【作者】 崔成成；

【导师】 沈立岩；

【作者基本信息】 南开大学 ， 文艺学， 2010， 博士

【副题名】以《元白诗笺证稿》、《论再生缘》、《柳如是别传》为中心

【摘要】 在中国近代学术史上,陈寅恪创造性的实现了“文史互证”,无论是在思想内涵方面,还是在方法应用领域,都留下了可供后学继承的丰厚遗产。因此,对陈寅恪“文史互证”思想与方法进行研究,将产生拓展思想史研究和发掘文史研究方法两个维度的积极影响。本文以陈寅恪“文史互证”为研究对象,研究其作为一种独创性思想和方法的发展、构建、流变、应用和意义。主要内容有：第一部分为第一章,旨在阐明对陈寅恪“文史互证”进行研究的基础：首先,明确了研究陈寅恪“文史互证”,是系统把握其思想的重要脉络。其次,阐述进行陈寅恪“文史互证”研究的理论可能性。由此,考察展开研究的文献基础。其后,通过梳理和分析学界对陈寅恪研究的整体现状和以“文史互证”思想研究为专题研究的现状,确定以“陈寅恪‘文史互证’思想与方法”为研究对象,以《元白诗笺证稿》、《论再生缘》、《柳如是别传》为研究主线。第二部分为第二章,旨在探究陈寅恪“文史互证”思想与方法的理论渊源。主要从三个方面进行阐述,第一,分析陈寅恪的文化型家族对其思想核心与诗人气质形成的影响,说明家族文化熏染是陈寅恪“文史互证”思想产生的起点。第二,通过爬梳陈寅恪求学经历与治学重点转移情况,分析他的资料准备和学术品格,以及学术理念的追求,说明这对他“文史互证”的思想从初步形成到确立的重要影响。第三,通过考查在陈寅恪“文史互证”发展过程中具有转折性意义的两重“公案”,即“王国维之死”与“中年盲目”,说明个人历史的特殊性与其思想发展之间的关系。第三部分是从第三章到第六章,论述陈寅恪“文史互证”思想与方法的建构与流变情况,考察“文史互证”思想的主要内容和“文史互证”方法的具体应用。第三章主要分析陈寅恪“文史互证”的前期探索情况。这一时期，陈寅恪以魏晋至唐长篇叙事文学作品为主要研究对象,思想特征表现为“由文证史”。他开始探索“古典”与“今事”、文学作品研究与思想史研究之间的关系,关注诗与诗之间的通解,并提出由“文学作品中的史料信息”证“具体历史问题”,诗歌解读中“最简易的说法更接近真谛”的观点。在研究方法上,以考证历史地点与事件为中心方法,具体地说,有甄别作者姓名及成文时间法、考证地点并确定人事法、考证“今事”法。第四章主要分析“元白诗笺证稿”研究阶段,这是陈寅恪“文史互证”思想与方法的正式形成期。通过分析陈寅恪选择以“元白诗”为研究对象的原因和其对“元白诗”的分类与内涵的认识,明确了陈寅恪“文史互证”研究的自觉性和系统性,从而确定其“文史互证”思想的正式形成。此时,陈寅恪提出要从了解当时文体的关系和当时文人之间的关系为突破口进行诗歌解读,并在此基础上,提出了诠释诗句的一般思路。同时,表现为多种研究方法并用,有综合的方法、比较的方法、默认法、空间研究方法、本集互证与相关诗歌参证法。第五章主要分析“论再生缘”研究阶段,这是陈寅恪“文史互证”思想与方法形成的重要发展期。对于陈寅恪如何确定“弹词”为基本研究对象进行条分缕析的阐释,并在此基础上,陈寅恪考察此时主要的思想内容为：崇尚“自由灵活的女性思想”、注重作者“个人历史”与“写作经历”之间的张力,以及读者个人历史与作者个人历史的共鸣。陈寅恪使用的主要研究方法为：亲族诗集推测法、消除递减法、大胆假设法、时间递推法、中外文学比较法、小说参证法。第六章主要分析“柳如是别传”研究阶段,这是陈寅恪“文史互证”思想与方法的成熟期。以陈寅恪选择柳如是为基本研究对象为切入点,对其中涉及到的“柳如是别传”与清初历史研究、“柳如是别传”的基本材料与写作缘起、“柳如是别传”的创作及文体情况进行考察。同时,发掘陈寅恪在文体写作中表达的“个人历史”与“心史”思想。他重视诗文与个人历史的重合,发扬“自由之思想与独立之精神”,同时,在“文史互证”间展现明清社会发展情况。陈寅恪使用的主要研究方法有古典今事考证法、名字推测法、建立在考据基础上的“了解之同情”、人物心理描写法、志书使用法。最后一部分是结语,是对全文主题的总结与概括。更多还原

