【作者】 卜华白；

【导师】 高阳；

【作者基本信息】 中南大学 ， 企业管理， 2011， 博士

【摘要】 铅锌工业因其处于其它许多产业的上游,其发展状况与水平对其它产业直接产生影响。铅锌工业属传统的“高耗能、高排放、高污染”产业,面对低碳经济发展浪潮的冲击,研究中国铅锌工业低碳发展不仅具有重要的理论意义,而且还是当前发展新型化低碳铅锌工业急需要解决的紧迫问题。论文的主要工作和创新如下：1.构建了面向低碳经济的中国铅锌工业发展水平评价指标体系。虽然针对工业发展水平评价的指标体系已有相关研究,但尚未形成共识,而且面向低碳经济构筑我国铅锌工业发展水平评价的指标体系尚未见文献报导。论文基于低碳经济发展的要求,针对我国铅锌工业低碳发展的具体现状、问题、特点和未来发展的方向,遴选了铅锌工业发展水平评价的9个指标类115个指标项。这些指标项的构建除了考虑低碳经济发展要求的指标项,还考虑到了企业间的复杂价值网络关系和企业网络资源获取能力等指标项,这是论文相对于同类研究的独特之处,实证结果进一步证实了这些指标在网络交易环境下对铅锌工业发展的重要性,证实了该评价指标体系更适合评价铅锌工业的低碳发展水平。2.提出了面对低碳经济的中国铅锌工业发展水平评价模型。论文在总结现有铅锌工业发展水平定性、定量评价方法的基础上,针对低碳和铅锌工业低碳发展的特点和内在规律,提出了适合铅锌工业低碳发展水平评价指标赋权的DS法、Entropy-ANP-SSD法,构建了中国铅锌工业低碳发展水平的“DS-BP”评价模型、中国铅锌工业低碳发展水平的Entropy-ANP-SSD二级模糊层综合评价模型和中国铅锌工业低碳发展水平的混合多层综合评价模型,丰富了现有铅锌工业发展的评价理论和评价方法。3.提出了面向低碳经济的中国铅锌工业系统五个子系统的发展动力基模,揭示了中国铅锌工业子系统各组成要素之间内在主要因果关系和主要动力反馈机制,并以中国铅锌工业系统发展的五个上限基模为例,明晰了中国铅锌工业低碳发展上限的形成过程和发展动力不足的原因,从而为中国铅锌工业低碳发展策略的制定、实施及误区规避提供了决策理论基础。4.提出了面向低碳经济的中国铅锌工业发展策略与误区规避措施。发展策略主要包括调整铅锌工业发展理念,构建低碳循环的经济发展体系；调整中国铅锌工业资源配置关系,优化铅锌工业资源配置方式；注重培育铅锌价值网演化序参量,促进铅锌工业系统的共生演化；适应现代铅锌工业发展环境,促进铅锌工业运营模式的低碳转型。误区规避措施包括四个“必须”,即必须防范铅锌工业的过度竞争,必须防范铅锌工业价值网脆弱性扩散,必须加强企业间的联合,必须顺应低碳经济要求。这些策略的实施与误区的规避,将促进中国铅锌工业“又好又快”地健康低碳发展。5.以湖南水口山有色金属有限责任公司为背景,对论文进行了实证研究。论文分析了湖南水口山有色金属有限责任公司发展的现状,并运用DS-BP评价模型评价了公司低碳发展水平,分析了湖南水口山有色金属有限责任公司低碳发展的总体指导思想与目标规划,提出了公司发展策略及其保障措施,其研究成果不仅对其它的铅锌工业企业的低碳发展具有指导意义,而且对其他有色金属工业、钢铁工业及其他工业企业的低碳发展也有借鉴意义。更多还原

【Abstract】 Lead and zinc industry is a kind of upstream industries, and its development level will directly impact on other industries. Lead and zinc industry is a traditional "high energy consumption, high emission and high pollution" industry, in the wave of low-carbon economy, the development of lead and zinc industry has not only important theoretical significance, but also the urgent problem. The main work and innovations in the paper are as follows:Firstly, Building a development evaluation index system for lead and zinc industry facing on low carbon economy. The level of industrial development for the evaluation index system has been related research, but has not yet reached a consensus, and the literature how to build a development level of lead and zinc industry assessment index system has not been reported facing on low carbon economy. The 9 index entries in 115 categories were selected based on the requirements of the development of low-carbon economy, and specific low-carbon development situation,problems, features and the future development direction of lead and zinc industry in China. Construction of these indicators takes low-carbon options into account, and the complex inter-enterprise value network relationships and ability to access corporate network resources. Some indexes are unique in the paper, and empirical results had confirmed that these indicators in the online trading environment is important, the index system is more suitable for low carbon development evaluation of lead and zinc industry.Scondly,Making three evaluation models of lead and zinc industry development level facing low-carbon economy. The paper summarized the qualitative and quantitative evaluation methods based on the characteristics of low-carbon development and internal rules, and proposed“DS-BP”evaluation model, Entropy-ANP-SSD two layer fuzzy comprehensive evaluation model and multi-level evaluation model about the lead and zinc industry low-carbon development, enriching lead and zinc theory and evaluation methods. Thirdly, Proposing for the five sub-base development model about China’s zinc industry impetus low-carbon economy system, revealing the main driving force by feedback mechanism and the main causation in lead and zinc industry system, and China development of industrial systems of the five lead-zinc subsystems limit schema, for example, clarity of lead and zinc industry in China limit the formation of low-carbon development and development of power is insufficient reason for China to lead and zinc industry to develop low-carbon development strategy, implementation and avoiding misunderstanding provides a theoretical basis for decision-making.Fourthly, Puttinfg forward a low carbon economy-oriented industrial development strategy and errors avoidance measures in China. Development strategies include adjusting lead and zinc industry development concept, building the economic development of low-carbon cycle system; adjusting the allocation of resources between the Chinese lead and zinc industry, optimizing the allocation of resources lead and zinc industry; paying attention to nurturing the evolution Pb order parameter value network, and promoting lead-zinc symbiotic evolution of industrial systems; adapting to the modern lead and zinc for industrial development, lead and zinc industry business model to promote low-carbon transition. Mistakes to avoid include four "must", that is, lead and zinc industry must guard against excessive competition, lead and zinc industry value network must prevent proliferation of vulnerability, the need to strengthen the joints among enterprises must comply with requirements of low-carbon economy. The implementation of these strategies can promote "fast" and "healthy" low-carbon development of China’s lead and zinc industry.Fifthly, empirical study based on Hunan Shuikoushan Nonferrous Metals Co., Ltd. This paper analyzed the status of the development of the Hunan Shuikoushan Nonferrous Metals Co., Ltd.,and evaluated the company’s low-carbon development level by DS-BP model, studied low-carbon development guidelines and the overall planning objectives of Hunan Shuikoushan Nonferrous Metals Co., Ltd., proposed some development strategies for its security measures, its results had not only guidances for lead and zinc enterprises, but also for other non-ferrous metals industry, steel industry and other industrial companies.更多还原