation path.Thirdly, this dissertation studied the evolution process of technological innovation pathin knowledge-intensive industries. It discussed and constructed an analysis framework of theevolution model of the technological innovation path, and put forward decision-makingcriteria for industrial technological innovation path. With the theories of inertia and game,this dissertation expounded the evolution process of industrial technological innovation path,dug into the inertial mechanism and the game mechanism among innovation bodies in theevolution process, elaborated on the content and operation principles of those twomechanisms, and thus built the evolution model of the industrial technological innovationpath.Finally, this dissertation carried on empirical research and countermeasure analysis ofthe evolution of technological innovation path in knowledge-intensive industries in China. Bybuilding a diffusion matrix for technological innovation path in knowledge-intensiveindustries, the evolution process of the technological innovation path in knowledge-intensiveindustries in China were studied. Meanwhile, this dissertation proposed correspondingmeasures and suggestions for our government departments, industry associations, and knowledge-intensive enterprises, from the perspectives of macro, meso and micro.更多还原