【作者】 张伯松；

【导师】 岑况；

【作者基本信息】 中国地质大学（北京） ， 资源产业经济， 2011， 博士

【摘要】 本文在调查研究、收集整理资料的基础上,首先对中国风电产业是发展低碳经济、优化能源结沟的最佳新能源进行了阐述,并提出中国风电产业融资的问题所在,以及研究的价值和意义、研究内容、方法路线进行阐述,对国内外风电产业及融资的相关研究文献以及有关理论进行了综述,进而对国内外风电产业展开分析,揭示了风电产业发展的基本规律,为后续风电产业链融资的相关研究构建了理论基础。然后将风电产业和风电产业链整体融资模式体系和商业银行产品体系作为重点研究对象,通过对风电产业融资模式体系和商业银行风电产业链式融资产品体系的研究,系统全面构建了完整的风电产业链融资模式体系和商业银行风电产业链式融资业务产品体系,并通过实证研究进一步印证了风电产业链融资模式体系和商业银行风电产业链式融资业务产品体系对风电产业链融资的重要价值。最后,对所做工作进行了全面的回顾和总结,提出论文尚需深入研究的问题和今后的研究方向。本文认为融资结构简单的问题是风电产业融资的首要问题,可以通过建立包括国际金融机构节能减排项下的项目融资、风电项目融资、商业银行绿色信贷、风电电力投资基金和企业债券融资、风机设备融资租赁、碳金融及衍生品和电力期权市场等多种融资模式在内的完整融资模式体系解决。金融服务产品单一问题是风电产业融资的第二主要问题,可以通过以大型风机制造商或风电场为责任主体的链式融资、以货物所有权进行质押担保的链式融资、以债务所有权进行质押和转让的链式融资业务等完整的商业银行链式融资产品体系解决。完整的风电产业融资模式体系由国际金融机构节能减排项下的项目融资、风电项目融资、商业银行绿色信贷、风电电力投资基金和企业债券融资、风机设备融资租赁、碳金融及衍生品和电力期权市场六大类融资子体系组成。完整的国内商业银行风电产业链式融资产品体系由以大型风机制造商或风电场为责任主体的链式融资体系、以货物所有权进行质押担保的链式融资体系和以债务所有权进行质押和转让的链式融资业务体系三大类融资子体系组成。更多还原

【Abstract】 Firstly that China’s wind power industry is the new energy resource in developing low carbon economic and optimizing energy structure is described based on investigation and literature analysis, and the financing problems of China’s wind power industry are proposed, also research significance, research contents and research methods are discussed in the article. The related literatures and theories about domestic and overseas wind power industry and its financing are reviewed and then a deep analysis on domestic and overseas wind power industry is illustrated, and the basic rules of wind power development are revealed, which constructs the theoretical foundation for the follow-up study on financing of wind power industry chain. Then taking wind power industry, the complete financing model system of wind power industry chain and products system of commercial banks as important research objects, through the research on the financing model system of wind power industry and the chain type financing products system of wind power industry, the article constructs the complete financing model system of power wind industry chain and chain type financing business products system of wind power industry of commercial banks. Furthermore, based on the empirical studies, the important value of both wind power industry chain financing model system and chain type financing business products system of wind power industry of commercial banks for wind power industry chain financing is corroborated. Finally, a comprehensive review and summary on the whole study is made, also further questions and future research directions are proposed.The article argues that simple financing structure is the main problem of wind power industry financing, which can be resolved by constructing complete financing model system, including establishing projects financing under the projects about energy-saving and emission-reduction of international financial institutions, wind power projects financing, green loans of commercial banks, electric power investment funds and enterprise bonds financing, fan equipment financial lease, low carbon finance and its derivative commodity, electric power options market and so on. Single financial service products is the second major problem of wind power industry financing, which can be solved by building complete chain type financing products system of commercial banks, including chain type financing whose responsibility subject is large fan manufacturers or wind farms, that pledge guarantee is conducted according to goods ownership and the pledge and transfer is executed based on debts ownership. The complete financing model system of power wind industry consists of six types of financing sub-systems: projects financing under the projects about energy-saving and emission-reduction of international financial institutions, wind power projects financing, green loans of commercial banks, electric power investment funds and enterprise bonds financing, fan equipment financial lease, low carbon finance and its derivative commodity, electric power options market. The complete wind power industry chain financing products system of China’s commercial banks consists of three kinds of financing sub-system: chain type financing system whose responsibility subject is large fan manufacturers or wind farms, that pledge guarantee is conducted according to goods ownership, and chain financing business system that the pledge and transfer is executed based on debts ownership.更多还原