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欧盟科技一体化研究

Study on EU Science and Technology Integration

【作者】 马勇

【导师】 杜德斌;

【作者基本信息】 华东师范大学 , 人文地理学, 2011, 博士

【摘要】 世界发展日新月异,经济全球化与区域一体化并行不悖。区域一体化既借助于经济全球化的推动,又与经济全球化相互促进。综观全球,在当今时代,欧盟一体化以其形成时间之早,经济一体化程度之高,对当代世界经济影响之大,堪称区域一体化的典型与楷模。欧盟一体化得益于其得天独厚的地理因素、历史传统和价值基础,成为区域一体化的先导者和成功者。作为世界上最大的也是经济一体化程度最高的组织,欧盟在世界政治、经济、科技和社会文化领域都发挥着重要作用。欧盟经过六次扩大,目前已拥有27个成员国,涵盖了从斯堪的纳维亚到到亚平宁、从北海之滨到巴尔干半岛的大部分区域,在世界上代表欧洲发出统一声音。自20世纪50年代西欧开始走向联合和一体化起,科学技术就打上了欧洲统一的烙印。进入80年代以后,科技的发展融入了欧共体建立统一大市场和加强国际竞争力的战略当中,欧盟的研究、技术和发展(RTD)政策无论是在共同体政策中的重要性方面,还是在共同体的资金投入方面都取得了相当大的进展。2000年的里斯本峰会上,欧盟理事会又提出了把欧盟打造为世界上最有竞争力和充满活力的以知识为基础的经济体的战略目标,把RTD政策放在发展战略的中心,为未来科学技术在欧盟的扩充和发展指明了方向。历史表明,在欧洲的背景上,研究从来不只是研究,它总是服务于其他的目的,通常是与增强欧洲统一的事业联系在一起的。正像欧盟研究委员会所指出的那样:从根本上说,欧盟的研究与技术开发政策基于“孪生原则”,即科学技术优势和欧盟政策目标”。从内容上看,全文共分为八章。第一章绪论。阐述了选题的背景与意义、主要内容和创新之处,以及本文的研究框架和方法。第二章基础理论。总结梳理了区域科技一体化的相关理论,其中包括经济地理学理论、新经济理论以及交易成本理论、资源依赖理论、博弈论、协同论等。第三章区域科技一体化与政府作为。本章主要论述了区域科技一体化的动力机制、区域科技一体化的发展阶段以及政府在促进区域科技一体化中能够有何作为的相关问题。第四章欧盟科技一体化的基础条件。作为世界上经济与科技最发达的地区之一,欧盟一方面有其总体的科研优势,另一方面成员国由于各自的历史传统、自然条件和经济社会发展程度的不同,各成员国的科研发展状况存在较大的差异,分别形成了各自的科研优势领域。本章从总量、结构和科研特色三个方面对欧盟各成员国的空间差异进行了分析,最后评价了欧盟在世界科技中的地位。第五章欧盟一体化实践及科技制度模式。分析了欧盟一体化的基础、进程、及其制度模式,探讨了欧盟一体化的决策机构和其中主要的科学技术管理与研究机构。最后介绍了欧盟一体化的科技与创新政策和欧盟条约对科技共同体建设的规划。第六章欧盟科技一体化发展及其R&D合作网络。阐述了欧盟科技共同体的提出及一体化发展的曲折历程,分析了欧盟的科学技术合作模式。并着重对其中最具影响力的欧盟框架计划做了详细介绍,总结了其决策程序及发展演变过程,研究了欧盟框架计划所形成的R&D合作网络及其分布特点。第七章欧盟框架计划中的合作倾向分析。本章基于实际数据,分别分析了欧盟框架计划项目合作中的地理、语言、科研优势倾向和综合效应,并将此与合著论文的相关倾向进行了对比,评价了欧盟框架计划的积极作用。第八章结语。对全文进行了归纳和总结,提炼论文的主要结论及欧盟科技一体化对我国区域科技一体化发展的相关启示,并指出本文的局限之处和需要进一步研究的问题。

