【作者】 杜军；

【导师】 杨东奇；

【作者基本信息】 哈尔滨工程大学 ， 管理科学与工程， 2011， 博士

【摘要】 自主创新作为集知识、经济与社会等多种因素交互作用的具有开放性、非线性特征的复杂巨系统,需要定位明确、功能完善的支持系统提供保障。推动企业自主创新的根本途径是构建企业自主创新支持系统,这是由影响企业自主创新过程的支持要素、条件要素的多样性、层次性决定的,更是由自主创新的复杂性与企业自主创新现状之间的矛盾所决定的。构建和分析黑龙江省装备制造企业自主创新支持系统,对于企业有效地培育和展现创新活力,建立和保持竞争优势,获得最佳经济效益具有重要的现实意义。论文主要包括以下内容：首先,论文从理论上构建了装备制造企业自主创新支持系统,分析其内涵、特征,探索自主创新支持系统与自主创新系统的关系,明确了论文研究的前提。在此基础上,对装备制造企业自主创新支持系统的结构进行分析,确定了按企业边界将装备制造企业自主创新支持系统分为内部支持系统和外部支持系统两部分。其中,内部支持系统作为企业保持持续竞争力和发展力所必备的内部物质和文化环境,由管理与制度支持子系统、创新资源投入支持子系统、知识存量支持子系统、生产制造支持子系统、市场营销支持子系统构成；外部支持系统则是指企业外部与创新系统相联系的创新支持要素,包括市场环境支持子系统、政策法规支持子系统、资源环境支持子系统、服务环境支持子系统、科学技术支持子系统、社会文化支持子系统。其次,论文研究了装备制造企业自主创新支持系统的运行机制及作用机理。从复杂系统耦合的角度,探析了装备制造企业自主创新支持内外系统及系统整体的运行机制；指出决策机制、协调机制、激励机制、分配机制是内部支持系统的主要运行机制；政府宏观调控机制、市场导向机制、动力机制、协同机制和条件保障机制是外部支持系统的主要运行机制；这些运行机制通过共同作用融入到企业自主创新系统中,通过外部支持系统提供机遇,内部支持系统提供条件保障,确保装备制造企业自主创新系统实现良性运行。在此基础上,研究了企业自主创新支持系统的作用机理,从自主创新支持系统下的企业创新动力、行为、能力的形成机理等三个方面展开论述。然后,论文对黑龙江省装备制造企业自主创新支持系统进行如下实证分析：(1)支持系统的现状分析。依据调研数据、权威部门发布的数据及文献总结,对黑龙江省装备制造企业的发展现状、自主创新情况、自主创新支持系统的现状进行详尽分析；(2)依据基于装备制造企业自主创新支持系统的“企业自主创新动力—自主创新行为—自主创新能力”形成机理,设计出能够反映装备制造企业自主创新支持系统运行效果的评价指标体系,通过获得的203家黑龙江省装备制造企业调查问卷数据,运用微粒群算法(PSO)评价模型对黑龙江省装备制造企业自主创新支持系统的运行效果进行评价；(3)运用系统动力学(SD)方法将黑龙江省装备制造企业自主创新支持系统各子系统的相互关系进行归纳、整理和分析,通过对模型的仿真模拟预测了各子系统中各变量的发展趋势,仿真模拟得出的结果为今后黑龙江省装备制造企业自主创新支持系统的建设提供了合理的依据。最后,论文对黑龙江省装备制造企业自主创新支持系统的优化进行了对策研究。在对前文评价结果及仿真分析结果进行比较分析的基础上,提出了符合黑龙江省装备制造企业自身需求及发展规律的自主创新支持系统各子系统的优化对策。论文在理论上深化和发展了自主创新及其相关领域的研究；在实践上,为优化黑龙江省装备制造企业自主创新支持系统提供了切实,可行的方法和对策。更多还原

【Abstract】 As a complex giant system interacted with knowledge, economy, and society, independent innovation has its own characteristics like openness and nonlinearity, and it needs a support system with clear orientation and complete function to guarantee its operation. The fundamental way to promote independent innovation of enterprises is to build a independent innovation support system, which is decided by the diversity and hierarchy of support element and condition element which influence the process of independent innovation, and also by the conflicts between the complexity of independent innovation and present situation of enterprises innovation. There is practical significance to construct and analyze the independent innovation support system of equipment manufacturing enterprises in Heilongjiang Province, as it will help enterprises to cultivate and reveal innovation vitality, to construct and maintain competitive advantage, and to gain optimal economic benefits. The contents of this dissertation as follows:First of all, to define the research premise, this thesis theoretically constructed the independent innovation support system of equipment manufacturing enterprises. It analyzed its connotation and characteristics, and explored the relationship between the support system and the independent innovation system. On this basis, the structure of the support system was divided into two parts, which are internal support system and external support system. As the internal material and cultural environment to keep durative competitive and development, the internal part consisted of some subsystems like management and system, innovation input, knowledge stock, manufacturing and marketing, while as the innovation support elements related to the outer environment, the external support system consisted of some other subsystems like market environment, policy, resource environment, service environment, scientific technology and social culture.Secondly, the dissertation researched the operating mechanism and interaction mechanism of the independent innovation support system of equipment manufacturing enterprises. From the perspective of complex system coupling, it expounded the operating mechanism of not only the internal and external support systems but also the whole system. The operating mechanism of internal support system consisted of mechanisms of decision, coordination, inspiration and synergy, while the external support system consisted of government macro-control, market guidance, impetus, coordination and guarantee mechanism. With chances provided by external support system and be guaranteed by the internal part, those operating mechanisms integrated into the independent innovation system to assure the positive operation of the independent innovation system. On this basis, the mechanism of the independent innovation support system of enterprises was discussed from 3 aspects, which were the formation mechanisms of innovation impetus, behavior, and capability.Then, an empirical study was established as follows. (1) The situation analysis of support system. According to the research data, the data released by authorities and literature summary, the current situation of equipment manufacturing enterprises’development and independent innovation had been analyzed thoroughly. (2) Based on the "impetus-behavior-capability" mechanism, an evaluation index system was designed to illustrate the operation effect of the independent innovation support system of equipment manufacturing enterprises in Heilongjiang Province. The operation effects were evaluated by PSO evaluation model with data from 203 equipment manufacturing enterprises in Heilongjiang Province. (3) The correlation of the subsystems of the independent innovation support system of equipment manufacturing enterprises in Heilongjiang Province was concluded, arranged and analyzed by the method of System Dynamics. The trend of each variable in each subsystem was predicted through simulating, and the result of the simulating provided reasonable basis for future construction of independent innovation support system of equipment manufacturing enterprises in Heilongjiang Province.Last, the optimization countermeasures of independent innovation support system of equipment manufacturing enterprises in Heilongjiang province. According to the comparison between the result of the foresaid evaluation and the result of the simulating, optimization countermeasures were brought forward, which would meet the need and developing rules of equipment manufacturing enterprises in Heilongjiang Province.This dissertation deepened and also developed theories of independent innovation, and related field as well. It also provided practical and feasible countermeasures to optimize independent innovation support system of equipment manufacturing enterprises in Heilongjiang Province.更多还原