【作者】 曾鹏；

【导师】 于渤；

【作者基本信息】 哈尔滨工业大学 ， 技术经济及管理， 2012， 博士

【摘要】 长期以来，我国经济持续稳定快速增长，但区域经济发展又呈现出非均衡性的特征，在经济空间上形成了发达地区和后发地区的地理分布，不同的经济发展阶段决定着产业结构发展的不同。区域技术战略制定的科学与否、实施的好坏，既决定着区域产业环境的优劣和区域产业技术的高低，又影响着区域产业绩效的好坏，进而决定着区域产业的生产成本和贸易成本的高低，还决定着企业在迁移过程中对区域的选择程度和产业集聚程度，更决定着后发地区的工业化、城市化和经济社会的全面发展。后发地区要实现区域经济社会的跨越式发展，比以往任何时候都更加依赖技术的进步和产业的发展。而要实现这些，最有效地方法就是吸引企业，特别是大企业向区域内迁移。这其中区域技术战略正在发挥着越来越重要的作用，理应受到理论界和实践界的重视。有鉴于此，本文以面向后发地区的区域技术战略对企业迁移的作用机理为研究核心点，通过对区域技术战略的构成维度及其对企业迁移作用的演化过程、作用机理、决策方法和实施策略的系统研究，为地方政府正确认识区域技术战略的作用、通过制定和实施区域技术战略来促进区域产业环境跃迁和区域产业技术提高，实现区域产业绩效提升，吸引企业迁入，最终实现区域经济社会全面协调可持续发展提供理论参考和实践借鉴。本文首先界定了区域技术战略的内涵、构成要素，回顾了企业迁移的影响因素和区域技术战略的制定和实施及其对企业迁移影响等三方面的相关研究，界定了区域技术战略的内涵是地方政府通过制定和实施的，对区域技术要素进步上的战略性选择和区域技术环境进步上的战略性创造，包括了区域技术发展和区域经济社会发展中能够促进产业环境跃升和产业技术提高的一系列战略、规划和政策的内容。明确了区域技术战略的重点是对区域技术要素进步上的战略性选择和区域技术环境进步上的战略性创造，目标是促进区域产业环境跃迁和区域产业技术提高，实现区域产业绩效的提升，吸引更多的企业进入区域，实现产业集聚的目标，分析了区域技术战略的特征。并根据区域技术战略的制定和实施过程将区域技术战略划分为定位、实施方式、实施的连续性和柔性等四个构成维度。构建了区域技术战略对企业迁移作用的空间经济学模型，分别讨论了内部收益途径和外部效应途径对企业迁移的影响，建立起了区域技术战略与企业迁移之间的相互联系。按照“区域技术战略制定和实施→区域产业环境跃迁和区域产业技术提高→区域产业绩效提升→企业迁入”的新制度企业迁移理论学派观点和“企业准备迁移→考察成本因素（区域产业绩效）→考察内部因素（区域产业技术）和受外部因素影响（区域产业环境）→企业迁移”的企业迁移行为理论学派观点，结合区域技术战略四个维度的具体作用，构建了区域技术战略对企业迁移作用机理的分析框架，并进行了解释。通过分析区域技术战略对企业迁移作用演化的内涵，构建了区域技术战略对企业迁移作用演化过程理论模型，描述了遵循“变异—选择—保持”循环过程的主动的区域技术战略对企业迁移作用演化过程和遵循“保持—选择—变异”循环过程的被动的区域技术战略对企业迁移作用演化过程，进一步分析了各种因素对其的影响。接着对区域技术战略对企业迁移作用机理的研究假设进行了分析，基于分析框架和研究假设，构建了区域技术战略对企业迁移作用机理的理论模型。在理论分析的基础上，将问卷调查方法及结构方程模型方法运用于区域技术战略对企业迁移作用机理的实证研究上。研究结果发现，区域产业环境、区域产业技术和区域产业绩效对企业迁移的作用都非常显著，均是影响企业迁移的重要因素，而且区域产业环境、区域产业技术和区域产业绩效对企业迁移的作用程度相差不是很大。区域技术战略对区域产业环境跃迁、区域产业技术提高有着非常显著的作用，而对企业迁移的直接作用并不显著。区域技术战略是通过促进区域产业环境的跃迁、区域产业技术的提高和区域产业绩效的提升来间接对企业迁移产生作用的。通过实证分析，进一步揭示了区域技术战略对企业迁移的作用机理。将技术路线图引入到区域技术战略制定的决策当中，结合区域技术战略制定的决策过程和目标，结合区域技术战略制定的“总体目标——发展愿景——重点领域和重大项目——产业目标和关键技术——产业发展”决策过程，绘制了广西北部湾经济区区域技术战略的第三阶段技术路线图。最后，以广西北部湾经济区为案例对区域技术战略的实施进行了案例分析，给出了评价区域技术战略实施对企业迁移影响效果的方法，基于区域技术战略实施的实施形式、连续性和柔性等构成维度提出了提升区域技术战略实施对企业迁移影响效果的策略。更多还原

