【作者】 毛清华；

【导师】 宋之杰；

【作者基本信息】 燕山大学 ， 管理科学与工程， 2012， 博士

【摘要】 能源是国民经济发展的基础和保证，而可再生能源是国家能源战略的重点和关键，风能是可再生能源开发最重要的部分。我国的风能产业发展前景广阔，但风电设备国产化率低，不掌握风电设备制造的核心技术严重制约风电产业的发展，提高风电设备制造业技术创新能力，实现风电设备制造业技术赶超是风电产业发展最迫切的问题。因此，研究风电设备制造业技术创新系统的演化机理和过程以及技术追赶具有很强的理论意义和现实意义。首先，本文在对创新系统理论、技术追赶理论系统述评的基础上，界定了风电设备制造业技术创新系统的概念和内涵，总结了风电设备制造业技术创新系统的特征，分析了其复杂适应性，构建了风电设备制造业技术创新系统的运行模型，并阐述了风电设备制造业技术创新系统的功能。其次，分析了风电设备制造业技术创新系统演化的内外部驱动力，运用复杂适应系统理论阐释了风电设备制造业技术创新系统演化过程的分岔、突变和涌现现象，揭示了风电设备制造业技术创新系统的演化机理。再次，确定了技术创新能力为风电设备制造业技术创新系统的序参量，建立并分析了系统演化方程，从产业发展的生命周期角度，对风电设备制造业技术创新系统的演化轨迹及过程进行了详细分析。然后，基于风电设备制造业技术创新系统的演化机理和演化过程，给出了风电设备制造企业技术追赶路径选择模型，并确定了具体创新模式对应的企业资源能力阈值。最后，从影响风电设备制造业技术追赶的序参量和控制变量两方面，提出了我国风电设备制造业技术追赶的保障措施。更多还原

【Abstract】 The energy is the foundation and the guarantee of national economy development andthe renewable energy is the emphases and key of national energy strategy, and that windpower is the most important part of the renewable energy. The development prospect ofour country’s wind power industry is broad, but the localization rate of wind powerequipment is low, and the lack of core technologies about wind power equipment seriouslyrestricts the development of wind power industry. Improving the technology innovationability and achieving the technology catching-up of wind power equipment are the mosturgent problems of wind power industry. Therefore, the research on the evolutionmechanism and evolution process and technology catching-up of wind power equipmentindustry’s technological innovation system has strong theoretical and realisticsignificance.First, on the basis of reviewing the innovation system theory and technologycatching-up theory, the paper defines the concept and connotation of the technologyinnovation system of wind power equipment manufacturing industry, analyzes itscharacteristics and complex adaptation, constructs its operation model, and expounds itsfunctions.Second, the paper analyzes the evolution’s internal and external driving forces of thetechnology innovation system of wind power equipment manufacturing industry, explainsthe phenomenon about bifurcation, mutation, and emerging of the technology innovationsystem of wind power equipment manufacturing industry by the complex adaptive systemtheory, reveals evolution mechanism of the technology innovation system of wind powerequipment manufacturing industry.Again, the paper determines the technology innovation ability as the order parametersof the technology innovation system of wind power equipment manufacturing industryestablishes the system evolution equation, analyzes the evolution of the track and processof the technology innovation system of wind power equipment manufacturing industry.Then, based on the evolution mechanism and evolution process of the technology innovation system of wind power equipment manufacturing industry, the paper putsforward the technology catching-up route selection model of the wind power equipmentmanufacturing industry, and determines the threshold of resource ability corresponding tothe specific innovation pattern.At last, From the evolution order parameter and control variables of the technologyinnovation system of wind power equipment manufacturing industry, the specificguarantee measures puts forward to promote technology catching-up of wind powerequipment manufacturing industry.更多还原