【作者】 袁燕；

【导师】 杨大力；

【作者基本信息】 南开大学 ， 政治学理论， 2012， 博士

【摘要】 20世纪90年代以来，以信息技术革命为中心的高新技术迅猛发展，使世界经济越来越融为一体。经济全球化作为一把“双刃剑”，在加速推进世界经济增长的同时，也加剧了国际竞争和跨国风险的传播，对国家主权和各国民族工业造成了严重冲击。人们渴望享受全球化带来的好处，同时也希望尽量避免遭受它的负面影响。而解决和管理这些问题的国际化机构和全球性机制还远远没有建立起来，从而使许多原本简单的问题变得越来越复杂，解决的成本也越来越高。这实际上反映了全球化的发展客观上要求越来越多的全球公共物品供给。今天，世界和平与稳定、国际金融市场监管、全球应对气候变化合作等全球公共物品的供给与需求问题已经成为令人瞩目的焦点议题。应该说，全球公共物品的出现与发展是与全球化进程同步的，是全球化发展的结果。另一方面，全球公共物品供给的增长又是全球化进程的重要推动力量，并且伴随着全球化的发展越发显现出它的重要性。本文在回顾评估当前全球公共物品供给现状的基础上，构建了全球公共物品供给理论模型，对全球化背景下全球公共物品的供给路径和机制进行了深入研究，并提出了中国参与未来全球公共物品供应国际合作的适当战略。本文由导论和正文两部分组成。导言部分说明了选题的背景、意义，在对基本概念和相关研究文献进行综述的基础上，阐明了本文的研究思路和基本结论。正文部分共分四章。第二章描述了国际政治经济全球化的进展与发展趋势，并从全球公共物品供给与公平和效率、市场失灵、公平贸易、国际组织等角度研究了全球化背景下的全球公共物品供给现状。第三章在传统的霸权稳定理论基础上，分别构建了霸权主义条件下全球公共物品供给的合作博弈模型以及领导霸权与国际组织的共同代理模型，为分析现实世界中的全球公共物品供给问题提供了理论基础。第四章描述了全球化背景下全球公共物品供给的“三部门合作”协调机制，并对全球化背景下的全球公共物品供给机制进行了案例分析和数理模型研究。第五章在前文研究的基础上，明确了中国参与全球公共物品供给合作的指导思想和行动框架，并从多个角度提出了中国参与全球公共物品供给合作的具体政策建议。本文在汲取国内外学者优秀研究成果的基础上，通过深入的理论模型与实证案例研究得出了以下主要结论：在全球化背景下，由于世界上任何国家在全球公共物品的供给决策中都优先考虑自身国情而采取利己策略，全球市场上的社会公共物品供给严重不足，必须通过主权政府、自由企业与非政府组织的“三部门合作”协调机制弥补市场失灵。而中国作为发展中大国，更应该在参与未来全球公共物品供应的国际合作中明确既定战略，并采取积极有效措施做出实质性贡献，以彰显大国责任。更多还原

【Abstract】 The explosive growth of high and new technology, particularly informationtechnology, has contributed mightily to the globlization of the world economy sincethe1990s. Yet economic globalization has been a double-edged sword. It hasaccelerated world economic growth as well as aggravated competition and risksacross borders, impinging on national sovereignty and the development of nationalindustry. People want to benefit from internationalization but avoid its negative effect.Yet there lacks a mature institution or system to manage it. The compexity and costsassociated with glolizations call for the provision of global public goods.Nowadays, the supply and demand of global public goods, including world peace,supervision of international financial market, partnership on global climate change,has become compelling focuses. It is obivous that the development of global publicgoods is accompanied with the globalization. Meanwhile, the increasing supply ofglobal pubic goods has also been a major force to accelerate the globalization, whichbecomes more and more important. This dissertation deals with the supply route andsystem of global public goods by building a theoretical model and offerings strategiesfor China to participate global public goods supply.The dissertation is consisted of introduction and text. The introduction explains thebackground and purpose of topic selection, and summarizes the basic concepts andrelative research bibliography, setting out the study ideas and basic conclusion. Thetext consists of four chapters. Chapter I describes the development trend ofinternational globalization of politics and economy. It also studies the present supplyof global public goods under the globalization circumstance in terms of justice andequality, market failure, fair trade, and international organizations. Chapter II, on thebasis of traditional theory of hegemonic stability, builds up the cooperative gamesmodel of global public goods supply under hegemonism and a joint-agency model ofhegemony and international organizations, which provides theoretical principle to analyze the global public goods supply in reality. Chapter III describes thecoordination mechanism of sovereign government, free enterprise andnon-governmental organization and gives case study and math model study on itssupply system. Based on the previous study, Chapter IV defines the guidelines andframework of China participating the global public goods supply cooperation. Moredetailed recommendations have been proposed in this part from multiple angles.Through deep study on theory model and cases, it can be drawn that coordinationmechanism of sovereign government, free enterprise and non-governmentalorganization shall be adopted to offset the market failure since each nation givespriority to itself. And China should set up strategies compatible to global publicgoods supply so as to become a responsible and important member in internationalcooperation.更多还原