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经济全球化背景下国家主权原则研究

Under the Background of Economic Globalization, the Principle of National Sovereignty

【作者】 黄萍

【导师】 屈广清;

【作者基本信息】 大连海事大学 , 国际法学, 2010, 博士

【摘要】 经济基础决定上层建筑,那么,相比于经济全球化背景下经济基础的变动,个独立国家的国家主权战略也必然需要作出相应的适应调整。本文分两个部分,即引言和正文部分。引言部分,一方面对正文论述的要点和整体脉络进行概括性论述;另一方面对以本命题作为论文选题的理由说明,亦即为论文之意义。正文部分。一是基本理论部分。从国家主权原则的产生及沿革和国家主权面临的经济全球化背景介绍入手,再主要围绕经济全球化和国家主权两个基本概念,进行理论阐释,重点论述经济全球化的发展趋势、在国家主权的认识上区分发展中国家与发达国家所表现出的不同特点和经济全球化与国家主权的关系三个问题。二是命题引出和初步论述部分。根据上一部分对经济全球化与国家主权的关系的论述,归纳出经济全球化的变化趋势必然影响国家主权的行使的结论,从而进一步得出在经济全球化背景下需要对国家主权作出适应性调整的命题。从而主要站在发展中国家和我国国情的角度,得出了以适应经济全球化的发展趋势和维护我国国家主权的最大利益这两个根本原则,作为经济全球化背景下中国国家主权战略基本原则的结论。三是对诸多主权理论的整合与分析部分。通过系统论述和评价了诸多经济全球化背景下的“新国家主权理论”,既否定了这些国家主权理论中否定、限制、削弱国家主权的主张,也否定了机械地、绝对地过分固执于主权的倾向,在这一部分中,论述的重点是:从国际组织、跨国公司、非政府组织、、区域经济组织、新技术的发展、全球性问题等国际因素和一些国内因素入手,全面分析了经济全球化发展趋势对国家主权,尤其是对中国国家主权的深刻影响。四是对策研究部分。先后提出了中国作为发展中的大国,参与经济全球化进程是我们的必然选择、积极应对在经济全球化背景下中国在各个主权领域遭遇的严峻挑战、如何应对经济全球化对中国经济的影响形成我们自己的法律体系等对策,并且系统归纳了中国国家主权战略基本原则及保障其实现的建议。

【Abstract】 Economic base determines superstructure. Thus, any independent nation has to adjust its sovereignty strategy according to the changes of economic base under the economic globalization background. This thesis is divided into two parts, i.e., the introduction and the main body.The introduction consists of two sections. The first section is a generalization of the main points in the main body, and the second section is an explanation of the rea-sons for writing this thesis, i.e. the implication of this thesis.The main body contains four sections.The first section deals with the basic theories. Two essential concepts of econo-mic globalization and national sovereignty are expounded, and the focus is on three issues:the trend of economic globalization, how to differentiate the unique character-istics between developing and developed countries concerning the concepts of nation-al sovereignty, and finally the relationship between economic globalization and nat-ional sovereignty.The second section introduces the proposition and makes some primary discuss-ion. On the basis of the discourse on the relationship between economic globalization and national sovereignty, the conclusion is reached:the trend of economic globalizat-ion is bound to influence the exertion of national sovereignty. Therefore, from the viewpoint of developing countries and our national situation, the adjustment to economic globalization and the maintenance of China’s national sovereignty to the fullest, should be concluded as the basic principle of China’s national sovereignty strategy.The third section is the integration and analysis of various sovereignty theories. The theory of new national sovereignty is systematically discussed and evaluated under the economic globalization background. It’s a negation of assertions about negating, confining and weakening national sovereignty and tendencies that overly persist in sovereignty. Then the proposition is arrived at:national sovereignty needs to be adjusted under the economic globalization background. The key point in this section is on the comprehensive analysis of the influence that the economic globalization exerts on national sovereignty, especially the profound influence on China’s national sovereignty. The analysis is made from such international and national factors as international organizations, multinational corporations, non-governmental organizations, regional economic organizations, the development of new technologies, global issues and so on.The fourth section is about the investigation into prescriptions. As a developing dominant country, it’s a must for China to participate in the course of the economic globalization. Meanwhile, China is supposed to positively confront severe challenges in all fields concerning sovereignty under the economic globalization background. Finally, the basic principle of China’s national sovereignty strategy is summed up, and the suggestions on how to guarantee its realization are proposed.

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