【作者】 吴菁；

【导师】 张捷；

【作者基本信息】 暨南大学 ， 产业经济学， 2010， 博士

【摘要】 电信业是中国近十几年来增长最快的产业之一,规制改革也备受关注。本文运用产业组织理论、自然垄断理论和规制理论,研究中国电信业规制改革的绩效问题,主要内容包括：首先,在回顾已有的自然垄断理论、规制理论和产业组织理论研究的基础上分析了SCP范式对自然垄断产业的适用性,认为规制对自然垄断产业的影响会随着规制改革的各个阶段而不同,进而提出引入规制后的SCP分析框架。接着,探讨电信业的技术经济特征及其变异,对电信企业行为进行了经济学分析,指出电信业持续规制的原因及规制变革内容,总结主要国家的电信业规制改革的成功经验与启示。然后,本文运用SCP范式,从产业发展、全要素生产率、竞争力和社会福利四个方面对中国电信业规制改革绩效进行评价。在实证研究的过程中,本文利用Scott J. Wallsten计量经济模型,从电信业发展水平、资费水平、效率水平和服务质量四个方面更加全面具体地验证电信业规制改革的绩效。研究结果表明,规制改革显著促进了电信业的发展,有效降低了电信业资费水平,明显提升了产业效率,一定程度上提高了电信服务质量。更多还原

【Abstract】 In the past decade, telecommunication industry is one of the fastest growing industries in China, and its regulation reform has been widely concerned. Applying the theories of industrial organization, natural monopoly and industry regulation, this thesis studies the performance of regulatory reform of China’s telecommunication industry. The main contents include:Firstly, based on a review of the existing natural monopoly theory, the regulation theory and the theory of industrial organization, this thesis analyses the applicability of the Structure-Conduct-Performance (SCP) Paradigm in a natural monopoly industry. The author illustrates that the impacts of the regulation on the natural monopoly industry varies in each stage of the regulation process, and then introduces the SCP analysis framework. Secondly, following a discussion of the technological and economic characteristics within the telecommunication industry and its variation, as well as an economic analysis on the firm’s behavior in this industry, the paper suggests the reasons of continuous regulation and the supposed reform of the regulation, and summarizes the experiences and lessons of the telecom regulation reforms in the main industrialized nations. Thirdly, the thesis evaluates the performance of China’s regulation reform in 4 aspects:industrial development, total factor productivity, competitiveness and social welfare. In the process of empirical studies, applying the econometric model of Scott J. Wallsten, the paper further proves the evaluation results on the regulation performance, in terms of4 specific dimensions: development stage of the industry, price, efficiency, and the service quality. In conclusion, the author argues that the regulation reform significantly promoted the development of the telecommunications industry, reduced the price, increased its efficiency, and to a certain extent, improved the quality of telecom service. Finally, the author lists out the policy advices and the prospect of the research.更多还原