【Abstract】 In the world today, science and technology is changing with each passing day. Regional Integration is pushed by economic globlization and keeps with the latter’s development closely. The earliest formation, the highest degree, the large numbers of member states and the powerful economic strengthen and the most influential to the word economy.all could be acclaimed as the example of the regional economic organization. It is due to the distinctive Geography, historical tradition and values,that the EU Integration becomes the forerunner and the real winner of Regional Integration.As the world’s largest economic integration organization, the European Union has the highest degree of integration, and it plays a very significant role in the world’s political, economic and socio-cultural fields. After six times of expansion, the EU now has 27 member countries, which covers most regions from Scandinavia to the Apennines, and from the North Sea coast to the Balkans. The EU now unifies voice on behalf of the European issues.Ever since the 1950s, when Western Europe began to joint and integrated, science and technology has been given the mark of the European integration. After 1980s, the development of science and technology has been integrated into the strategy of European Community to establish a unified market and to enhance the international competitiveness. EU’s policies of research, technology and development (RTD) have made considerable progress both in its significance in public policies and in the EU Community’s investments. At the Lisbon summit in 2000, the European Council proposed the strategy of building EU as the world’s most competitive and dynamic knowledge-based economic organization, putting the RTD policy in the center of the future science and technology strategy, which pointed out the direction of expansion and development of science and technology in EU. The history has proved that in the European context, the research has never been not just research itself, it always services other purposes, which usually contacted with the career of enhancing Europe’s unity. Just as the European Research Council points out: "Basically, the EU’s research and technology and development policy is based on the ’twin principles’, namely the science and technology strengths and the EU policy objectives"The disseration consists of 8 chapters. Chapter One:Introduction. In this Part, the author elaborates the background and Significance of the disseration, as well as the basic framework, research methods and major innovations of the research.Chapter Two:This Part focuses on the basic theories. The introduction and summary of some theories about Regional Technology Integration, such as Economic Geography theory, New Economic theory, theory of Transaction Costs, Resource Dependence theory, the Game theory, theory of Synergetics etc.Chapter Three:Development of Regional Technology Integration and government’s deeds. This chapter talks about the driving mechanisms and developing stages of Regional Technology Integration, and the government’s deeds in the process of promoting the Regional Technology Integration.Chapter Four:The basic conditions of EU Science and Technology Integration. As one of the regions with the most advanced technology and economy, EU has its overall strengths on scientific research, while because of the different historical traditions, natural conditions and levels of social development, there is a big difference on the research development among EU member states which have formed their own scientific strength respectively. From the aspects of volume, structure and scientific features, this chapter analyzes the spatial differences of EU member states, and tries to make an evaluation of the EU’s position in the world science and technology.Chapter Five:The practice of European Integration and Technological System Mode. The author analyzes the basis, process and system mode of European Integration, and discusses its decision-making agency and the main institutions of Science and Technology Management and Research. Finally, this chapter also introduces the technology and innovation policy of European Integration, as well as European Treaty on the planning of Technological Community construction.Chapter Six:EU Science and Technology Integration and its network of R&D cooperation.The proposal of the EU scientific and Technological Community and the tortuous course of integration are described and the EU’s scientific and Technical Cooperation Model is analyzed.The most influential EU Framework Program is focused on and introduced in details.Its decision-making process as well as the course of development and evolution are summed up. The R&D Cooperation Networks formed by the EU Framework Program and its distribution characteristics are studied.Chapter Seven:Trend Analysis of the EU Framework Programme.Basing on actual data in respect of co-papers and cooperation projects to analyze the collaborations in the geography, language, research advantage and combined effect among the EU member states, and by national comparison of the two kinds of cooperation the evaluations of the positive role of the EU Framework Programme and its economic performance are made.Chapter Eight:Epilogue.To sum up the full text the conclusions are drawn and the enlightenments of EU Science and Technology Integration towords Integration of Regional Science in China are summed up.Inadequacy of the paper and futher studies are refered as well.

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