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经济法理论的反思与完善

The Reflection and Perfection on Economic Law Theory

【作者】 程南

【导师】 刘少军;

【作者基本信息】 中国政法大学 , 经济法, 2011, 博士

【摘要】 我国社会主义市场经济的发展催生了大量的经济法实践。在这样的形势下,即使是最保守的民法学者都不会否认经济法的存在。可经济法当前的理论建构本身,却无法从法学逻辑上有效论证经济法存在。本论文致力于经济法存在的法学论证,深入探讨植根于市场经济本体中的经济法存在。全文围绕经济法学界关注的与经济法存在密切相关的八个理论范畴展开,具体包括:经济法概念、经济法基本原则、经济法独立、经济法体系、经济法实现、经济法律责任、经济法律程序。不同于既有主要学说共识于将国家调整经济所形成的关系作为经济法调整对象,本文论证了当代社会经济活动中社会需要和社会满足矛盾运动对法律调整的需要催生了经济法。社会需要和社会满足之间的辩证关系本身,也为可能的经济法调整确立了价值目标,即经济法所维护的正是市场经济活动中作为否定之否定过程展开的整体经济利益。对于维护整体经济利益的经济法来说,根本地切入点是及时、有效地监管资本集中。正因为以符合经济活动对的法律调整需要这样的方式来调整整体经济社会中的主要矛盾,所以经济法的独立存在既基础又重要。能够有效调整资本集中的方式决定了规范意义的经济法体系存在,于是为历史所检验的、有着畅通调整渠道的产业法、货币法、财政法、市场法成为经济法体系的四大基本构成。经济法实现正是经济法调整作用发挥的过程。在经济法有效链接整体经济社会的过程中,法主体、法关系、法组织、法秩序是一以贯之的,而范畴间起关键连接作用的就是有着规范意义的产业行为、货币行为、财政行为和市场行为这四种经济法律行为。通过经济监管机关作用于货币财产和财政财产的具体经济法律行为,个体经济利益得以轨导而与整体经济利益统一,从而有效组织起整体经济的运行,实现经济法调整制度化,最终建构起经济法所追求的调整秩序。在轨导个体经济利益、组织整体经济运行的过程中,经济法律责任也是必不可少的调整手段,历史中大陆法系对惩罚性赔偿责任的适用正是服务于经济法调整目标的实现。经济法律责任调整方法的适用,也就是根据经济本体的要求来确定责任主体,角色化个体经济利益使其服从于整体经济利益,这是组织整体经济所必要的调整方式。而角色化个体经济利益的过程,必须匹配一定的经济法律程序。其中,经济监管机关的监管程序旨在发现服务于整体经济利益的个体经济利益存在,立足于法制实践分析,经济机关监管程序的关键是引入当事人影响对程序的导向作用;而经济监管机关解决问题、强制轨导个体经济利益的过程,必须匹配诉讼程序,旨在为个体经济利益提供最完善的宪政保护。在经济法实现的过程中,经济法律关系建构依赖于个体经济利益主体的经济活动、经济法律责任定位无非是角色化个体经济利益、经济法律程序设置倚重乃至保护个体经济利益当事人,都充分说明了整体经济利益的存在本身是与个体经济利益辩证统一的存在。经济法的调整是顺应市场经济的调整,整体经济利益并非是外在于个体经济利益的,二者相辅相成而共同统一于市场经济本体。总之,本文旨在解决经济法理论研究的本体论进路问题,通过对市场经济本体的发掘,探讨符合市场经济规律的经济法调整,以此推动学科理性建设。

【Abstract】 The development of China’s socialist market economy has produced economic law practice. In such a situation, Even the most conservative civil law scholars don’t deny the existence of economic law. However, currently the theoretical construction of economic law can’t verify the existence of economic law effectively from the law logic. The dissertation focuses on the law arguments on economic law existing, probing into the existence of economic law rooting in market economy ontology. Full text launches eight theoretical categories which are concerns of jurisprudential circle and are closely related with the existence of economic law, including:the conception of economic law, the basic principles of economic law, the independence of economic law, the system of economic law, the enforcement of economic law, legal liabilities for economic law and legal procedures for economic law.Different from the consensus of the main stream which regards the relation from the country adjusting economy as the regulating object of economic law, this dissertation demonstrates that the need for legal adjustment which drew from the contradiction movement between social needs and social meet in contemporary social economic activities gave birth to economic law. The dialectic negation between social needs and social meet has also established the potential value goal for economic law adjustment, what the economic law defending is the unity economy benefit which being the market economic activities as the process of negation of negations itself. As for the economic law adjustment in safeguarding the unity economy benefit, the breakthrough point is to supervise capitalist concentration timely and effectively. Because in accordance with the need way to economy activities for legal adjustment fitting the main social contradictions in the unity economy, so the economic law independent existence is fundamental and important. Being capable of adjusting the way of capital concentration effectively decides the existence of the system of economic law. So industry law, monetary law, fiscal law and market law become the four elements of the system of economic law, which have been tested by the history and have the smooth adjusting channels. The enforcement of economic law is just the process of the economic law adjustment taking effect.During the process of economic law chaining the unity economic society, law subject, law relation, law organization and law order are internal-consistent. The key connection between these conceptions is the four kinds of economy legal behavior. The economic supervision authorities perform the specific legal behaviors acting on the monetary and fiscal properties so as to orbit individual economic interest into the unity economy benefit and to organize the operation of the economy effectively, realizing the institutionalization of the economic law adjustment and eventually constructing the regulation order which the economic have been pursuing. In the process of orbiting individual interest and organizing the operation of the economy, legal liabilities for economy are requisite means. The application of punitive damages of continental law system serves to realizing of the adjusting goal of the economic law. It is the legal adjustment of economic law that making individual economic interests role is subject to the unity economy benefit, which is the necessary economy organizing means in accordance with the need of economy activities ontology. During role process on individual economic interests, specific economic legal procedure must be mating. In programming, principle is to characterize individual economic interests to make it in line with the unity economy benefit. so on the one hand, setting working routine of economic supervision authorities, whose aim is to position the individual economic interests into the unity economy benefit, is critically introduced the guidance of the influences of parties to the procedure basing on the analysis of legal practice. On the other hand, setting litigation concerning about individual subject forced by the economic supervision authorities, is aim to taking fundamentally judicial proceedings so as to provide individual interests with perfect constitutional protection.Through the enforcement of economic law, the construction of economic legal relation depends on the behavior of individual economic interests’ subjects. The ground of economic legal liabilities is to position individual interests into the unity benefit. And the designation of economic legal procedure depends so far as to protect of parties of individual interests. All of these have demonstrated that the existence of the unity economy benefit and that of individuals are a dialectical unity. The adjusting of economic law is in line with market economy, and the unity economy benefit and individual economic interests are inseparably interconnected and are united in the market economic ontology. All in all, this dissertation is concentrated on the path to ontology in the theoretical research of economic law, probing into the adjustment of economic law conforming to the law of market economy by exploring the market economic ontology so as to promote rational development of the discipline.

  • 【分类号】D912.29
  • 【被引频次】4
  • 【下载频次】2427
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