【Abstract】 Chinses economy maintains stable and rapid growth for a long time, while theregional economy presents non-balance development, and form the geographicaldistribution invloving developed areas and later developed areas, and the differenteconomic development stages determine the different development of the industrialstructure. The formulation, implementation and of regional technology strategy willnot only determine the quality of regional industrial environment and the level ofregional industrial technology, but also impact the regional industrial performance.Foremore, they can determine the cost of regional industrial production and trading,and determine the choice of region and the degree of industrial agglomeration duringthe enterprise migration process. The most important is that full development ofindustrialization, urbanization and economic societywill be infulenced in laterdeveloped areas, so undeveloped areas need more dependent on technology progressand industrial development than ever to achieve the leapfrog development of regionaleconomic society. To achieve these, the most effective way is to attract enterprises’attention, especially promot large enterprises to migrate into the region. In theprocess of migration, the regional technology strategy plays a more and moreimportant role and should be attended in theory and practice.In view of this, the paper makes the mechanis m of regional technology strategyacting upon enterprise migration oriented to undeveloped areas to its research core,through the systematic study on the composing dimension of regional technologystrategy and the evolution process, mechanism, decision me thod, implementingstrategy of its action on enterprise migration, it has offered the theoretical andpractical reference for local government to have a correct understanding of thestrategic role of regional technical strategy, promote the regional indust rialenvironment and regional industrial technology by the formulation and implementingof regional technology strategy, achieve to enhance regional industrial performance,attract enterprise migration, and finally realize coordinated and sustaineddevelopment of the regional economy society.This paper first defines the connotation and the inscape of regional technologystrategy, and reviews three related aspects to this study: impact factors of enterprisemigration, the formulation and implementation of regional technology strategy and its action on enterprise migration. Therefore, we defines the connotation of regionaltechnological strategies that strategic choices of regional technical factors progressand the strategic creation of regional technical environment progress are formulatedand implemented by the local government, which includ series contents of strategies,planning and policy that could promote the development of industrial environmentand industrial technologies. It reveals that the emphasis is the strategic choices whichcan the progress of regional technologies and the strategic creation which hascontrivution to the development of regional technical environment. the aim of thispaper is to promote the development of regional industrial e nvironment and regionalindustrial technology, to enhance regional performance and enhance more enterprisemigration and the realization of industrial agglomeration, to analyze thecharacteristics of regional technology strategy. Given the process of regio naltechnology strategical formulation and implementation, this paper divides regionaltechnology strategies into four composing dimensions: position, implementingmethods, implementing sustainability and flexibility. We deduce and establish thespatial econometric model which reveals the role of the regional technologicalstrategy on the enterprise migration, and discuss the impact of internal revenue waysand external effects ways on the enterprise migration, and estimate the relationshipbetween the regional technology strategy and the enterprise migration. According tothe view of “Formulation and implemention of the regional technology strategy→Promoting regional industrial environment and regional industrial technology→Enterprise migration” and the view of “Enterprise ready to migrate→Consideringcost factors(regional industrial performance)→Considering internal factors (regionalindustrial technology) and effect of external factors (regional industrial environment)→Enterprise migration”, this paper combines with the specific role of four dimensionof the regional technology strategy and builds the analytical framework aboutregional technology strategy acting upon enterprise migration, and explains it,.Based on the analys is on the evolution that regional technology strategy actsupon enterprise migration, this paper establishes the theoretical model for theevolutionary process which means the regional technology strategy acts uponenterprise migration, and describes the evolutionary process which means activeregional technology strategy acts on enterprise migration following“variation-selection-maintenance”cycle process and regional technology strategypassively affectes on enterprise migration following “maintenance-selection-variation” cycle process. Furthermore, we analyse the impactof various factors. Then the paper analyses the mechanism that regional technologystrategy acts on enterprise migration and propose research hypothesis, and establishthe theoretical model to analyse the mechanism of impact of regional technologystrategy on enterprise migration based on the analytical framework and hypothes es.On the basis of theoretical analysis, this paper applies the questionnaire surveymethod and structural equation model method in the empirical study of themechanis m of regional technology strategy acting on enterprise migration. Theresults showe that it is very remarkable that the regional industrial environment,regional industrial technology and regional industrial performance are importantinfluencing factors, which have a positive effect on the enterprise migration, and theeffect degrees between them are similar. The regional technology strategy has asignificant effect on regional industrial environment transition and regional industrialtechnology promotion, but has not a significant direct impact on enterprise migration.Regional technology strategy acts upon enterprise migratio n indirectly via promotingregional industrial environment transition, regional industrial technology andregional industrial performance. Based on the empirical analysis, we reveal theimpact mechanism of regional technology strategy on the enterprise migration.The technology roadmap is employed into technology strategy formulationdecision-making, combining with decision-making process and objectives of regionaltechnology strategy formulation, combining with the decision-making process of"overall goals-development vision-key areas and key projects, industrial targetsand key technology, industry development", and draw the third stage technologyroadmap of region technology strategy in Guangxi Beibu gulf economic zone.Finally, this paper takes Guangxi Beibu gulf economic zone as an example forthe imple mentation of regional technology strategy, and proposes the method that canevaluate the impact of regional technology strategy imple mentation on enterprisemigration. Based on the implementation form of regional technology strategy,sustainable and flexible constitute dimensions, we proposed the strategies which canincrease the effecting of the regional technology strategy imple ment on the enterprisemigration improving.更多还原