【Abstract】 Chen Yinke carried out a series of systematic studies and original interpretations of " the mutual reflection of literature and history " in academic history of modern thought. Both the ideological construction and the methods of application areas, there are available to the rich legacy inherited to research. As a result, this dissertation,whose topic is Chen Yinke’s " the mutual reflection of literature and history " thought and methods,concerns on the one hand the expansion of research on history of thought,and discovery of the cultural and historical research methods on the other hand.The object of this dissertation is development, construction,the rheological behavior, application and significance of Chen Yinke’s " the mutual reflection of literature and history".The outline of the thesis is as follows:The first chapter is the first chapter, which demonstrates Chen Yinke’s "the mutual reflection of literature and history" basis of the study. It determines the importance of "the mutual reflection of literature and history" in Chen Yinke’thought. It investigates the possibility of the theory on study,and literature review. It points out the topic and its Subtitle,which is Study on the thought and methods of Chen Yinke’s "the mutual reflection of literature and history"——to<manuscript of study on Bai Juyi’s poems>,<The Destiny of Rebirth>,<unofficial biography of liu rushi> as the center.ChapterⅡinvestigates the theoretical foundation of the thought and methods of Chen Yinke’s "the mutual reflection of literature and history",with regards to three dimensions.the first dimension analyzes the influence of Chen Yink’s culture-based family,which effect the core-of his thought and his poetic temperament formation. As a result, the indicating from a family culture is generated starting point of Chen Yinke’s thought. The second dimension generalizes Chen Yinke’s Educational backgrounds and the focus of scholarly research, and analysis of his data preparation and academic integrity and the pursuit of academic concepts. As a result, we point out the important influence of these factors in the courese of his though initial formation. The third dimension investigates incidents in the development process of the thought and methods of Chen Yinke’s "the mutual reflection of literature and history".They are "middle-aged Blind"and "Wang Guowei’s death",which can illustrate the link between the particularity of his personal history and the development of his thought.The third part is from the third chapter to the sixth chapter,which discusses development, construction,the rheological behavior, application and significance of Chen Yinke’s " the mutual reflection of literature and history".Chapter III analyses the research stage,which is before the stage of "manuscript of study on Bai Juyi’s poems". So, this is called the exploration period. During the period, the full-length narrative works were regarded as object of study. And the Thinking Characteristic is "Literature certificate Historical facts ". Chen Yinke began to explore the relationships between the "classic " and "fact", literature research and study of the history of thought. Poem and Poem.As a result,he carried out some points, which are "the historical information in literary works can certificate the specific historical issues ", " the most simple arguments are the true meaning of poem".On research methods, there are three kinds, which are "analyses author’s name and the works’creating proceece", "verify locations’and "determine the historical facts".Chapter IV discusses the research stage of "manuscript of study on Bai Juyi’s poems",which is called the formative period.First,we investigate the reason for his choosing study object,and the classification and understanding of Bai Juyi’s poems. So,we conclude that Chen Yinke’s research was conscious and systematic.Second, Chen Yinke carried out the general idea about how to read poem. At the same time, a wide variety of research methods were used, which are the composite method,the comparative method, the default method, space research methods,and so on.Chapter V examines the research stage of "The Destiny of Rebirth",which is the important development period.First, we analyse the reason that tanci was choosed as study object by Chen Yinke.Second, we examine the ideological content of the main point, which are advocating "free and flexible women’s thinking", focusing on the tension between author "Personal History" and "writing experience", as well as the relationship between reader’s personal history the author’s personal history. There are some research methods,which are the speculated method through relatives poem,the removed method, a bold assumption method, the time recurrence method,comparative method between chinese and foreign literature, fiction reference method.Chapter VI focuses on the research stage of "unofficial biography of liu rushi",which is his thought and methods coming into maturity. First,we discuss the reason that "Liu Rushi"was choosed as study object by Chen Yinke.At the same time, we investigate the relationship between "unofficial biography of liu rushi" and the early Qing Dynasty historical research, the basic materials and writing origin, creative and stylistic textual situation. Meanwhile, we demonstrate the thought,which Chen Yinke expressed between "personal history" and "heart history", "poems"and"personal history". Chen Yinke attached "Spirits of Independence,’ and "Thoughts of Freedom",which were the cores of his thought. Main research methods are the classic verification method, the name of speculation method,the " understanding of compassion" basing on verification, the characters psychological description method, using Annals mehtod.The last part is a summary and distillation of the dissertation.更多还原